DFX Intelligence
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Firm absorbed
6 advisors left F•••••• W••••• A••••••• for I••••• F••••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Charles Harvey Kuhtz | Brookfield, Wi | Dec 12, 2023 | Nov 28, 2023 |
| Darren Joel Liberski | Brookfield, Wi | Dec 12, 2023 | Nov 13, 2023 |
| Gerald Schuelke | Brookfield, Wi | Dec 12, 2023 | Nov 13, 2023 |
| Kurt Richard Rozman | Brookfield, Wi | Dec 12, 2023 | Nov 28, 2023 |
| Shannon Ferrell Smith | Brookfield, Wi | Dec 12, 2023 | Nov 28, 2023 |
| Shawn Edward Thomas | Brookfield, Wi | Dec 12, 2023 | Nov 13, 2023 |
The rule
- Registrations ended
- Dec 12, 2023
- Registered next
- Nov 13, 2023 to Nov 28, 2023
- Branch state
- WI
- Cities
- 1, most in Brookfield, Wi
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 86%
- Succession by the destination
- none on the tape