DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Iht Wealth Management LLC
Latest filing Mar 31, 2026
First filing on the tape May 14, 2014 · 156 filings
SEC status approved since May 28, 2014
RAUM
$9.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
72%
$7.1B individuals and HNW
Advisors
160
registered through the firm on IAPD
RAUM per advisor
$61.3M
derived; firm RAUM over IAPD count
Employees
179
153 advisory (5.B.1)
Offices
67
beyond the principal office
Private funds
0
reported on Schedule D
History
156 filings and snapshots on the tape
RAUM$9.8B as of Mar 31, 2026
Feb 24, 2015$249M then
HNW client RAUM$5.7B as of Mar 31, 2026
Mar 30, 2018$307M then
State-registered IARs (5.B.3)105 as of Mar 31, 2026
Feb 24, 20157 then
Employees (5.A)179 as of Mar 31, 2026
Feb 24, 201512 then
Private funds: no history
RAUM +54% over the last fiscal year+31% a year over threeIARs 105 to 105
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $61.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 157derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $825,867derivedHNW RAUM over HNW clients
- Average account
- $383,841derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.4derived68 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.8BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.7B80%
- Individuals$1.3B19%
- Corporations and businesses$118M1.6%
- Charitable organizations$22.2M0.3%
- Individual clients
- 18,144reported
- HNW clients
- 6,952reported
- Pension plan clients
- n/areported
- Charitable clients
- 93reported
- Accounts
- 25,536reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $1.8B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=151.0derived
Advisors registered through the firm
160 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Jon Pocs | Henderson, Co | Jan 15, 2010 | 20 y | 1 |
| Scott Josef Staley | Chicago, Il | Jul 1, 2014 | 22 y | 3 |
| Orlando Ochoa | Fenton, Mi | Jul 1, 2014 | 23 y | 3 |
| Peter Arboleda | Chicago, Il | Jul 1, 2014 | 26 y | 3 |
| Steven John Dudash | Chicago, Il | Jul 1, 2014 | 27 y | 5 |
| Ryan Tharp Wittig | Chicago, Il | Jul 1, 2014 | 27 y | 4 |
| Thomas Michael Brdecka | Chicago, Il | Feb 27, 2015 | 20 y | 1 |
| Matthew James Zivick | Chicago, Il | Mar 6, 2015 | 17 y | 2 |
| Nora Dudash | Oakbrook Terrace, Il | Mar 6, 2015 | 12 y | 1 |
| Jose Eduardo Hauad | Skokie, Il | Jul 21, 2015 | 21 y | 3 |
| Jeffrey A Kocis | Oakbrook Terrace, Il | Dec 21, 2015 | 24 y | 3 |
| John P Kinsella | Oakbrook Terrace, Il | Dec 22, 2015 | 46 y | 4 |
| Michael Scott Glavin | North Aurora, Il | May 12, 2016 | 28 y | 1 |
| Edilberto Calalang Ortiz | Chicago, Il | Jul 12, 2016 | 51 y | 2 |
| Catarina Edwards | Chicago, Il | Oct 14, 2016 | 11 y | 1 |
| Thomas Junior Ireland | Dawn, Mo | Dec 16, 2016 | 31 y | 1 |
| Randall Benjamin Cohen | Chicago, Il | Mar 16, 2017 | 33 y | 2 |
| Emil F MokhtarianCertified Financial Planner | Chicago, Il | Apr 7, 2017 | 27 y | 4 |
| David Dana Stone | Oakbrook Terrace, Il | May 26, 2017 | 46 y | 4 |
| Daniel Scott RiesmeyerCertified Financial Planner | Chicago, Il | Oct 3, 2017 | 14 y | 0 |
| Ryan William MccainCertified Financial Planner | Skokie, Il | Oct 3, 2017 | 25 y | 1 |
| Jim KoliatsisCertified Financial Planner | Chicago, Il | Oct 3, 2017 | 27 y | 1 |
| Gregory Scott Tong | Skokie, Il | Oct 4, 2017 | 20 y | 1 |
| Michael Gene Russell | Overland Park, Ks | Oct 13, 2017 | 21 y | 3 |
| Donald Russell Morse | Chicago, Il | Oct 13, 2017 | 23 y | 3 |
| James Christopher Sexton | Chicago, Il | Oct 13, 2017 | 16 y | 2 |
| David Todd Wernli | El Dorado, Ks | Oct 13, 2017 | 31 y | 2 |
| Derick Wayne WaltersCertified Financial Planner | Chicago, Il | Oct 13, 2017 | 22 y | 3 |
