DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
4 advisors left W••••• E••••••••• • P••••••••• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Armand Patrick Glassman | Alpharetta, Ga | Oct 17, 2023 | Aug 28, 2023 |
| Cody Brannon Moore | Alpharetta, Ga | Oct 17, 2023 | Aug 21, 2023 |
| Jacob Kelly Sanders | Alpharetta, Ga | Oct 17, 2023 | Aug 21, 2023 |
| Joseph Wayne Thompson | Alpharetta, Ga | Oct 17, 2023 | Aug 21, 2023 |
The rule
- Registrations ended
- Oct 17, 2023
- Registered next
- Aug 21, 2023 to Aug 28, 2023
- Branch state
- GA
- Cities
- 1, most in Alpharetta, Ga
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- Succession by the destination
- none on the tape