DFX Intelligence
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Team lift-out
12 advisors left S•••••••• I••••••••• M••••••••• for T• A••••••••• I••••••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Mar 5, 2018 to Apr 7, 2018
- Registered next
- Oct 15, 2017 to Feb 4, 2019
- Branch state
- MO
- Cities
- 1, most in Saint Louis, Mo
- Registered there that day
- 343 (people still on IAPD; an estimate)
- Share of that headcount
- 3.5%
- Succession by the destination
- none on the tape