| Paul Eugene Ward | Shawnee, Ks | Oct 13, 2017 | 20 y | 3 |
| Michael Allen Osborne | Overland Park, Ks | Oct 13, 2017 | 23 y | 4 |
| Jeannine T. EdmondsCertified Financial Planner | Shawnee, Ks | Oct 13, 2017 | 21 y | 3 |
| Thomas A. Cavaliere | Leawood, Ks | Oct 13, 2017 | 24 y | 3 |
| Bryan Jared Hays | Overland Park, Ks | Oct 13, 2017 | 18 y | 3 |
| Jacob Randall Cohan Cummings | Overland Park, Ks | Nov 9, 2017 | 19 y | 3 |
| Lance Eric Gorsuch | Chicago, Il | Nov 28, 2017 | 22 y | 1 |
| Gregory Dale Eicher | Freeport, Il | Dec 19, 2017 | 27 y | 4 |
| Mike C Spencer | El Dorado, Ks | Feb 6, 2018 | 34 y | 2 |
| Shireen Elizabeth DanielsCertified Financial Planner | Chicago, Il | Jul 21, 2018 | 14 y | 3 |
| Felipe MedinaCertified Financial Planner | Phoenix, Az | Sep 17, 2018 | 14 y | 2 |
| Chad Carter SewellCertified Financial Planner | Chicago, Il | Sep 17, 2018 | 18 y | 3 |
Advisor movement
1 left, 16 joined in 12 months
net +15 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 0.6% of current headcount16 left over 36 months
Left, latest
- Jaxon D Hyatt to The Wealth Consulting GroupJul 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- Fawn Marie Lane to Lincoln InvestmentSep 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- James Christopher Cochran to LPL Financial LLCAug 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Steven Keith Kellar to Highpoint Planning PartnersJul 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Pamela D. Appell to Mma Securities LLCJul 11, 2025 · Other
- Brent Anthony Kalka to Savant Wealth ManagementMay 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- John Michael Stoken to Ameriprise Financial Services, LLCApr 29, 2025 · Affiliated broker-dealer or bank to another
- Marcin Andrzej Szczepaniak to Northwestern Mutual Investment Services,LLCFeb 11, 2025 · Other
- Daniel Graham Henry to Endeavor Capital Management, LLCOct 11, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Stephen Wesley Brimacombe to State Line Wealth ManagementJul 16, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Ian Cade Campbell to Curtis Capital AdvisorsMay 30, 2024 · Affiliated broker-dealer or bank to independent RIA
- Donald James Mahlke to Midland Wealth ManagementMay 2, 2024 · Other
- James R Ray to LPL Financial LLCFeb 5, 2024 · Affiliated broker-dealer or bank to another
- Joshua Michael Elmore to Rise Financial PartnersNov 2, 2023 · Affiliated broker-dealer or bank to a state-registered adviser
- Alex Papadopoulos to Osaic Wealth, Inc.Oct 10, 2023 · Affiliated broker-dealer or bank to another
Joined, latest
- Jonathan Kyle Metz from Deschutes Investment Consulting, LLCJul 22, 2026 · Other
- Philip Glenn Sherman from Deschutes Investment Consulting, LLCJul 17, 2026 · Other
- Charles Fletcher Okelley from Summit Financial Group IncJun 24, 2026 · Affiliated broker-dealer or bank to another
- John L Sullivan from Independent Financial PartnersJun 9, 2026 · Affiliated broker-dealer or bank to another
- Alan Jeffrey Nerad from Alera Investment Advisors, LLCJun 9, 2026 · RIA to affiliated broker-dealer or bank
- John V. Boryk from J.P. Morgan Securities LLCApr 23, 2026 · Wirehouse to affiliated broker-dealer or bank
- Donna Lee Curtis from Roxie Webb Securities Management,Inc.Apr 13, 2026 · Other
- Darla Dustin Douglas from Gps Wealth Strategies Group, LLCMar 24, 2026 · RIA to affiliated broker-dealer or bank
- Ralph William Sevelius from Raymond James & Associates, Inc.Mar 17, 2026 · Affiliated broker-dealer or bank to another
- Kendrick Colton Webb from Roxie Webb Securities Management,Inc.Mar 12, 2026 · Other
- Torrey Harris from Raymond James Financial Services Advisors, IncFeb 25, 2026 · Affiliated broker-dealer or bank to another
