DFX Intelligence
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Firm absorbed
3 advisors left S••••• W••••• M••••••••• I••• for S••••• W••••• A•••••••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Carlos Romero Mendoza | Fairfield, Ca | Aug 20, 2024 | Jul 1, 2024 |
| Francisco Javier Guerra | Fairfield, Ca | Aug 20, 2024 | Jul 1, 2024 |
| Frank Linn Holloway | Fairfield, Ca | Aug 20, 2024 | Jul 1, 2024 |
The rule
- Registrations ended
- Aug 20, 2024
- Registered next
- Jul 1, 2024
- Branch state
- CA
- Cities
- 1, most in Fairfield, Ca
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape