DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from I•••••• C•••••• M••••••••• L•• to I•••••• C•••••• M•••••••••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dustin Blodgett | San Ramon, Ca | Jan 6, 2022 | Jun 7, 2021 |
| Phillip Rice | San Ramon, Ca | Jan 6, 2022 | Sep 30, 2025 |
The rule
- Registrations ended
- Jan 6, 2022
- Registered next
- Jun 7, 2021 to Sep 30, 2025
- Branch state
- CA
- Cities
- 1, most in San Ramon, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape