DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Northcoast Asset Management LLC

Independent wealth managerStamford, ConnecticutCRD 282241SEC 801-107054websiteIAPD
Latest filing Jul 30, 2026
First filing on the tape Dec 9, 2015 · 56 filings
SEC status approved since Dec 24, 2015
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$4.6B individuals and HNW
Advisors
30
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
45
28 advisory (5.B.1)
Offices
15
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$5.0B as of Jul 30, 2026
Feb 12, 2016$2.7B then
HNW client RAUM$3.2B as of Jul 30, 2026
Mar 27, 2018$2.4B then
State-registered IARs (5.B.3)30 as of Jul 30, 2026
Feb 12, 201635 then
Employees (5.A)45 as of Jul 30, 2026
Feb 12, 201650 then
Private funds4 as of Nov 10, 2025
Feb 12, 20163 then
RAUM -84% over the last fiscal year-12% a year over threeIARs 172 to 30offices 43 to 15
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$166MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
147derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$697,554derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
1.9derived16 offices incl. principal (1.F.5)
RAUM growth, one year
-84%derivedbetween the last two annual amendments
Advisor growth, one year
-83%derivedItem 5.B.3 between annual amendments
Client growth, one year
-72%derived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.2B64%
  • Individuals$1.4B29%
  • Corporations and businesses$177M3.6%
  • Other investment advisers$138M2.8%
  • Pension and profit-sharing plans$27.5M0.6%
  • Charitable organizations$2.2M0.0%
Individual clients
3,203reported
HNW clients
1,209reported
Pension plan clients
18reported
Charitable clients
n/areported
Accounts
7,122reported
Financial planning clients
1,000reported
Wrap fee programs
$0 sponsored, $46.3M managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.93 fund_share=0.03 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
30 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Trent Rodney FifieldCertified Financial PlannerSt. Charles, IlJun 3, 202427 y5
Kehong ZhuChartered Financial AnalystGreenwich, CtJan 6, 202513 y3
Patrick Jean-Michel JaminChartered Financial AnalystGreenwich, CtJan 6, 202514 y3
Robert Edward WrightGreenwich, CtJan 6, 202519 y4
Ryan Scott MorganCertified Financial PlannerCharlotte, NcJan 6, 202518 y5
William Joseph OstruzkaGreenwich, CtJan 6, 202519 y8
Artem Albertovich DavletshinChartered Financial AnalystGreenwich, CtJan 6, 202510 y2
Jacob Paxton WickGreenwich, CtJan 6, 202515 y3
Charles Richard PepeGreenwich, CtJan 6, 202510 y3
Connor Alan VlahosDallas, TxJan 6, 202514 y3
John Marvin HarperDallas, TxJan 6, 202511 y6
Thomas John ColomboWaxhaw, NcJan 6, 202510 y4
Michael A PorricelliGreenwich, CtJan 6, 202513 y3
Amish Ramesh DalalChartered Financial AnalystGreenwich, CtJan 6, 202513 y3
Stephanie Julia O'DonnellGreenwich, CtJan 6, 202512 y3
Frank John IngarraGreenwich, CtJan 6, 202527 y3
Joseph Ryan MerkleBayville, NjJan 13, 202512 y3
Francis Nathanael SimmsOrlando, FlFeb 12, 202518 y4
Ethan Michael JonesOcoee, FlMar 6, 202510 y1
Kevin B MorrisseyDuxbury, MaMar 27, 202524 y7
Ryan James GregoryGreenwich, CtMay 13, 202514 y0
Peyton Ashley IottGreenwich, CtMay 13, 202511 y0
Charles Edward Waits LuzioGreenwich, CtJun 11, 202512 y1
Paul FeibusGreenwich, CtNov 10, 202512 y0
Christopher Kenneth ZambrottaCharlotte, NcJan 16, 202614 y0
Elliot Beckwyn NygardCertified Financial PlannerEnglewood, Co Jun 26, 202610 y1
Jacob Vincent StewartCertified Financial PlannerLake Oswego, Or Jun 26, 202610 y3
Jarrett Anthony TorromeoStamford, CtJun 30, 202610 y0
Thomas Richard JedlickaStamford, CtJul 23, 202610 y0
