DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left G••• G••••••• P••••••• S••••••• for A••••••••• F•••••••• S•••••••• L••

independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Bette Ellen WeissLocust Valley, NyOct 28, 2021Oct 20, 2021
Bryan Whipple CovertLocust Valley, NyOct 28, 2021Oct 20, 2021
Michael A CollinsLocust Valley, NyOct 28, 2021Oct 20, 2021
Nicholas James LoehleLocust Valley, NyOct 28, 2021Oct 22, 2021
Peter Jd DedelLocust Valley, NyOct 28, 2021Oct 20, 2021
Richard Timothy KerstingLocust Valley, NyOct 28, 2021Oct 20, 2021
Tyler J. PalumboLocust Valley, NyOct 28, 2021Oct 22, 2021
The rule
Registrations ended
Oct 28, 2021
Registered next
Oct 20, 2021 to Oct 22, 2021
Branch state
NY
Cities
1, most in Locust Valley, Ny
Registered there that day
14 (people still on IAPD; an estimate)
Share of that headcount
50%
Succession by the destination
none on the tape
Other teams out of G••• G••••••• P••••••• S•••••••Other teams into A••••••••• F•••••••• S•••••••• L••