DFX Intelligence
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Team lift-out
2 advisors left L••• S••••• A•••••••• L•• for L••••• W••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Oct 16, 2023
- Registered next
- Oct 18, 2023 to Dec 23, 2025
- Branch state
- CA
- Cities
- 1, most in San Ramon, Ca
- Registered there that day
- 126 (people still on IAPD; an estimate)
- Share of that headcount
- 1.6%
- Succession by the destination
- none on the tape