DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Osaic Advisory Services, LLC

Broker-dealer affiliated wealth managerAtlanta, GeorgiaCRD 171070SEC 801-80075websiteIAPD
Latest filing Aug 28, 2026
First filing on the tape Jul 3, 2014 · 151 filings
SEC status approved since Jul 17, 2014
RAUM
$15B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
97%
$15B individuals and HNW
Advisors
355
registered through the firm on IAPD
RAUM per advisor
$43.6M
derived; firm RAUM over IAPD count
Employees
2,180
344 advisory (5.B.1)
Offices
200
beyond the principal office
Private funds
0
reported on Schedule D
History
151 filings and snapshots on the tape
RAUM$15B as of Aug 28, 2026
Mar 30, 2015$37.9M then
HNW client RAUM$8.9B as of Aug 28, 2026
Mar 30, 2018$208M then
State-registered IARs (5.B.3)430 as of Aug 28, 2026
Mar 30, 20159 then
Employees (5.A)2,180 as of Aug 28, 2026
Mar 30, 201512 then
Private funds: no history
RAUM +24% over the last fiscal year+50% a year over threeIARs 392 to 430
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$43.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
84derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.4MderivedHNW RAUM over HNW clients
Average account
$306,780derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
6.2derivedItem 5.A over advisors
Advisors per office
1.8derived201 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+9.7%derivedItem 5.B.3 between annual amendments
Client growth, one year
+6.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$1.8BreportedItem 5.I
Custody
$15B, 28,124 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$8.9B57%
  • Individuals$6.1B40%
  • Corporations and businesses$387M2.5%
  • Charitable organizations$63.2M0.4%
  • Pension and profit-sharing plans$21.6M0.1%
Individual clients
25,761reported
HNW clients
3,755reported
Pension plan clients
70reported
Charitable clients
38reported
Accounts
50,459reported
Financial planning clients
51-100reported
Wrap fee programs
$938M sponsored, $0 managedreported
Custody of client assets
$15B for 28,124 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=826.0derived
Advisors registered through the firm
350 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Raymond Bradley BrownCertified Financial PlannerAtlanta, Ga Jan 5, 201620 y4
Barbara Ann MillionAtlanta, Ga Jul 29, 201625 y2
Terry Bryan DickeyKnoxville, Tn Jul 29, 201628 y2
Daniel Graham HeadKnoxville, Tn Jul 29, 201644 y2
Antwone HarrisCertified Financial PlannerWashington, Dc Sep 26, 201723 y2
Theresa A LabadieScottsdale, Az Mar 7, 201810 y1
Jason Andrew IannantuonoCertified Financial PlannerAtlanta, Ga Jun 8, 201832 y3
John Joseph IannantuonoChartered Financial ConsultantAllentown, Pa Jun 8, 201845 y4
Bruce David HermannAtlanta, Ga Sep 11, 201834 y2
Kelly Layton KampstraCertified Financial PlannerGettysburg, Pa Nov 1, 201813 y1
James Vance KampstraCertified Financial PlannerAtlanta, Ga Nov 1, 201816 y1
Eric Shawn AshburnCertified Financial PlannerAtlanta, Ga May 3, 201913 y1
Cecile Elisabeth HultCertified Financial PlannerVienna, Va May 6, 201918 y1
Dianne Williams NolinCertified Financial PlannerVienna, Va May 7, 201934 y2
Joseph Patrick GallemoreAtlanta, Ga Jun 11, 201922 y1
Jonathan Lynn HayesAtlanta, Ga Aug 29, 201926 y2
Roberto Alexandro BlancoAtlanta, Ga Aug 30, 201930 y5
Brent Coleman ElliottChartered Financial ConsultantAtlanta, Ga Oct 1, 201933 y3
Timothy Arthur MellonChartered Financial ConsultantAtlanta, Ga Oct 1, 201932 y3
