DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

The Wealth Consulting Group

Independent wealth managerLas Vegas, NevadaCRD 173194SEC 801-80386websiteIAPD
Legal name Wcg Wealth Advisors, LLC
Latest filing Sep 9, 2026
First filing on the tape Sep 19, 2014 · 136 filings
SEC status approved since Oct 1, 2014
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$5.9B individuals and HNW
Advisors
131
registered through the firm on IAPD
RAUM per advisor
$47.9M
derived; firm RAUM over IAPD count
Employees
131
131 advisory (5.B.1)
Offices
50
beyond the principal office
Private funds
0
reported on Schedule D
History
136 filings and snapshots on the tape
RAUM$6.3B as of Aug 19, 2026
Jan 27, 2015$307M then
HNW client RAUM$4.4B as of Aug 19, 2026
Mar 29, 2018$407M then
State-registered IARs (5.B.3)62 as of Aug 19, 2026
Jan 27, 20150 then
Employees (5.A)131 as of Aug 19, 2026
Jan 27, 201542 then
Private funds: no history
RAUM +15% over the last fiscal year+31% a year over threeIARs 70 to 62
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$47.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
97derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$290,681derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.6derived51 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
-11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.2%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$5.9BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.4B70%
  • Individuals$1.5B25%
  • Corporations and businesses$203M3.2%
  • Pension and profit-sharing plans$107M1.7%
  • Charitable organizations$61.7M1.0%
Individual clients
8,432reported
HNW clients
4,214reported
Pension plan clients
158reported
Charitable clients
47reported
Accounts
21,593reported
Financial planning clients
101-250reported
Wrap fee programs
$2.4B sponsored, $4.2B managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=104.0derived
Advisors registered through the firm
131 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jeffrey Richard GallCertified Financial Planner, Chartered Financial ConsultantSan Ramon, Ca Aug 9, 200232 y2
Nicolas Paul TabellionSan Jose, Ca Jul 17, 201322 y5
Tony Lee BrewerCertified Financial PlannerLas Vegas, NvOct 23, 201418 y1
Marc Arlyn GalloSan Diego, CaNov 12, 201427 y2
Christopher Todd RandCertified Financial PlannerSan Diego, CaNov 13, 201429 y4
Jimmy LeeLas Vegas, NvNov 13, 201431 y2
Darren Blaine ToddCertified Financial PlannerSan Diego, CaNov 13, 201432 y2
Jason William GamettLas Vegas, NvNov 17, 201424 y2
Cheryl Ann ConstantinoCertified Financial PlannerLas Vegas, NvNov 17, 201425 y3
Barclay Kendall CallenderLas Vegas, NvNov 17, 201415 y1
James Dale BrownAlbuquerque, NmNov 18, 201437 y1
Mark Andrew SensemanLas Vegas, Nv Nov 18, 201441 y1
Jana Linn HamLas Vegas, Nv Nov 18, 201417 y1
Paul Sun-Wook LimCertified Financial PlannerSan Diego, CaNov 19, 201420 y2
Victor Aurelio OrozcoCertified Financial PlannerSan Diego, CaNov 19, 201419 y1
Marci Sue BairCertified Financial PlannerSan Diego, CaNov 20, 201433 y3
Michael Joseph WoitkoskiSan Diego, CaNov 26, 201429 y1
Joe Francis RedmondMesa, Az Dec 5, 201426 y1
Gerald Melvin GozPhoenix, AzDec 15, 201443 y2
Maria Spirtos KinerCertified Financial PlannerRancho Mirage, Ca Nov 19, 201526 y2
Hyongsuk Choe PauLas Vegas, Nv Jan 12, 201631 y0
Darold Wing MarkLas Vegas, Nv Apr 20, 201633 y2
Darrin Michael ConradModesto, Ca Jun 13, 201625 y5
James Bryant HawrylukLas Vegas, Nv Jun 30, 201639 y3
Anthony Joseph TurcotteLas Vegas, Nv Jan 20, 201723 y1
Adriane Vera LoweCertified Financial Planner, Chartered Financial ConsultantLas Vegas, Nv Jan 20, 201739 y1
Roy C MoonWestlake Village, Ca Jan 23, 201717 y1
Alissa Louise ToddLas Vegas, Nv Feb 16, 201710 y0
Gloria R. FranzCertified Financial PlannerLas Vegas, Nv Apr 27, 201734 y2
Nila Lynn TatumChartered Financial ConsultantPalm Desert, Ca Apr 27, 201731 y3
