DFX Intelligence
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Firm absorbed
16 advisors left T•••••• C••••••• L•• for N••••••••• A•••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Matthew Pawloski | Southfield, Mi | Mar 21, 2024 | Mar 1, 2024 |
| Andrew R Bass | Southfield, Mi | Mar 21, 2024 | Mar 30, 2024 |
| Ari David Fischman | Southfield, Mi | Mar 21, 2024 | Apr 9, 2024 |
| Brian Patrick Babcock | Southfield, Mi | Mar 21, 2024 | Mar 13, 2024 |
| Charlene Grace Reardon | Southfield, Mi | Mar 21, 2024 | Mar 1, 2024 |
| Joshua Saul Levine | Southfield, Mi | Mar 21, 2024 | Mar 27, 2024 |
| Lyle Matthew Wolberg | Southfield, Mi | Mar 21, 2024 | Mar 30, 2024 |
| Mary Faessler Bakhaus | Southfield, Mi | Mar 21, 2024 | Mar 1, 2024 |
| Natalie Faye Gordon | Southfield, Mi | Mar 21, 2024 | Mar 1, 2024 |
| Robert Allen Stone | Southfield, Mi | Mar 21, 2024 | Mar 27, 2024 |
| Robert Nicholas Hochkins | Southfield, Mi | Mar 21, 2024 | Mar 1, 2024 |
| Ruth Yvonne Impastato | Southfield, Mi | Mar 21, 2024 | Mar 14, 2024 |
| Thomas Arturo Munoz | Southfield, Mi | Mar 21, 2024 | Mar 1, 2024 |
| Thomas Edward Uber | Southfield, Mi | Mar 21, 2024 | Mar 18, 2024 |
| Trever Matthew Helmstead | Southfield, Mi | Mar 21, 2024 | Mar 19, 2024 |
| William Andrew Wallbank | Southfield, Mi | Mar 21, 2024 | Mar 26, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 21, 2024
- Registered next
- Mar 1, 2024 to Apr 9, 2024
- Branch state
- MI
- Cities
- 1, most in Southfield, Mi
- Registered there that day
- 22 (people still on IAPD; an estimate)
- Share of that headcount
- 73%
- Succession by the destination
- none on the tape