Rodney Gray SegravesGreensboro, Nc Oct 1, 201927 y2
Stanley Edward RobareCertified Financial PlannerHouston, Tx Oct 15, 201917 y1
Valerie Giles RoqueCertified Financial PlannerHouston, Tx Oct 15, 201913 y1
Mark Lee RobareChartered Financial ConsultantAtlanta, Ga Oct 15, 201939 y2
Anthony William HosfeldAtlanta, Ga Nov 6, 201929 y7
Jack Lewis JonesCertified Financial PlannerHouston, Tx Jan 14, 202031 y2
Ravi Benjamin KahanAtlanta, Ga Feb 19, 202021 y6
Wesley Stiles FriersonSeneca, Sc Feb 21, 202023 y1
Deborah Lynn JohnsonSeneca, Sc Feb 21, 202011 y1
Nathan Gin LeeCertified Financial PlannerNew York, Ny Feb 28, 202013 y1
Mary Frances Dill SullivanChartered Financial ConsultantAtlanta, Ga Jun 5, 202022 y3
Kyle Larry SullivanAtlanta, Ga Jun 8, 202021 y2
David Warren HoffmannCertified Financial PlannerAtlanta, Ga Jun 19, 202028 y4
Kelly Anne EldridgeAtlanta, Ga Jun 19, 202017 y0
Christopher Eron BeardCertified Financial PlannerAtlanta, Ga Jun 19, 202031 y4
Jesse Grant HansfordCertified Financial PlannerGreenville, Sc Jun 19, 202018 y2
Gerald Wayne NackersAppleton, Wi Sep 28, 202036 y4
Matthew William KlewerAtlanta, Ga Sep 28, 202026 y3
David James LardinoisAppleton, Wi Sep 28, 202010 y2
Garrett RohrbaughGettysburg, Pa Oct 19, 202027 y1
Kurt Daniel JonsonCertified Financial PlannerBellevue, Wa Oct 30, 202032 y2
All 350 advisors at Osaic Advisory Services, LLC
Advisor movement
18 left, 33 joined in 12 months
net +15 in 12 months9 left in 90 days5 joined in 90 daysdeparture rate 5.1% of current headcount114 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ann Cynthia Hamel · President, Interim Chief Operating Officercontrol
    since 07/2025 · owns less than 5%
  • Dale James Price · Chairmancontrol
    since 05/2020 · owns less than 5%
  • Adam Matthew Schlueter · Executive Vice President, Operations And Technology Solutionscontrol
    since 02/2020 · owns less than 5%
  • Christy Edward Swenson · President, Interim Chief Operating Officercontrol
    since 01/2024 · owns less than 5%
  • Ralph Milton Berlinski · Investment Managercontrol
    since 08/2014 · owns F of Mrb Icbc LLC
  • Ralph Milton Berlinski · Membercontrol
    since 08/2014 · owns 25% to 50% of Rcp Genpar Holdco LLC
  • Ralph Milton Berlinski · General Partnercontrol
    since 08/2014 · owns F of Rcp Genpar LP
  • Ralph Milton Berlinski · General Partnercontrol
    since 01/2018 · owns F of Rcp Opp Fund II Gp, LP
  • Ralph Milton Berlinski · Trusteecontrol
    since 06/2006 · owns 25% to 50% of The Berlinski Family 2006 Trust
  • Mills Christopher Mitchell · Corporate Treasurer, Financial Principal
    since 09/2025 · owns less than 5%
  • Yakovlevna Iryna Northrip · Svp, Chief Compliance Officer
    since 02/2023 · owns less than 5%
  • Andrew David Schmidt · Treasurer, Financial And Operations Principal
    since 03/2021 · owns less than 5%
Entity owners
  • Osaic Holdings, Inc. · Manager/Sole Member
    direct · owns 75% or more
  • Ag Artemis Holdings Gp, LLC · General Partner
    indirect · owns F of Ag Artemis Holdings, L.P.
  • Ag Artemis Holdings, L.P. · Shareholder
    indirect · owns 75% or more of Ag Intermediate Corp.
  • Ag Intermediate Corp. · Shareholder
    indirect · owns 75% or more of Osaic Financial Services, Inc.
  • Ag Parent Corp. · Shareholder
    indirect · owns 75% or more of Osaic Holdings, Inc.
  • Mrb Icbc LLC · Member
    indirect · owns 25% to 50% of Rcp Genpar Holdco LLC
  • Osaic Financial Services, Inc. · Shareholder
    indirect · owns 75% or more of Ag Parent Corp.