Clinton Edward AkerbergDes Moines, Ia May 19, 201722 y6
Kim Ngoc HuberLas Vegas, Nv Jun 1, 201730 y0
James Scott CaveLas Vegas, Nv Aug 29, 201722 y5
John Joseph LinkLas Vegas, Nv Oct 20, 201742 y5
Dane Michael BrockmanCertified Financial PlannerLas Vegas, Nv Nov 17, 201716 y4
Michele Ka PembertonLas Vegas, Nv Nov 29, 201734 y3
Brian Patrick FoleyLas Vegas, NvDec 20, 201710 y0
Jennifer Ellen Riva-KirkSan Jose, Ca Dec 20, 201730 y2
Kimberly Jo SafoyanPalm Desert, Ca Jul 10, 201834 y1
Neal Brian WilsonPalm Desert, Ca Jul 10, 201836 y4
All 131 advisors at The Wealth Consulting Group
Advisor movement
4 left, 11 joined in 12 months
net +7 in 12 months0 left in 90 days6 joined in 90 daysdeparture rate 3.1% of current headcount53 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jimmy Lee · Ceocontrol
    since 10/2014 · owns less than 5%
  • Anne Rosemary Richard · Chief Compliance Officercontrol
    since 04/2023 · owns less than 5%
  • Jimmy Lee · Trusteecontrol
    since 10/2014 · owns 75% or more of The 1970 Lee Trust
  • Philip Steven Odendahl · Chief Operating Officer
    since 04/2023 · owns less than 5%
  • Arthur James Worden · Chief Investment Officer
    since 06/2021 · owns less than 5%
Entity owners
  • The 1970 Lee Trust · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • Centennial State Insurance Group
    real estaten
  • Click2bindinsuranceagency
    real estaten
  • Gamett & King
    insurancen
  • H2 Tax Services
    insurancen
  • Kiner Consulting Group
    insurancen
  • Lynn Bilodeaux, Pllc
    n
  • Mtxe Capital, LLC
    real estaten
  • P.L. Lucas & Associates, Inc
    insurancen
  • Raha Management. LLC
    real estaten
  • Rdm Associates
    insurancen
  • Redwitz, Inc,
    insurancen
  • Stewart Financial, LLC
    real estaten
  • Stronghaven Insurance Brokerage
    real estaten
  • V Wealth Advisors,, LLC
    real estaten
  • Wcg Insurance, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Las Vegas, Nv · principal121181
Overland Park, Ks2000
San Diego, Ca1411
Palm Desert, Ca900
Albuquerque, Nm900
Des Moines, Ia820
San Ramon, Ca440
Westlake Village, Ca410
San Jose, Ca300
Sacramento, Ca300
Leawood, Ks311
Cupertino, Ca310
Phoenix, Az300
Austin, Tx300
Agoura Hills, Ca210
Ottawa, Ks200
Sugar Land, Tx200
Edmond, Ok200
Norfolk, Ne200
Greer, Sc200
Offices
Schedule D 1.F, the 25 largest
  • San Diego, CA24 employees
  • Overland Park, KS15 employees
  • Overland Park, KS8 employees
  • Palm Desert, CA7 employees
  • Des Moines, IA6 employees
  • Rancho Mirage, CA6 employees
  • Pleasant Hill, CA6 employees
  • Ottawa, KS5 employees
  • Palm Desert, CA4 employees
  • Westlake Village, CA4 employees
  • Agoura Hills, CA4 employees
  • Albuquerque, NM4 employees
  • Austin, TX4 employees
  • Dahlonega, GA4 employees
  • Edmond, OK4 employees
  • Norfolk, NE4 employees
  • Overland Park, KS4 employees
  • Sacramento, CA4 employees
  • Phoenix, AZ4 employees
  • Boulder, CO3 employees
  • Sherman Oaks, CA3 employees
  • Cupertino, CA3 employees
  • Sugar Land, TX3 employees
  • San Rafeal, CA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • employee count dropChange between filings · filing Apr 27, 2026
    employees (Item 5.A) moved from 204.0 to 131.0 (-36.0%) between the annual amendments of 2025-04-23 and 2026-04-27; the peer median change was +5.0% (264 comparable advisers, 0.0th percentile of changes)
    peers: independent wealth managers, $5B to $20B (264) · 0.4% percentile
What changed
consecutive filings, newest first
  • Financial planning clients · 101-250 to 101-250
    Aug 19, 2026 to Sep 9, 2026
  • Succession · false to unset
    Aug 19, 2026 to Sep 9, 2026
  • Accounts · 20,129 to 21,593
    Feb 27, 2026 to Mar 31, 2026
  • Advisory employees · 115 to 131
    Feb 27, 2026 to Mar 31, 2026
  • BD registered reps · 105 to 104
    Feb 27, 2026 to Mar 31, 2026
  • Corporate clients · 76 to 89
