DFX Intelligence

RIA Intelligence

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Team lift-out

3 advisors left O•••• A••••••• S•••••••• L•• for S•••••••• B••••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Karen Ann WalshAtlanta, GaFeb 12, 2025Feb 12, 2025
Robert John WheelerAtlanta, GaFeb 12, 2025Feb 17, 2025
Matthew J StephensAtlanta, GaFeb 18, 2025Feb 12, 2025
The rule
Registrations ended
Feb 12, 2025 to Feb 18, 2025
Registered next
Feb 12, 2025 to Feb 17, 2025
Branch state
GA
Cities
1, most in Atlanta, Ga
Registered there that day
341 (people still on IAPD; an estimate)
Share of that headcount
0.9%
Succession by the destination
none on the tape
Other teams out of O•••• A••••••• S•••••••• L••Other teams into S•••••••• B••••••••• L••