DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• K•••• S••••••

L•• F•••••••• L••BD affiliatedAtlanta, Ga dual registrantIAPD 5643304

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jake S••••••

At current firm

3 y

since Aug 21, 2023

In the industry

17 y

since Feb 20, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 21, 2023 · Atlanta, Ga
W••••• E••••••••• • P••••••••• former
Mar 30, 2018 to Oct 17, 2023 · Alpharetta, Ga
C• A••••••• S••••••• independent RIA
Mar 17, 2014 to Apr 2, 2018 · Duluth, Ga
F•••••••• N•••••• A••••••••• I••• unclassified
May 22, 2009 to Jan 20, 2014 · Atlanta, Ga
I••••• F•••••••• C••••••••• former
Feb 23, 2009 to Jan 15, 2014 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

W••••• E••••••••• • P••••••••• to L•• F•••••••• L••
left Oct 17, 2023, registered Aug 21, 2023 (-57 days) · RIA to affiliated broker-dealer or bank · moved with a team
C• A••••••• S••••••• to W••••• E••••••••• • P•••••••••
left Apr 2, 2018, registered Mar 30, 2018 (-3 days) · RIA to RIA
F•••••••• N•••••• A••••••••• I••• to C• A••••••• S•••••••
left Jan 20, 2014, registered Mar 17, 2014 (56 days) · Other
I••••• F•••••••• C••••••••• to F•••••••• N•••••• A••••••••• I•••
left Jan 15, 2014, registered May 22, 2009 (-1699 days) · Other

Signals

J•••• K•••• S•••••• left W••••• E••••••••• • P••••••••• for L•• F•••••••• L•• (registered 2023-08-21)
Oct 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address