    Feb 27, 2026 to Mar 31, 2026
  • HNW clients · 3,855 to 4,214
    Feb 27, 2026 to Mar 31, 2026
  • Individual clients · 8,281 to 8,432
    Feb 27, 2026 to Mar 31, 2026
  • Pension plan clients · 165 to 158
    Feb 27, 2026 to Mar 31, 2026
  • Employees · 204 to 131
    Feb 27, 2026 to Mar 31, 2026
  • Insurance-licensed employees · 3 to 5
    Feb 27, 2026 to Mar 31, 2026
  • State-registered IARs · 70 to 62
    Feb 27, 2026 to Mar 31, 2026
  • Discretionary RAUM · $5.4B to $6.3B
    Feb 27, 2026 to Mar 31, 2026
  • HNW RAUM · $3.7B to $4.4B
    Feb 27, 2026 to Mar 31, 2026
  • Individual RAUM · $1.4B to $1.5B
    Feb 27, 2026 to Mar 31, 2026
  • Pension RAUM · $117M to $107M
    Feb 27, 2026 to Mar 31, 2026
  • RAUM · $5.4B to $6.3B
    Feb 27, 2026 to Mar 31, 2026
  • Wrap assets (manager) · $2.2B to $4.2B
    Feb 27, 2026 to Mar 31, 2026
  • Wrap assets (sponsor) · $1.7B to $2.4B
    Feb 27, 2026 to Mar 31, 2026
  • Financial planning clients · 101-250 to 101-250
    Jun 24, 2025 to Jul 28, 2025
  • Accounts · 21,408 to 20,129
    Feb 12, 2025 to Apr 23, 2025
  • Advisory employees · 160 to 115
    Feb 12, 2025 to Apr 23, 2025
  • BD registered reps · 107 to 105
    Feb 12, 2025 to Apr 23, 2025
  • Charity clients · 49 to 47
    Feb 12, 2025 to Apr 23, 2025
  • Corporate clients · 86 to 76
    Feb 12, 2025 to Apr 23, 2025
  • HNW clients · 3,801 to 3,855
    Feb 12, 2025 to Apr 23, 2025
  • Individual clients · 9,384 to 8,281
    Feb 12, 2025 to Apr 23, 2025
  • Pension plan clients · 159 to 165
    Feb 12, 2025 to Apr 23, 2025
  • Employees · 264 to 204
    Feb 12, 2025 to Apr 23, 2025
  • Insurance-licensed employees · 2 to 3
    Feb 12, 2025 to Apr 23, 2025
  • Financial planning clients · 251-500 to 101-250
    Feb 12, 2025 to Apr 23, 2025
  • State-registered IARs · 153 to 70
    Feb 12, 2025 to Apr 23, 2025
  • Other offices · 34 to 50
    Feb 12, 2025 to Apr 23, 2025
  • Discretionary RAUM · $5.2B to $5.4B
    Feb 12, 2025 to Apr 23, 2025
  • HNW RAUM · $3.3B to $3.7B
    Feb 12, 2025 to Apr 23, 2025
  • Individual RAUM · $1.5B to $1.4B
    Feb 12, 2025 to Apr 23, 2025
  • Non-discretionary RAUM · $762,273 to $0
    Feb 12, 2025 to Apr 23, 2025
  • Pension RAUM · $123M to $117M
    Feb 12, 2025 to Apr 23, 2025
  • RAUM · $5.2B to $5.4B
    Feb 12, 2025 to Apr 23, 2025
  • Wrap assets (manager) · $0 to $2.2B
    Feb 12, 2025 to Apr 23, 2025
Signals
60 dated events
  • 3 advisors left Mariner Advisor Network (San Ramon, CA) for The Wealth Consulting Group within 11 days
    Jul 2, 2026 · Team lift-out · derived
  • Zachary Zane Boyd left The Wealth Consulting Group for Forum Financial Management, Lp (registered 2026-04-14)
    Apr 21, 2026 · Advisor changed firm · fact
  • Jenifer A Sapel left The Wealth Consulting Group for Bright Advisors (registered 2026-01-06)
    Mar 27, 2026 · Advisor changed firm · fact
  • Halle Hewitt left The Wealth Consulting Group for Stratos Wealth Partners, Ltd (registered 2026-01-07)
    Jan 5, 2026 · Advisor changed firm · fact
  • Jordan P Rider left The Wealth Consulting Group for Lpl Financial Llc (registered 2025-10-30)
    Nov 13, 2025 · Advisor changed firm · fact
  • 2 advisors left Mariner Advisor Network (San Jose, CA) for The Wealth Consulting Group on the same day
    Aug 19, 2025 · Team lift-out · derived
  • Brian Patrick Midtbo left The Wealth Consulting Group for Stronghaven Capital Llc (registered 2025-01-01)
    Jul 9, 2025 · Advisor changed firm · fact
  • Isaac Gwinn left The Wealth Consulting Group for Corient (registered 2025-08-05)
    Jul 9, 2025 · Advisor changed firm · fact
  • Sally Woo Ng left The Wealth Consulting Group for Beacon Pointe Advisors, Llc (registered 2025-07-10)
    Jul 3, 2025 · Advisor changed firm · fact
  • Jeanette Sonya Ng Urrutia left The Wealth Consulting Group for Beacon Pointe Advisors, Llc (registered 2025-03-25)