  • Rcp Artemis Co-Invest Gp LLC · General Partner
    indirect · owns F of Rcp Artemis Co-Invest L.P.
  • Rcp Artemis Co-Invest L.P. · Limited Partner
    indirect · owns 50% to 75% of Ag Artemis Holdings, L.P.
  • Rcp Genpar Holdco LLC · Limited Partner
    indirect · owns 75% or more of Rcp Genpar LP
  • Rcp Genpar LP · Limited Partner
    indirect · owns 75% or more of Rcp Opp Fund II Gp, LP
  • Rcp Opp Fund II Gp, LP · Member
    indirect · owns 75% or more of Ag Artemis Holdings Gp, LLC
  • Rcp Opp Fund II Gp, LP · Member
    indirect · owns 75% or more of Rcp Artemis Co-Invest Gp LLC
  • The Berlinski Family 2006 Trust · Member
    indirect · owns 75% or more of Mrb Icbc LLC
Related persons
Schedule D 7.A
Advisers that list Osaic Advisory Services, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Atlanta, Ga · principal17531102
Mayfield Hts, Oh1200
Omaha, Ne1101
Bloomfield Hills, Mi1120
Colorado Springs, Co1021
Meridian, Id10100
Scottsdale, Az900
Vienna, Va800
Houston, Tx800
Aurora, Oh770
Plantation, Fl700
Pocatello, Id720
Frankfort, Ky600
San Diego, Ca600
The Woodlands, Tx510
Auburn, Al510
Portland, Or510
Appleton, Wi500
Gettysburg, Pa500
Knoxville, Tn500
All 60 offices
Post-acquisition retention
advisors of absorbed firms still registered here after the move
Firms absorbed
3 since 2015, 1 in 24 monthsderived
Advisors acquired
15derived
Still registered after 90 days
93% of 15derived
After 180 days
88% of 8derived
After 365 days
88% of 8derived
After 730 days
88% of 8derived
Team lift-outs after
9derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices
Schedule D 1.F, the 25 largest
  • South Barrington, IL12 employees
  • Wormleysburg, PA9 employees
  • Vienna, VA7 employees
  • Houston, TX7 employees
  • Gettysburg, PA6 employees
  • El Paso, TX6 employees
  • Plantation, FL6 employees
  • West Chester, PA5 employees
  • Appleton, WI5 employees
  • Englewood, CO4 employees
  • Allentown, PA4 employees
  • Wilmington, NC4 employees
  • Greensboro, NC4 employees
  • Lake Oswego, OR4 employees
  • Lemoyne, PA4 employees
  • Troy, MI3 employees
  • West Melbourne, FL3 employees
  • Seneca, SC3 employees
  • Greenville, SC3 employees
  • Colorado Springs, CO3 employees
  • Knoxville, TN3 employees
  • Bothell, WA2 employees
  • Keller, TX2 employees
  • Huntsville, AL2 employees
  • Naples, FL2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 28, 2026
    HAMEL, CYNTHIA, ANN (PRESIDENT, INTERIM CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2024-02-08 and 2026-08-28
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 28, 2026
    BERLINSKI, MILTON, RALPH (MEMBER) left Schedule A between the filings of 2024-02-08 and 2026-08-28
    peers: affiliated wealth managers, $5B to $20B (53)
  • control person changedChange between filings · filing Aug 28, 2026
    SWENSON, EDWARD, CHRISTY (PRESIDENT, INTERIM CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-02-08 and 2026-08-28
    peers: affiliated wealth managers, $5B to $20B (53)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 47,032 to 50,459
    Jan 30, 2026 to Mar 31, 2026
  • Advisory employees · 389 to 344
    Jan 30, 2026 to Mar 31, 2026
  • BD registered reps · 1,182 to 826
    Jan 30, 2026 to Mar 31, 2026
  • Charity clients · 42 to 38
    Jan 30, 2026 to Mar 31, 2026
  • Corporate clients · 255 to 274
    Jan 30, 2026 to Mar 31, 2026
  • HNW clients · 2,890 to 3,755
    Jan 30, 2026 to Mar 31, 2026
  • Individual clients · 24,896 to 25,761
    Jan 30, 2026 to Mar 31, 2026
  • Pension plan clients · 327 to 70
    Jan 30, 2026 to Mar 31, 2026
  • Assets in custody · $11B to $15B
    Jan 30, 2026 to Mar 31, 2026
  • Employees · 2,594 to 2,180
    Jan 30, 2026 to Mar 31, 2026
  • Insurance-licensed employees · 1 to 63
    Jan 30, 2026 to Mar 31, 2026
  • State-registered IARs · 392 to 430
    Jan 30, 2026 to Mar 31, 2026
  • Discretionary RAUM · $12B to $15B
    Jan 30, 2026 to Mar 31, 2026
  • HNW RAUM · $6.5B to $8.9B
    Jan 30, 2026 to Mar 31, 2026
  • Individual RAUM · $5.6B to $6.1B
    Jan 30, 2026 to Mar 31, 2026
  • Non-discretionary RAUM · $426M to $327M
    Jan 30, 2026 to Mar 31, 2026
  • Pension RAUM · $29.0M to $21.6M
    Jan 30, 2026 to Mar 31, 2026
  • RAUM · $12B to $15B
    Jan 30, 2026 to Mar 31, 2026
  • Wrap assets (sponsor) · $919M to $938M
    Jan 30, 2026 to Mar 31, 2026
  • Financial planning clients · 51-100 to 51-100
    May 22, 2025 to Jun 9, 2025
  • Financial planning clients · 26-50 to 51-100
    Dec 10, 2024 to Mar 31, 2025
  • State-registered IARs · 375 to 392
    Dec 10, 2024 to Mar 31, 2025
  • Other offices · 155 to 200
    Dec 10, 2024 to Mar 31, 2025
  • Accounts · 20,269 to 47,032
    Dec 10, 2024 to Mar 31, 2025
  • Advisory employees · 141 to 389
    Dec 10, 2024 to Mar 31, 2025
  • BD registered reps · 761 to 1,182
    Dec 10, 2024 to Mar 31, 2025
  • Charity clients · 8 to 42
    Dec 10, 2024 to Mar 31, 2025
  • Corporate clients · 119 to 255
    Dec 10, 2024 to Mar 31, 2025
  • HNW clients · 1,047 to 2,890
    Dec 10, 2024 to Mar 31, 2025
  • Individual clients · 11,437 to 24,896
    Dec 10, 2024 to Mar 31, 2025
  • Pension plan clients · 44 to 327
    Dec 10, 2024 to Mar 31, 2025
  • Assets in custody · $4.9B to $11B
    Dec 10, 2024 to Mar 31, 2025
  • Employees · 2,582 to 2,594
    Dec 10, 2024 to Mar 31, 2025
  • Insurance-licensed employees · 6 to 1
    Dec 10, 2024 to Mar 31, 2025
  • Discretionary RAUM · $4.8B to $12B
    Dec 10, 2024 to Mar 31, 2025
  • HNW RAUM · $2.1B to $6.5B
    Dec 10, 2024 to Mar 31, 2025
  • Individual RAUM · $2.6B to $5.6B
    Dec 10, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $133M to $426M
    Dec 10, 2024 to Mar 31, 2025
  • Pension RAUM · $43.4M to $29.0M
    Dec 10, 2024 to Mar 31, 2025
  • RAUM · $4.9B to $12B
    Dec 10, 2024 to Mar 31, 2025
Signals
60 dated events
  • Ralph Leslie Thrush left Osaic Advisory Services, LLC for Arkadios Wealth Advisors (registered 2026-09-14)
    Sep 15, 2026 · Advisor changed firm · fact
  • Keegan Grant Carl left Osaic Advisory Services, LLC for Arkadios Wealth Advisors (registered 2026-09-14)
    Sep 15, 2026 · Advisor changed firm · fact
  • 2 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for Arkadios Wealth Advisors on the same day
    Sep 15, 2026 · Team lift-out · derived
  • John Joseph Iannantuono added a AZ registration at Osaic Advisory Services, Llc
    Sep 14, 2026 · New state registration · fact
  • Jason Andrew Iannantuono added a AZ registration at Osaic Advisory Services, Llc
    Sep 14, 2026 · New state registration · fact
  • Joann Fontanez left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2026-09-03)
    Sep 3, 2026 · Advisor changed firm · fact
  • Thomas Henry Gallardo left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2024-09-17)
    Sep 3, 2026 · Advisor changed firm · fact
  • Claudia Elizabeth De La Rosa left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2024-09-17)
    Sep 3, 2026 · Advisor changed firm · fact
  • Richard Anthony Russo left Osaic Advisory Services, Llc for Advisory Services Network (registered 2026-09-01)