Tyler Dylan WoodsStamford, CtAug 27, 202610 y0
Advisor movement
7 left, 2 joined in 12 months
net -5 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 23% of current headcount14 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    5 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    New Millennium Fundamental Hedged Equity Qp, L.P.Hedge Fund$69.4M91Feb 15, 2012
    New Millennium Fundamental Hedged Equity, L.P.Hedge Fund$40.2M40Feb 15, 2012
    Anchor Capital Partners I, L.P.no longer reportedHedge Fund$17.9M39Feb 15, 2012
    Telemus Life Science Real Estate Fund, LLCOther Private Fund$4.2M62Mar 29, 2021
    Telemus Decorrelation Opportunity Fund, LPHedge Fund$2.4M56Mar 21, 2017
    Owners and control persons
    Schedule A and B, latest filing
    • Anthony Robert Contreras · Co-President, General Counsel, Secretarycontrol
      since 02/2019 · owns less than 5%
    • Eileen Semels Megan Hall · Chief Compliance Officercontrol
      since 01/2026 · owns less than 5%
    • Davidson Joel Hirsh · Vice President, Co-Chief Investment Officercontrol
      since 02/2019 · owns less than 5%
    • John Frank Ingarra · Senior Vice President, Business & Operations Riskcontrol
      since 06/2024 · owns less than 5%
    • Jean-Michel Patrick Jamin · Chief Investment Officercontrol
      since 06/2024 · owns less than 5%
    • Armin Mitchell Kovitz · Chief Executive Officer, Chairman, Co-Chief Investment Officercontrol
      since 12/2015 · owns less than 5%
    • Jay Theodore Rupp · Co-Presidentcontrol
      since 02/2019 · owns less than 5%
    • Paxton Jacob Wick · Head Of Wealth Managementcontrol
      since 06/2024 · owns less than 5%
    • Mark Jeremy Wilson · Chief Compliance Officercontrol
      since 07/2020 · owns less than 5%
    • Elaine Carolyn Raden · Vice President, Chief Financial Officer
      since 02/2019 · owns less than 5%
    Entity owners
    • Focus Operating, LLC · Member (Manager)
      direct · owns 75% or more
    • Cd&R Ferdinand Co-Investor, L.P. · Partner
      indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
    • Cd&R Ferdinand Holdings, L.P. · Partner
      indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
    • Clayton, Dubilier & Rice Fund Xii, L.P. · Partner
      indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
    • Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
      indirect · owns 75% or more of Focus Financial Partners Inc.
    • Ferdinand Ffp Intermediate Holdings, LLC · Member
      indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
    • Ferdinand Ffp Parent, Inc. · Member
      indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
    • Ferdinand Ffp Ultimate Holdings, LP · Shareholder
      indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
    • Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
      indirect · owns 75% or more of Focus Financial Partners Inc.
    • Focus Financial Partners Inc. · Member
      indirect · owns 75% or more of Focus Financial Partners, LLC
    • Focus Financial Partners, LLC · Member
      indirect · owns 75% or more of Focus Operating, LLC
    Related persons
    Schedule D 7.A
    • Dorchester Wealth Management Company
      investment advisernRAUM $1.3B
    • Focus Risk Solutions, LLC
      real estaten
    • Kre Manager, LLC
      pooled vehicle sponsory
    • Oig Oz-Oi Manager II, LLC
      pooled vehicle sponsorn
    • Oig Oz-Oi Manager III, LLC
      pooled vehicle sponsorn
    • Oig-Ipf Manager, LLC
      pooled vehicle sponsorn
    • Oig-Manager IV, LLC
      pooled vehicle sponsorn
    • Origin Credit Advisers, LLC
      investment adviserpooled vehicle sponsornRAUM $538M
    • Sentinel Pension Advisors, LLC.
