DFX Intelligence
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Team lift-out
3 advisors left M•••••• W••••• A••••••• for M••••••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Randall Kotz | Overland Park, Ks | Mar 31, 2018 | Oct 16, 2020 |
| George Francis Greco | Overland Park, Ks | Mar 31, 2018 | Jan 6, 2021 |
| Matthew Robert Moetzinger | Overland Park, Ks | Mar 31, 2018 | Jun 22, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 31, 2018
- Registered next
- Oct 16, 2020 to Jun 22, 2021
- Branch state
- KS
- Cities
- 1, most in Overland Park, Ks
- Registered there that day
- 12 (people still on IAPD; an estimate)
- Share of that headcount
- 25%
- Succession by the destination
- none on the tape