    Sep 3, 2026 · Advisor changed firm · fact
  • Monica Salaiz Narvaez left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2024-09-20)
    Sep 3, 2026 · Advisor changed firm · fact
  • Henry Gallardo left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2024-09-19)
    Sep 3, 2026 · Advisor changed firm · fact
  • 3 advisors left Osaic Advisory Services, LLC (EL Paso, TX) for Osaic Wealth, Inc. on the same day
    Sep 3, 2026 · Team lift-out · derived
  • 2 advisors left Cetera Investment Advisers LLC (Sandy, UT) for Osaic Advisory Services, LLC within 8 days
    Jul 29, 2026 · Team lift-out · derived
  • Christopher Broyles left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2026-07-10)
    Jul 10, 2026 · Advisor changed firm · fact
  • Lawrence Leslie Riddell no longer registered at Osaic Advisory Services, Llc; no later IA registration on IAPD
    Apr 23, 2026 · Advisor departure · fact
  • Beacon Financial Group, Inc.'s advisors moved to Osaic Advisory Services, LLC (Aurora, OH): 7 of 7 registered, on the same day
    Mar 27, 2026 · Firm absorbed (people side) · derived
  • Christopher Clement Sherer left Osaic Advisory Services, Llc for Bfc Planning, Inc. (registered 2026-02-17)
    Feb 12, 2026 · Advisor changed firm · fact
  • Nathan Wade Rydalch left Osaic Advisory Services, Llc for Osaic Institutions, Inc. (registered 2025-11-14)
    Feb 6, 2026 · Advisor changed firm · fact
  • Roger Stephen Augustyn left Osaic Advisory Services, Llc for Cwm, Llc (registered 2026-01-26)
    Jan 26, 2026 · Advisor changed firm · fact
  • Dimitry Prophete left Osaic Advisory Services, Llc for Hightower Advisors, Llc (registered 2026-02-03)
    Jan 6, 2026 · Advisor changed firm · fact
  • Paul Roger Gugger left Osaic Advisory Services, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2026-01-20)
    Dec 23, 2025 · Advisor changed firm · fact
  • Timothy Lane Johnston left Osaic Advisory Services, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-12-02)
    Dec 12, 2025 · Advisor changed firm · fact
  • James C. Leo left Osaic Advisory Services, Llc for Leo Wealth Management, Llc (registered 2025-11-07)
    Dec 2, 2025 · Advisor changed firm · fact
  • 13 advisors left Pfg Advisors (Meridian, ID) for Osaic Advisory Services, LLC within 9 days
    Nov 1, 2025 · Team lift-out · derived
  • Benjamin Micah Wenzel left Osaic Advisory Services, Llc for Lpl Financial Llc (registered 2025-10-01)
    Oct 14, 2025 · Advisor changed firm · fact
  • Ryan Thomas Lew left Osaic Advisory Services, Llc for Lpl Financial Llc (registered 2025-10-01)
    Oct 3, 2025 · Advisor changed firm · fact
  • 2 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for LPL Financial LLC within 11 days
    Oct 3, 2025 · Team lift-out · derived
  • Joshua Michael Graeff no longer registered at Osaic Advisory Services, Llc; no later IA registration on IAPD
    Sep 15, 2025 · Advisor departure · fact
  • Andrew Gold left Osaic Advisory Services, Llc for Prestige Wealth Management (registered 2025-06-02)
    Sep 4, 2025 · Advisor changed firm · fact
  • Brian David Drolet left Osaic Advisory Services, Llc for Prestige Wealth Management (registered 2025-06-07)
    Sep 4, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
plan.johnkoyle.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
866-580-8219reportedpublic record, Form ADV, Aug 28, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$43.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026