      investment advisernRAUM $12B
    • Telemus Decorrelation Opportunity Gp, LLC
      bankpooled vehicle sponsorn
    • Telemus Insurance Services, LLC
      real estaten
    • Focus Partners Wealth, LLC
      investment advisernRAUM $182B
    • Tmd Insurance Services, LLC
      real estaten
    Advisers that list Northcoast Asset Management LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Greenwich, Ct1512
    Stamford, Ct · principal551
    Charlotte, Nc210
    Dallas, Tx200
    Glendale, Ca000
    Macomb, Mi001
    Milwaukee, Wi001
    Pasedena, Ca001
    Pittsburgh, Pa000
    San Diego, Ca001
    Scottsdale, Az000
    Chicago, Il000
    Post-acquisition retention
    advisors of absorbed firms still registered here after the move
    Firms absorbed
    7 since 2015, 1 in 24 monthsderived
    Advisors acquired
    96derived
    Still registered after 90 days
    98% of 96derived
    After 180 days
    99% of 96derived
    After 365 days
    80% of 96derived
    After 730 days
    23% of 79derived
    Team lift-outs after
    0derivedteams that left this firm within two years of an absorption

    Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

    Offices
    Schedule D 1.F, the 25 largest
    • Pittsburg, PA27 employees
    • Deerfield, IL21 employees
    • Greenwich, CT17 employees
    • Southfield, MI12 employees
    • Northbrook, IL9 employees
    • Scottsdale, AZ7 employees
    • Chicago, IL5 employees
    • Madison, WI4 employees
    • Aliso Viejo, CA4 employees
    • Harrisburg, PA4 employees
    • Milwaukee, WI3 employees
    • Pasadena, CA2 employees
    • Sioux Falls, SD2 employees
    • Deerfield, IL2 employees
    • Fort Collins, CO2 employees
    • Charlotte, NC1 employees
    • Ann Arbor, MI1 employees
    • Cincinnati, OH1 employees
    • Dallas, TX1 employees
    • Orlando, FL1 employees
    • , 1 employees
    • San Diego, CA1 employees
    ADV anomalies
    16 against comparable advisers; where to look, not conclusions
    • high post acquisition advisor attritionCombination · filing Sep 17, 2026
      80.0% of 97 advisors acquired in 7 absorbed firms were still registered here a year later; the median acquirer keeps 90.0% and the bottom decile 82.0%. A lower bound: industry exits and re-registration to an affiliated CRD count as departures
      peers: ACQUIRERS_30_PLUS_MEASURED (40)
    • control person changedChange between filings · filing Jul 30, 2026
      KOVITZ, MITCHELL, ARMIN (CHIEF EXECUTIVE OFFICER, CHAIRMAN, CO-CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      WICK, JACOB, PAXTON (HEAD OF WEALTH MANAGEMENT) appeared on Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      HALL, MEGAN, EILEEN SEMELS (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      RUPP, THEODORE, JAY (CO-PRESIDENT) left Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      WILSON, JEREMY, MARK (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      HIRSH, JOEL, DAVIDSON (VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      CONTRERAS, ROBERT, ANTHONY (CO-PRESIDENT, GENERAL COUNSEL, SECRETARY) left Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      INGARRA, FRANK, JOHN (SENIOR VICE PRESIDENT, BUSINESS & OPERATIONS RISK) appeared on Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 30, 2026
      JAMIN, PATRICK, JEAN-MICHEL (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2023-09-21 and 2026-07-30
      peers: independent wealth managers, $1B to $5B (1,360)
    • advisor count dropChange between filings · filing Feb 19, 2026
