DFX Intelligence

RIA Intelligence

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Firm absorbed

3 advisors left B•••••••• W••••• P•••••••• L•• for 7• S•••••• F••••••••• L••

unclassifiedtoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Joseph Ray DucaSan Ramon, CaAug 1, 2016Apr 22, 2016
Travis Shawn LewisSan Diego, CaAug 1, 2016Apr 22, 2016
Erik John KumasSan Diego, CaAug 4, 2016Apr 22, 2016
The rule
Registrations ended
Aug 1, 2016 to Aug 4, 2016
Registered next
Apr 22, 2016
Branch state
CA
Cities
2, most in San Diego, Ca
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape
Other teams out of B•••••••• W••••• P•••••••• L••Other teams into 7• S•••••• F••••••••• L••