- Edwin Singh Gill from Raymond James Financial Services Advisors, IncFeb 23, 2026 · Affiliated broker-dealer or bank to another
- Michael Philip Jensen from Raymond James Financial Services Advisors, IncFeb 23, 2026 · Affiliated broker-dealer or bank to another
- Ernest Paul Carrera from Wealthcare Advisory Partners LLCFeb 3, 2026 · RIA to affiliated broker-dealer or bank
- Barret Roosa from Ameriprise Financial Services, LLCJan 1, 2026 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Osaic Wealth, Inc.Oct 10, 2023 · Chicago, Il
- 2 left for Rpr FinancialJan 25, 2022 · Chicago, Il
- 2 left for Arete Wealth Advisors, LLCSep 23, 2021 · Chicago, Il
- 2 joined from Deschutes Investment Consulting, LLCJul 20, 2026 · Portland, Or
- 2 joined from Roxie Webb Securities Management,Inc.Apr 30, 2026 · Prescott, Az
- 3 joined from Raymond James Financial Services Advisors, IncFeb 13, 2026 · St Petersburg, Fl
- 2 joined from Plexus Financial Services, LLCApr 9, 2025 · Northlake, Tx
- 2 joined from Edward JonesDec 3, 2024 · Lemont, Il
- 4 joined from The Wealth Consulting GroupOct 2, 2024 · Manhattan, Ks
- 2 joined from Wells Fargo AdvisorsJan 26, 2023 · Wayzata, Mn
- 2 joined from Wells Fargo AdvisorsMay 17, 2021 · Salt Lake City, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dustin Darla Douglas · Compliance Directorcontrolsince 04/2026 · owns less than 5%
- John Steven Dudash · Ceocontrolsince 05/2014 · owns 75% or more
- T Matthew Hilding · Presidentcontrolsince 06/2023 · owns less than 5%
- Corianne Leyton · Chief Operations Officercontrolsince 05/2018 · owns less than 5%
- Brooke Lindsey Michel · Principal And Compliance Directorcontrolsince 01/2021 · owns less than 5%
- Devin Lance Murray · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Iht Securities, LLCbroker-dealern
Advisers that list Iht Wealth Management LLC as a related person
- 328320 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 153 | 19 | 1 | ||
| Tampa, Fl | 18 | 6 | 0 | ||
| Overland Park, Ks | 8 | 0 | 0 | ||
| Skokie, Il | 8 | 0 | 0 | ||
| Oak Brook, Il | 7 | 1 | 0 | ||
| Northbrook, Il | 6 | 0 | 0 | ||
| El Dorado, Ks | 6 | 0 | 0 | ||
| Oakbrook Terrace, Il | 5 | 0 | 0 | ||
| Manhattan, Ks | 4 | 0 | 0 | ||
| Red Bank, Nj | 4 | 0 | 0 | ||
| Dawn, Mo | 3 | 0 | 0 | ||
| Deer Park, Il | 3 | 2 | 0 | ||
| Sarasota, Fl | 3 | 0 | 0 | ||
| Minnetonka, Mn | 2 | 0 | 0 | ||
| Phoenix, Az | 2 | 0 | 0 | ||
| Fort Collins, Co | 2 | 0 | 0 | ||
| Westchester, Il | 2 | 0 | 0 | ||
| Winter Haven, Fl | 2 | 1 | 0 | ||
| Prescott, Az | 2 | 2 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Elgin, IL14 employees
- Chicago, IL13 employees
- Overland Park, KS10 employees
- Tampa, FL7 employees
- New York, NY7 employees
- Northbrook, IL5 employees
- Land O'Lakes, FL4 employees
- Tampa, FL4 employees
- Chicago, IL3 employees
- Chandler, AZ3 employees
- Oakbrook Terrace, IL3 employees
- El Dorado, KS3 employees
- Chicago, IL3 employees
- Minnetonka, MN3 employees
- Winter Haven, FL2 employees
- El Dorado, KS2 employees
- Pensacola, FL2 employees
- Shawnee, KS2 employees
- Skokie, IL2 employees
- Freeport, IL1 employees
- Galena, IL1 employees
- Great Neck, NY1 employees
- Greenwood Village, CO1 employees
- Henderson, CO1 employees