      advisory representatives (Item 5.B.3) moved from 172.0 to 30.0 (-83.0%) between the annual amendments of 2025-04-01 and 2026-02-19; the peer median change was 0.0% (999 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (999) · 0.5% percentile
    • client count collapseChange between filings · filing Feb 19, 2026
      individual and HNW clients (Item 5.D) moved from 15,711.0 to 4,412.0 (-72.0%) between the annual amendments of 2025-04-01 and 2026-02-19; the peer median change was +5.0% (1132 comparable advisers, 0.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,132) · 0.3% percentile
    • account count collapseChange between filings · filing Feb 19, 2026
      accounts (Item 5.F.2.f) moved from 38,915.0 to 7,122.0 (-82.0%) between the annual amendments of 2025-04-01 and 2026-02-19; the peer median change was +6.0% (1206 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,206) · 0.6% percentile
    • RAUM down 50 %Change between filings · filing Feb 19, 2026
      RAUM (Item 5.F) moved from $31,731,798,984 to $4,967,977,227 (-84.0%) between the annual amendments of 2025-04-01 and 2026-02-19; the peer median change was +17.0% (1297 comparable advisers, 0.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 0.0% percentile
    • employee count dropChange between filings · filing Feb 19, 2026
      employees (Item 5.A) moved from 372.0 to 45.0 (-88.0%) between the annual amendments of 2025-04-01 and 2026-02-19; the peer median change was +4.0% (1050 comparable advisers, 0.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,050) · 0.1% percentile
    • office count dropChange between filings · filing Feb 19, 2026
      offices other than the principal office (Item 1.F.5) moved from 43.0 to 13.0 (-70.0%) between the annual amendments of 2025-04-01 and 2026-02-19; the peer median change was 0.0% (379 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (379) · 0.8% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Other offices · 14 to 15
      Jun 30, 2026 to Jul 30, 2026
    • Other offices · 13 to 14
      Feb 19, 2026 to Jun 30, 2026
    • Accounts · 38,915 to 7,122
      Nov 10, 2025 to Feb 19, 2026
    • Advisory employees · 181 to 28
      Nov 10, 2025 to Feb 19, 2026
    • Advisory activities · 10 to 5
      Nov 10, 2025 to Feb 19, 2026
    • BD registered reps · 3 to 0
      Nov 10, 2025 to Feb 19, 2026
    • Business name · KOVITZ INVESTMENT GROUP PARTNERS, LLC to NORTHCOAST ASSET MANAGEMENT LLC
      Nov 10, 2025 to Feb 19, 2026
    • Charity clients · 118.0 to unset
      Nov 10, 2025 to Feb 19, 2026
    • Corporate clients · 393 to 48
      Nov 10, 2025 to Feb 19, 2026
    • HNW clients · 4,711 to 1,209
      Nov 10, 2025 to Feb 19, 2026
    • Individual clients · 11,000 to 3,203
      Nov 10, 2025 to Feb 19, 2026
    • Pension plan clients · 309 to 18
      Nov 10, 2025 to Feb 19, 2026
    • Pooled vehicle clients · 4.0 to unset
      Nov 10, 2025 to Feb 19, 2026
    • Assets in custody · $11B to $331M
      Nov 10, 2025 to Feb 19, 2026
    • Custody of client assets · true to false
      Nov 10, 2025 to Feb 19, 2026
    • Employees · 372 to 45
      Nov 10, 2025 to Feb 19, 2026
    • HQ city · CHICAGO to STAMFORD
      Nov 10, 2025 to Feb 19, 2026
    • HQ state · IL to CT
      Nov 10, 2025 to Feb 19, 2026
    • State-registered IARs · 172 to 30
      Nov 10, 2025 to Feb 19, 2026
    • Legal name · KOVITZ INVESTMENT GROUP PARTNERS, LLC to NORTHCOAST ASSET MANAGEMENT LLC
      Nov 10, 2025 to Feb 19, 2026
    • Other offices · 43 to 13
      Nov 10, 2025 to Feb 19, 2026
    • Private funds · 4 to unset
