DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Wealth Management, LLC
Latest filing May 13, 2026
First filing on the tape May 22, 2018 · 33 filings
SEC status approved since Jun 21, 2018
RAUM
$629M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$610M individuals and HNW
Advisors
56
registered through the firm on IAPD
RAUM per advisor
$11.2M
derived; firm RAUM over IAPD count
Employees
39
39 advisory (5.B.1)
Offices
21
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$629M as of May 13, 2026
Mar 31, 2019$127M then
HNW client RAUM$372M as of May 13, 2026
Mar 31, 2019$73.6M then
State-registered IARs (5.B.3)39 as of May 13, 2026
Mar 31, 201915 then
Employees (5.A)39 as of May 13, 2026
Mar 31, 201918 then
Private funds: no history
RAUM +32% over the last fiscal year+36% a year over threeIARs 35 to 39
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $11.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $192,423derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.7derivedItem 5.A over advisors
- Advisors per office
- 2.5derived22 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +58%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $563,004, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$372M59%
- Individuals$238M38%
- Pension and profit-sharing plans$18.7M3.0%
- Individual clients
- 3,135reported
- HNW clients
- 134reported
- Pension plan clients
- 147reported
- Charitable clients
- n/areported
- Accounts
- 3,269reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $563,004 for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
55 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andy Albert Rad | Boise, Id | Mar 18, 2015 | 11 y | 1 |
| Acen Hansen | Boise, Id | Jun 13, 2017 | 10 y | 0 |
| Justin C Martin | Boise, Id | Oct 23, 2018 | 18 y | 1 |
| Lydon Joseph Crane | Burley, Id | Jan 16, 2019 | 10 y | 0 |
| Joseph Scott Escujuri | Boise, Id | Mar 14, 2019 | 19 y | 0 |
| Brian Crane | Mesa, Az | Jul 16, 2019 | 10 y | 0 |
| Caleb Andrew Howard | Boise, Id | Jul 22, 2019 | 16 y | 1 |
| Michael Ian DunlapCertified Financial Planner | Fallbrook, Ca | Jan 21, 2020 | 19 y | 2 |
| Dustin Lloyd | Meridian, Id | Aug 12, 2020 | 10 y | 1 |
| Jaime Redfern | Boise, Id | Feb 9, 2021 | 17 y | 1 |
| Patrick Scott Wilson | Costa Mesa, Ca | Jul 12, 2021 | 24 y | 1 |
| Samuel Albert Allman | Seattle, Wa | Aug 25, 2021 | 10 y | 0 |
| Robert Todd Oakes | Burley, Id | Jan 20, 2022 | 34 y | 0 |
| Carson Skaggs | Boise, Id | Mar 7, 2022 | 10 y | 0 |
| Joseph Fisher | Woods Cross, Ut | Jan 24, 2023 | 10 y | 0 |
| Kyler Burke | Boise, Id | Feb 10, 2023 | 14 y | 0 |
| Lincoln Michael West | Centerville, Ut | Apr 6, 2023 | 14 y | 0 |
| Laura Jean Dill | Boise, Id | May 18, 2023 | 24 y | 2 |
| David Gerald Condensa | San Jose, Ca | Oct 18, 2023 | 13 y | 1 |
| John D LaneCertified Financial Planner | Boise, Id | Oct 23, 2023 | 17 y | 2 |
| Edward Malekan | Boise, Id | Jan 17, 2024 | 18 y | 0 |
| Peter Carmine Covino | Boise, Id | Jan 24, 2024 | 27 y | 5 |
| Justin David Maxwell | West Jordan, Ut | Mar 14, 2024 | 10 y | 0 |
| Thomas Patrick Smith | Southlake, Tx | May 23, 2024 | 24 y | 6 |
| David Joshua Jobrack | Boise, Id | Oct 9, 2024 | 10 y | 0 |
| Elana Malekan | Calabasas, Ca | Oct 28, 2024 | 11 y | 0 |
| Todd Richard Wellnitz | Alameda, Ca | Oct 28, 2024 | 16 y | 0 |
| Nancy Minyi Zheng | Newport Beach, Ca | Oct 28, 2024 | 26 y | 0 |
| Ali Emami | San Diego, Ca | Oct 28, 2024 | 13 y | 0 |
| Sonja H. Kurhanewicz | Pleasanton, Ca | Oct 28, 2024 | 18 y | 0 |
| Nicholas G Pond | Costa Mesa, Ca | Nov 12, 2024 | 11 y | 0 |
| Michael Pond | Parkland, Fl | Nov 14, 2024 | 37 y | 0 |
| Anthony PerezCertified Financial Planner | Phoenix, Az | Nov 25, 2024 | 23 y | 3 |
| Babak KoorosChartered Financial Consultant | Newport Beach, Ca | Jan 1, 2025 | 15 y | 1 |
