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Team lift-out

2 advisors left B•••••••• L•• for L•• F•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Erika WoodDallas, TxDec 31, 2023Mar 22, 2021
James Marshall MarsDallas, TxDec 31, 2023Oct 2, 2013
The rule
Registrations ended
Dec 31, 2023
Registered next
Oct 2, 2013 to Mar 22, 2021
Branch state
TX
Cities
1, most in Dallas, Tx
Registered there that day
20 (people still on IAPD; an estimate)
Share of that headcount
10%
Succession by the destination
none on the tape