      Nov 10, 2025 to Feb 19, 2026
    • Discretionary RAUM · $30B to $5.0B
      Nov 10, 2025 to Feb 19, 2026
    • HNW RAUM · $20B to $3.2B
      Nov 10, 2025 to Feb 19, 2026
    • Individual RAUM · $6.2B to $1.4B
      Nov 10, 2025 to Feb 19, 2026
    • Non-discretionary RAUM · $2.2B to $0
      Nov 10, 2025 to Feb 19, 2026
    • Pension RAUM · $1.2B to $27.5M
      Nov 10, 2025 to Feb 19, 2026
    • Pooled vehicle RAUM · 137471182.0 to unset
      Nov 10, 2025 to Feb 19, 2026
    • RAUM · $32B to $5.0B
      Nov 10, 2025 to Feb 19, 2026
    • Wrap assets (manager) · $73.9M to $46.3M
      Nov 10, 2025 to Feb 19, 2026
    • Accounts · 11,848 to 38,915
      Jan 28, 2025 to Apr 1, 2025
    • Advisory employees · 184 to 181
      Jan 28, 2025 to Apr 1, 2025
    • Charity clients · 52 to 118
      Jan 28, 2025 to Apr 1, 2025
    • Corporate clients · 137 to 393
      Jan 28, 2025 to Apr 1, 2025
    • HNW clients · 1,907 to 4,711
      Jan 28, 2025 to Apr 1, 2025
    • Individual clients · 1,797 to 11,000
      Jan 28, 2025 to Apr 1, 2025
    • Pension plan clients · 91 to 309
      Jan 28, 2025 to Apr 1, 2025
    • Pooled vehicle clients · 5 to 4
      Jan 28, 2025 to Apr 1, 2025
    • Assets in custody · $3.6B to $11B
      Jan 28, 2025 to Apr 1, 2025
    • Employees · 392 to 372
      Jan 28, 2025 to Apr 1, 2025
    Signals
    47 dated events
    • Brian C Park left Northcoast Asset Management Llc for Newedge Advisors (registered 2026-05-21)
      May 22, 2026 · Advisor changed firm · fact
    • Michael James Kreza left Northcoast Asset Management Llc for Brighton Jones Llc (registered 2026-06-05)
      May 13, 2026 · Advisor changed firm · fact
    • Andrew Redhead left Northcoast Asset Management Llc for Charles Schwab & Co., Inc. (registered 2026-04-29)
      Apr 13, 2026 · Advisor changed firm · fact
    • Peter Nieporent left Northcoast Asset Management Llc for Creative Planning (registered 2026-02-20)
      Mar 17, 2026 · Advisor changed firm · fact
    • Northcoast Asset Management Llc reported 13 offices beyond its principal office, down from 43 (2025-11-10 to 2026-02-19)
      Feb 19, 2026 · Office count change · derived
    • Northcoast Asset Management Llc reported RAUM $5.0B, down 84% from $31.7B (2025-11-10 to 2026-02-19)
      Feb 19, 2026 · RAUM change · derived
    • Northcoast Asset Management Llc reported 30 state-registered advisory representatives, down from 172 (2025-11-10 to 2026-02-19)
      Feb 19, 2026 · Advisor headcount change · derived
    • Jonathon Owen Gruber left Northcoast Asset Management Llc for Hightower Advisors, Llc (registered 2026-02-17)
      Feb 6, 2026 · Advisor changed firm · fact
    • Christopher Michael Barto left Northcoast Asset Management Llc for Block House Investments, Llc (registered 2026-03-09)
      Jan 12, 2026 · Advisor changed firm · fact
    • Joseph Kenneth Thompson left Northcoast Asset Management Llc for Launch Wealth Management (registered 2025-10-10)
      Oct 15, 2025 · Advisor changed firm · fact
    • Jacob Alexander Cavaleri left Northcoast Asset Management Llc for Able Financial Group, Llc (registered 2025-07-25)
      Jun 3, 2025 · Advisor changed firm · fact
    • Daniel Dongmin Kim left Northcoast Asset Management Llc for Hightower Advisors, Llc (registered 2025-05-28)
      Apr 29, 2025 · Advisor changed firm · fact
    • Transform Wealth, LLC's advisors moved to Northcoast Asset Management LLC (Greenwood Village, CO): 17 of 19 registered, on the same day
      Apr 3, 2025 · Firm absorbed (people side) · derived