| Razell Smart | Orlando, Fl | Jan 2, 2025 | 17 y | 0 |
| Michael Lawrence Bargetto | Phoenix, Az | Feb 11, 2025 | 21 y | 0 |
| Anthony HuberCertified Financial Planner | Boise, Id | Feb 12, 2025 | 11 y | 1 |
| Shawn Edward Wheeler | Boise, Id | Feb 28, 2025 | 23 y | 0 |
| Ariel Emanuel MoyanoCertified Financial Planner | Boynton Beach, Fl | May 27, 2025 | 12 y | 2 |
| Sarah Victoria Hodges | Boise, Id | Sep 10, 2025 | 10 y | 1 |
Advisor movement
3 left, 6 joined in 12 months
net +3 in 12 months2 left in 90 days2 joined in 90 daysdeparture rate 5.4% of current headcount5 left over 36 months
Left, latest
- Benjamin Cole Schamber to Ep Wealth AdvisorsJul 31, 2026 · RIA to RIA
- Jack Edward Trent to Simplicity WealthJul 31, 2026 · RIA to RIA
- Jacob Anthony Davelaar to Cooper McmanusDec 5, 2025 · RIA to RIA
- Shawn Arthur Ogawa to LPL Financial LLCAug 11, 2025 · RIA to affiliated broker-dealer or bank
- Spencer William Anderson to Desert Rose Capital Management, Inc.Mar 12, 2024 · Other
- Krista Dawn Young to Soltis Investment Advisors, LLCMar 10, 2023 · RIA to RIA
- Lavea Grace Thomas to Aspen Capital Management, LLCJul 8, 2021 · RIA to RIA
- Matthew Valentine to Pl Wealth Advisors, LLCFeb 10, 2021 · RIA to a state-registered adviser
- Julie Jean Cassatt-Olsen to Doceo Wealth, LLCDec 11, 2020 · RIA to a newly registered adviser
- Travis L Higgins to Doceo Wealth, LLCDec 11, 2020 · RIA to a newly registered adviser
- David Nicolas Johan to Doceo Wealth, LLCOct 9, 2020 · RIA to a newly registered adviser
- Richard Jeffrey Durham to Doceo Wealth, LLCOct 9, 2020 · RIA to a newly registered adviser
- Ross Wayne Luekenga to Az Legacy Wealth LLCJun 3, 2020 · RIA to a state-registered adviser
- Lawrence Wayne Gray to Lincoln InvestmentJun 17, 2019 · RIA to affiliated broker-dealer or bank
- Nathan Hatch Billeter to Capital AnalystsJun 17, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Amy Lynn Colton from ForefrontAug 12, 2026 · RIA to RIA
- Dhillon Thomas Taylor from Secura FinancialJul 23, 2026 · RIA to RIA
- Lisa Bianculli Hutter from Ironoak WealthJun 10, 2026 · RIA to RIA
- Jack Edward Trent from Oneamerica Securities, Inc.Jan 30, 2026 · Other
- Miguel A Delgado from Lion Street Advisors, LLCDec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Kristina Chuck Sabbatini from Lion Street Advisors, LLCSep 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sarah Victoria Hodges from Wells Fargo AdvisorsSep 10, 2025 · Wirehouse to independent RIA
- Ariel Emanuel Moyano from Singer Wealth Advisors LLCMay 27, 2025 · RIA to RIA
- Anthony Huber from Fidelity Personal And Workplace AdvisorsFeb 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- Babak Kooros from Foundations Investment Advisors LLCJan 1, 2025 · RIA to RIA
- Anthony Perez from Pnc Managed Account Solutions, Inc.Nov 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Thomas Patrick Smith from Realta Investment Advisors, IncMay 23, 2024 · Affiliated broker-dealer or bank to independent RIA
- John D Lane from Lion Street Advisors, LLCOct 23, 2023 · Affiliated broker-dealer or bank to independent RIA
- David Gerald Condensa from Lion Street Advisors, LLCOct 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Laura Jean Dill from LPL Financial LLCMay 18, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Doceo Wealth, LLCDec 11, 2020 · Meridian, Id
- 2 left for Doceo Wealth, LLCOct 9, 2020 · Meridian, Id
- 2 left for Lincoln InvestmentJun 17, 2019 · Boise, Id
- 2 joined from Lion Street Advisors, LLCOct 16, 2023 · San Ramon, Ca
- 3 joined from Avellino Financial Advisors, Inc.May 9, 2017 · Hillside, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C Justin Martin · Chief Executive Officercontrolsince 10/2022 · owns less than 5%
- R. Sean Martin · Chief Compliance Officer & Chief Operations Officercontrolsince 11/2023 · owns less than 5%
- Albert Andy Rad · Managing Membercontrolsince 01/2019 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boise, Id · principal | 38 | 16 | 3 | ||
| Meridian, Id | 4 | 0 | 0 | ||
| Woods Cross, Ut | 3 | 1 | 0 | 1 | |
| Newport Beach, Ca | 3 | 0 | 0 | ||
| Burley, Id | 3 | 0 | 0 | ||
| Austin, Tx | 2 | 2 | 0 | ||
| Centerville, Ut | 2 | 2 | 0 | ||
| Costa Mesa, Ca | 2 | 0 | 0 | ||
| Phoenix, Az | 2 | 0 | 0 | ||
| Pleasanton, Ca | 2 | 1 | 0 | ||
| Nampa, Id | 1 | 0 | 0 | ||
| Mesa, Az | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Burley, ID3 employees
- Woods Cross, UT3 employees
- Mesa, AZ1 employees
- Newport Beach, CA1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Apr 27, 2026individual and HNW clients (Item 5.D) moved from 2,073.0 to 3,269.0 (+58.0%) between the annual amendments of 2025-04-07 and 2026-04-27; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 3,728 to 3,269Apr 7, 2025 to Mar 31, 2026
- Advisory employees · 35 to 39Apr 7, 2025 to Mar 31, 2026
- HNW clients · 92 to 134Apr 7, 2025 to Mar 31, 2026
- Individual clients · 1,981 to 3,135Apr 7, 2025 to Mar 31, 2026
- Pension plan clients · 48 to 147Apr 7, 2025 to Mar 31, 2026
- Assets in custody · $803,956 to $563,004Apr 7, 2025 to Mar 31, 2026
- Employees · 41 to 39Apr 7, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 26-50Apr 7, 2025 to Mar 31, 2026
- State-registered IARs · 35 to 39Apr 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $477M to $629MApr 7, 2025 to Mar 31, 2026
- HNW RAUM · $246M to $372MApr 7, 2025 to Mar 31, 2026
- Individual RAUM · $219M to $238MApr 7, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $11,319 to $0Apr 7, 2025 to Mar 31, 2026
- Pension RAUM · $12.2M to $18.7MApr 7, 2025 to Mar 31, 2026
- RAUM · $477M to $629MApr 7, 2025 to Mar 31, 2026
- Accounts · 3,537 to 3,728Aug 8, 2024 to Apr 7, 2025
- Advisory employees · 16 to 35Aug 8, 2024 to Apr 7, 2025
- HNW clients · 219 to 92Aug 8, 2024 to Apr 7, 2025
- Individual clients · 1,726 to 1,981Aug 8, 2024 to Apr 7, 2025
- Pension plan clients · 79 to 48Aug 8, 2024 to Apr 7, 2025
- Assets in custody · unset to 803956.0Aug 8, 2024 to Apr 7, 2025
- Custody of client assets · false to trueAug 8, 2024 to Apr 7, 2025
- Employees · 36 to 41Aug 8, 2024 to Apr 7, 2025
- Insurance-licensed employees · 7 to 1Aug 8, 2024 to Apr 7, 2025
- Financial planning clients · 11-25 to 11-25Aug 8, 2024 to Apr 7, 2025
- State-registered IARs · 23 to 35Aug 8, 2024 to Apr 7, 2025
- Other offices · 6 to 21Aug 8, 2024 to Apr 7, 2025
- Discretionary RAUM · $373M to $477MAug 8, 2024 to Apr 7, 2025
- HNW RAUM · $258M to $246MAug 8, 2024 to Apr 7, 2025
- Individual RAUM · $107M to $219MAug 8, 2024 to Apr 7, 2025
- Non-discretionary RAUM · $0 to $11,319Aug 8, 2024 to Apr 7, 2025
- Pension RAUM · $8.9M to $12.2MAug 8, 2024 to Apr 7, 2025
- RAUM · $373M to $477MAug 8, 2024 to Apr 7, 2025
- Accounts · 2,921 to 3,537Jan 5, 2024 to Mar 29, 2024
- HNW clients · 151 to 219Jan 5, 2024 to Mar 29, 2024
- Individual clients · 2,029 to 1,726Jan 5, 2024 to Mar 29, 2024
- Pension plan clients · unset to 79.0Jan 5, 2024 to Mar 29, 2024
- Financial planning clients · 51-100 to 11-25Jan 5, 2024 to Mar 29, 2024
- Discretionary RAUM · $276M to $373MJan 5, 2024 to Mar 29, 2024
- HNW RAUM · $175M to $258MJan 5, 2024 to Mar 29, 2024
Signals
24 dated events
- Jack Edward Trent left Legacy Wealth Management, Llc for Simplicity Wealth (registered 2026-08-04)Jul 31, 2026 · Advisor changed firm · fact
- Benjamin Cole Schamber left Legacy Wealth Management, Llc for Ep Wealth Advisors (registered 2026-07-27)Jul 31, 2026 · Advisor changed firm · fact
