DFX Intelligence
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Team lift-out
7 advisors left T•• W••••• C••••••••• G•••• for M•• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Robert Rickard | Las Vegas, Nv | Apr 16, 2024 | Jul 2, 2024 |
| Daniel Joseph Ambroskiewicz | Las Vegas, Nv | Apr 16, 2024 | Aug 14, 2024 |
| Daniel Michael Marolis | Las Vegas, Nv | Apr 16, 2024 | Jul 24, 2024 |
| Jeffrey Elder Wherry | Las Vegas, Nv | Apr 16, 2024 | Apr 19, 2024 |
| John Andrew Mitsos | Las Vegas, Nv | Apr 16, 2024 | Jul 11, 2024 |
| Matthew James Pruitt | Las Vegas, Nv | Apr 16, 2024 | Apr 23, 2024 |
| Nicholas James Tancabel | Las Vegas, Nv | Apr 16, 2024 | Apr 19, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Apr 16, 2024
- Registered next
- Apr 19, 2024 to Aug 14, 2024
- Branch state
- NV
- Cities
- 1, most in Las Vegas, Nv
- Registered there that day
- 132 (people still on IAPD; an estimate)
- Share of that headcount
- 5.3%
- Succession by the destination
- none on the tape