    Apr 23, 2025 · Advisor changed firm · fact
  • The Wealth Consulting Group reported 50 offices beyond its principal office, up from 34 (2025-02-12 to 2025-04-23)
    Apr 23, 2025 · Office count change · derived
  • The Wealth Consulting Group reported 70 state-registered advisory representatives, down from 153 (2025-02-12 to 2025-04-23)
    Apr 23, 2025 · Advisor headcount change · derived
  • Alisa Michelle Foster left The Wealth Consulting Group for Ballentine Partners (registered 2025-12-08)
    Mar 25, 2025 · Advisor changed firm · fact
  • 2 advisors left The Wealth Consulting Group (San Diego, CA) for Sovran Advisors, LLC on the same day
    Mar 12, 2025 · Team lift-out · derived
  • William James Oconnell left The Wealth Consulting Group for Sovran Advisors, Llc (registered 2025-02-10)
    Mar 12, 2025 · Advisor changed firm · fact
  • William James Lafleur left The Wealth Consulting Group for Sovran Advisors, Llc (registered 2025-02-10)
    Mar 12, 2025 · Advisor changed firm · fact
  • Adrian Padua Concepcion left The Wealth Consulting Group for Ameriprise Financial Services, Llc (registered 2025-02-03)
    Feb 27, 2025 · Advisor changed firm · fact
  • Laura Joan Latourette left The Wealth Consulting Group for Cwm, Llc (registered 2025-02-13)
    Feb 12, 2025 · Advisor changed firm · fact
  • Brianne Marie Brucker Derveloy left The Wealth Consulting Group for Cwm, Llc (registered 2025-02-11)
    Feb 12, 2025 · Advisor changed firm · fact
  • Brian Matthew Padrick left The Wealth Consulting Group for Wealth Enhancement Advisory Services, Llc (registered 2024-12-16)
    Jan 9, 2025 · Advisor changed firm · fact
  • Jessica Anseth left The Wealth Consulting Group for Wealth Enhancement Advisory Services, Llc (registered 2024-12-16)
    Jan 9, 2025 · Advisor changed firm · fact
  • 2 advisors left The Wealth Consulting Group (Thousand Oaks, CA) for Wealth Enhancement Advisory Services, LLC on the same day
    Jan 9, 2025 · Team lift-out · derived
  • Ryan Kimes left The Wealth Consulting Group for J.P. Morgan Securities Llc (registered 2025-04-24)
    Nov 25, 2024 · Advisor changed firm · fact
  • Christopher Lee Klick left The Wealth Consulting Group for Iht Wealth Management Llc (registered 2024-10-02)
    Oct 2, 2024 · Advisor changed firm · fact
  • Preston Lynn Klick left The Wealth Consulting Group for Iht Wealth Management Llc (registered 2024-10-02)
    Oct 2, 2024 · Advisor changed firm · fact
  • Aaron David Windhorst left The Wealth Consulting Group for Iht Wealth Management Llc (registered 2024-10-02)
    Oct 2, 2024 · Advisor changed firm · fact
  • Clinton Wade Sandmann left The Wealth Consulting Group for Iht Wealth Management Llc (registered 2024-10-02)
    Oct 2, 2024 · Advisor changed firm · fact
  • 4 advisors left The Wealth Consulting Group (Manhattan, KS) for Iht Wealth Management LLC on the same day
    Oct 2, 2024 · Team lift-out · derived
  • 2 advisors left Intrua Financial (Houston, TX) for The Wealth Consulting Group on the same day
    Aug 6, 2024 · Team lift-out · derived
  • Stanko Pavlovic left The Wealth Consulting Group for Planmember Securities Corporation (registered 2024-05-09)
    Jun 4, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
573-447-7010reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
773-993-0735reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
913-827-4600reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/empathic-wealth-partnersreportedpublic record, Form ADV, Sep 17, 2026
Firm profile
linkedin.com/company/vwealthkansasreportedpublic record, Form ADV, Sep 17, 2026
Website
vwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
702-263-1919reportedpublic record, Form ADV, Sep 9, 2026
Contact form
vwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
vwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$47.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026