- Henderson, CO1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 99.0% to 72.0% between the annual amendments of 2025-04-10 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026HILDING, MATTHEW, T (PRESIDENT) appeared on Schedule A between the filings of 2022-01-18 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Mar 31, 2026DOUGLAS, DARLA, DUSTIN (COMPLIANCE DIRECTOR) appeared on Schedule A between the filings of 2022-01-18 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 80.0% to 59.0% between the annual amendments of 2025-04-10 and 2026-03-31peers: affiliated wealth managers, $5B to $20B (53)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $6,376,084,483 to $9,801,751,527 (+54.0%) between the annual amendments of 2025-04-10 and 2026-03-31; the peer median change was +21.0% (52 comparable advisers, 90.0th percentile of changes)peers: affiliated wealth managers, $5B to $20B (52) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 23,131 to 25,536Jun 12, 2025 to Mar 31, 2026
- Charity clients · 71 to 93Jun 12, 2025 to Mar 31, 2026
- Corporate clients · 68 to 112Jun 12, 2025 to Mar 31, 2026
- HNW clients · 6,096 to 6,952Jun 12, 2025 to Mar 31, 2026
- Individual clients · 16,311 to 18,144Jun 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.4B to $9.8BJun 12, 2025 to Mar 31, 2026
- HNW RAUM · $5.1B to $5.7BJun 12, 2025 to Mar 31, 2026
- Individual RAUM · $1.2B to $1.3BJun 12, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.9M to $2.2MJun 12, 2025 to Mar 31, 2026
- RAUM · $6.4B to $9.8BJun 12, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $1.9B to $1.8BJun 12, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Apr 10, 2025 to Jun 12, 2025
- Accounts · 20,120 to 23,131May 22, 2024 to Apr 10, 2025
- Advisory employees · 146 to 153May 22, 2024 to Apr 10, 2025
- BD registered reps · 142 to 151May 22, 2024 to Apr 10, 2025
- Charity clients · 64 to 71May 22, 2024 to Apr 10, 2025
- Corporate clients · 60 to 68May 22, 2024 to Apr 10, 2025
- HNW clients · 4,883 to 6,096May 22, 2024 to Apr 10, 2025
- Individual clients · 15,111 to 16,311May 22, 2024 to Apr 10, 2025
- Employees · 230 to 179May 22, 2024 to Apr 10, 2025
- Discretionary RAUM · $4.8B to $6.4BMay 22, 2024 to Apr 10, 2025
- HNW RAUM · $3.1B to $5.1BMay 22, 2024 to Apr 10, 2025
- Individual RAUM · $1.1B to $1.2BMay 22, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $510,531 to $1.9MMay 22, 2024 to Apr 10, 2025
- RAUM · $4.8B to $6.4BMay 22, 2024 to Apr 10, 2025
- Wrap assets (sponsor) · $1.3B to $1.9BMay 22, 2024 to Apr 10, 2025
- Advisory employees · 139 to 146Mar 26, 2024 to Apr 19, 2024
- BD registered reps · 107 to 142Mar 26, 2024 to Apr 19, 2024
- Employees · 219 to 230Mar 26, 2024 to Apr 19, 2024
- State-registered IARs · 98 to 105Mar 26, 2024 to Apr 19, 2024
- Accounts · 18,644 to 20,120Feb 15, 2024 to Mar 26, 2024
- Charity clients · 51 to 64Feb 15, 2024 to Mar 26, 2024
- Corporate clients · 87 to 60Feb 15, 2024 to Mar 26, 2024
- HNW clients · 402 to 4,883Feb 15, 2024 to Mar 26, 2024
- Individual clients · 16,243 to 15,111Feb 15, 2024 to Mar 26, 2024
- Pension plan clients · 22.0 to unsetFeb 15, 2024 to Mar 26, 2024
- Discretionary RAUM · $4.0B to $4.8BFeb 15, 2024 to Mar 26, 2024
- HNW RAUM · $782M to $3.1BFeb 15, 2024 to Mar 26, 2024
- Individual RAUM · $2.4B to $1.1BFeb 15, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $366M to $510,531Feb 15, 2024 to Mar 26, 2024
Signals
52 dated events
- Jaxon D Hyatt left Iht Wealth Management Llc for The Wealth Consulting Group (registered 2026-08-05)Jul 28, 2026 · Advisor changed firm · fact
- 2 advisors left Deschutes Investment Consulting, LLC (Portland, OR) for Iht Wealth Management LLC on the same dayJul 20, 2026 · Team lift-out · derived
- 2 advisors left Roxie Webb Securities Management,Inc. (Prescott, AZ) for Iht Wealth Management LLC on the same dayApr 30, 2026 · Team lift-out · derived
- Iht Wealth Management Llc reported RAUM $9.8B, up 54% from $6.4B (2025-06-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 3 advisors left Raymond James Financial Services Advisors, Inc (ST Petersburg, FL) for Iht Wealth Management LLC within 4 daysFeb 13, 2026 · Team lift-out · derived
