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Team lift-out

2 advisors left I•• W••••• M••••••••• L•• for A•••• W••••• A•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Nandan Jagdish ShahChicago, IlSep 23, 2021Sep 23, 2021
Frederick Maximilian KortChicago, IlSep 24, 2021Sep 29, 2021
The rule
Registrations ended
Sep 23, 2021 to Sep 24, 2021
Registered next
Sep 23, 2021 to Sep 29, 2021
Branch state
IL
Cities
1, most in Chicago, Il
Registered there that day
123 (people still on IAPD; an estimate)
Share of that headcount
1.6%
Succession by the destination
none on the tape