    • Northcoast Asset Management Llc reported RAUM $31.7B, up 181% from $11.3B (2025-01-28 to 2025-04-01)
      Apr 1, 2025 · RAUM change · derived
    • Gustavo Oliverto De La Roca left Northcoast Asset Management Llc for Hartford Funds (registered 2025-03-12)
      Mar 13, 2025 · Advisor changed firm · fact
    • Richard Anthony Roberto left Northcoast Asset Management Llc for Robert W. Baird & Co. Incorporated (registered 2025-02-28)
      Mar 6, 2025 · Advisor changed firm · fact
    • Chiraag Kirpalani left Northcoast Asset Management Llc for Stratos Wealth Partners, Ltd (registered 2025-05-22)
      Mar 5, 2025 · Advisor changed firm · fact
    • Matthew Ross Heckler no longer registered at Northcoast Asset Management Llc; no later IA registration on IAPD
      Jan 6, 2025 · Advisor departure · fact
    • Matthew Ross Heckler left Northcoast Asset Management Llc for K2 Wealth Management Llc (registered 2024-03-18)
      Dec 31, 2024 · Advisor changed firm · fact
    • Northcoast Asset Management Llc reported 40 offices beyond its principal office, up from 35 (2024-10-11 to 2024-11-01)
      Nov 1, 2024 · Office count change · derived
    • A Jonathan Shapiro (Vice President) no longer on Schedule A of Northcoast Asset Management Llc (listed 2024-08-01, absent 2024-10-11)
      Oct 11, 2024 · Control person left · inference
    • Stuart Marc Brenner (Vice Chairman) no longer on Schedule A of Northcoast Asset Management Llc (listed 2024-08-01, absent 2024-10-11)
      Oct 11, 2024 · Control person left · inference
    • Christopher Mark Rosland (Vice President) no longer on Schedule A of Northcoast Asset Management Llc (listed 2024-08-01, absent 2024-10-11)
      Oct 11, 2024 · Control person left · inference
    • Relative Value Partners, LLC's advisors moved to Northcoast Asset Management LLC (Northbrook, IL): 12 of 15 registered, on the same day
      Aug 14, 2024 · Firm absorbed (people side) · derived
    • Northcoast Asset Management Llc reported 35 offices beyond its principal office, up from 29 (2024-07-01 to 2024-08-01)
      Aug 1, 2024 · Office count change · derived
    • Ifam Capital's advisors moved to Northcoast Asset Management LLC (Fort Collins, CO): 6 of 7 registered, on the same day
      Jul 3, 2024 · Firm absorbed (people side) · derived
    • Northcoast Asset Management Llc reported 134 state-registered advisory representatives, up from 98 (2024-06-04 to 2024-07-01)
      Jul 1, 2024 · Advisor headcount change · derived
    • Tmd Wealth Management's advisors moved to Northcoast Asset Management LLC (Scottsdale, AZ): 5 of 5 registered, on the same day
      Jul 1, 2024 · Firm absorbed (people side) · derived
    • Northcoast Asset Management Llc reported 25 offices beyond its principal office, up from 15 (2024-05-01 to 2024-06-04)
      Jun 4, 2024 · Office count change · derived
    • Mitchell Philip Hamer left Northcoast Asset Management Llc for Stratos Wealth Advisors Llc (registered 2024-05-06)
      May 7, 2024 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business email
    info@northcoastam.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    888-743-0650reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    linkedin.com/company/northcoast-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 17, 2026
    Website
    northcoastam.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    (203) 532-7000reportedpublic record, Form ADV, Jul 30, 2026
    Team page
    northcoastam.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $166Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026