- Legacy Wealth Management, Llc reported RAUM $629.0M, up 32% from $476.5M (2025-04-07 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Jacob Anthony Davelaar left Legacy Wealth Management, Llc for Cooper Mcmanus (registered 2025-12-08)Dec 5, 2025 · Advisor changed firm · fact
- Shawn Arthur Ogawa left Legacy Wealth Management, Llc for Lpl Financial Llc (registered 2025-08-07)Aug 11, 2025 · Advisor changed firm · fact
- Legacy Wealth Management, Llc reported 21 offices beyond its principal office, up from 6 (2024-08-08 to 2025-04-07)Apr 7, 2025 · Office count change · derived
- Legacy Wealth Management, Llc reported 35 state-registered advisory representatives, up from 23 (2024-08-08 to 2025-04-07)Apr 7, 2025 · Advisor headcount change · derived
- Legacy Wealth Management, Llc reported RAUM $476.5M, up 28% from $373.2M (2024-08-08 to 2025-04-07)Apr 7, 2025 · RAUM change · derived
- Janel Durfee no longer registered at Legacy Wealth Management, Llc; no later IA registration on IAPDMay 1, 2024 · Advisor departure · fact
- Spencer William Anderson left Legacy Wealth Management, Llc for Desert Rose Capital Management, Inc. (registered 2024-03-14)Mar 12, 2024 · Advisor changed firm · fact
- Cory Benjamin Lee (Chief Compliance Officer) no longer on Schedule A of Legacy Wealth Management, Llc (listed 2023-06-29, absent 2023-11-17)Nov 17, 2023 · Control person left · inference
- 2 advisors left Lion Street Advisors, LLC (San Ramon, CA) for Legacy Wealth Management, LLC on the same dayOct 16, 2023 · Team lift-out · derived
- Michael K Turner no longer registered at Legacy Wealth Management, Llc; no later IA registration on IAPDMar 17, 2023 · Advisor departure · fact
- Krista Dawn Young left Legacy Wealth Management, Llc for Soltis Investment Advisors, Llc (registered 2023-04-04)Mar 10, 2023 · Advisor changed firm · fact
- C Justin Martin (Chief Executive Officer) appeared on Schedule A of Legacy Wealth Management, LlcNov 2, 2022 · Control person joined · fact
- Cory Benjamin Lee (Chief Compliance Officer) appeared on Schedule A of Legacy Wealth Management, LlcMar 30, 2022 · Control person joined · fact
- R. Sean Martin (Chief Compliance Officer) appeared on Schedule A of Legacy Wealth Management, LlcMay 19, 2021 · Control person joined · fact
- Josiah Kronz (Chief Compliance Officer) no longer on Schedule A of Legacy Wealth Management, Llc (listed 2021-05-18, absent 2021-05-19)May 19, 2021 · Control person left · inference
- Lanette Tami Wheeler (Chief Compliance Officer) no longer on Schedule A of Legacy Wealth Management, Llc (listed 2020-12-11, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Josiah Kronz (Chief Compliance Officer) appeared on Schedule A of Legacy Wealth Management, LlcMar 30, 2021 · Control person joined · fact
- Legacy Wealth Management, Llc reported 6 offices beyond its principal office, up from 0 (2019-02-07 to 2019-03-31)Mar 31, 2019 · Office count change · derived
- Nicolas David Johan (Managing Member) no longer on Schedule A of Legacy Wealth Management, Llc (listed 2019-01-31, absent 2019-02-07)Feb 7, 2019 · Control person left · inference
- Albert Andy Rad (Managing Member) appeared on Schedule A of Legacy Wealth Management, LlcFeb 7, 2019 · Control person joined · fact
- Legacy Wealth Management, Llc filed its initial SEC registration (Form ADV)May 22, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- legacy@legacywealthmg.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-955-0500reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/legacy-wealth-management-group/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- www.legacywealthmg.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 208-955-0500reportedpublic record, Form ADV, May 13, 2026
- Team page
- legacywealthmg.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026