- Fawn Marie Lane left Iht Wealth Management Llc for Lincoln Investment (registered 2025-08-18)Sep 12, 2025 · Advisor changed firm · fact
- James Christopher Cochran left Iht Wealth Management Llc for Lpl Financial Llc (registered 2022-11-16)Aug 11, 2025 · Advisor changed firm · fact
- Pamela D. Appell left Iht Wealth Management Llc for Mma Securities Llc (registered 2025-07-01)Jul 11, 2025 · Advisor changed firm · fact
- Steven Keith Kellar left Iht Wealth Management Llc for Highpoint Planning Partners (registered 2025-07-01)Jul 11, 2025 · Advisor changed firm · fact
- Brent Anthony Kalka left Iht Wealth Management Llc for Savant Wealth Management (registered 2025-05-02)May 1, 2025 · Advisor changed firm · fact
- John Michael Stoken left Iht Wealth Management Llc for Ameriprise Financial Services, Llc (registered 2025-04-02)Apr 29, 2025 · Advisor changed firm · fact
- Iht Wealth Management Llc reported RAUM $6.4B, up 32% from $4.8B (2024-05-22 to 2025-04-10)Apr 10, 2025 · RAUM change · derived
- 2 advisors left Plexus Financial Services, LLC (Northlake, TX) for Iht Wealth Management LLC on the same dayApr 9, 2025 · Team lift-out · derived
- Marcin Andrzej Szczepaniak left Iht Wealth Management Llc for Northwestern Mutual Investment Services,Llc (registered 2025-07-09)Feb 11, 2025 · Advisor changed firm · fact
- 2 advisors left Edward Jones (Lemont, IL) for Iht Wealth Management LLC on the same dayDec 3, 2024 · Team lift-out · derived
- Daniel Graham Henry left Iht Wealth Management Llc for Endeavor Capital Management, Llc (registered 2024-09-10)Oct 11, 2024 · Advisor changed firm · fact
- 4 advisors left The Wealth Consulting Group (Manhattan, KS) for Iht Wealth Management LLC on the same dayOct 2, 2024 · Team lift-out · derived
- Stephen Wesley Brimacombe left Iht Wealth Management Llc for State Line Wealth Management (registered 2024-06-26)Jul 16, 2024 · Advisor changed firm · fact
- Henry K Cho no longer registered at Iht Wealth Management Llc; no later IA registration on IAPDJun 17, 2024 · Advisor departure · fact
- Ian Cade Campbell left Iht Wealth Management Llc for Curtis Capital Advisors (registered 2024-05-24)May 30, 2024 · Advisor changed firm · fact
- Donald James Mahlke left Iht Wealth Management Llc for Midland Wealth Management (registered 2024-05-03)May 2, 2024 · Advisor changed firm · fact
- James R Ray left Iht Wealth Management Llc for Lpl Financial Llc (registered 2024-02-01)Feb 5, 2024 · Advisor changed firm · fact
- Joshua Michael Elmore left Iht Wealth Management Llc for Rise Financial Partners (registered 2023-09-28)Nov 2, 2023 · Advisor changed firm · fact
- Karla M Hernandez left Iht Wealth Management Llc for Osaic Wealth, Inc. (registered 2023-09-29)Oct 10, 2023 · Advisor changed firm · fact
- Alex Papadopoulos left Iht Wealth Management Llc for Osaic Wealth, Inc. (registered 2023-09-29)Oct 10, 2023 · Advisor changed firm · fact
- 2 advisors left Iht Wealth Management LLC (Chicago, IL) for Osaic Wealth, Inc. on the same dayOct 10, 2023 · Team lift-out · derived
- Salvatore Joseph Ditusa left Iht Wealth Management Llc for Mariner (registered 2023-06-13)Jul 5, 2023 · Advisor changed firm · fact
- Mark Wheeler Harris left Iht Wealth Management Llc for Rpr Financial (registered 2021-11-19)Jul 5, 2023 · Advisor changed firm · fact
- Iht Wealth Management Llc reported 98 state-registered advisory representatives, down from 144 (2022-08-11 to 2023-03-29)Mar 29, 2023 · Advisor headcount change · derived
- 2 advisors left Wells Fargo Advisors (Wayzata, MN) for Iht Wealth Management LLC on the same dayJan 26, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/iht-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-295-2828reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026