DFX Intelligence
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Team lift-out
5 advisors left M••••••••• S••••••••• I••• for L•••• F••• A••••••• S•••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Bunyon Glover | Raleigh, Nc | Oct 31, 2022 | Nov 17, 2022 |
| Kenyon Lee Allman | Raleigh, Nc | Oct 31, 2022 | Oct 14, 2022 |
| Noelle Granville Mcintyre | Pinehurst, Nc | Oct 31, 2022 | Oct 14, 2022 |
| Robert Murray Woronoff | Raleigh, Nc | Oct 31, 2022 | Oct 14, 2022 |
| Thomas Patrick Walters | Pinehurst, Nc | Oct 31, 2022 | Oct 14, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 31, 2022
- Registered next
- Oct 14, 2022 to Nov 17, 2022
- Branch state
- NC
- Cities
- 2, most in Raleigh, Nc
- Registered there that day
- 18 (people still on IAPD; an estimate)
- Share of that headcount
- 28%
- Succession by the destination
- none on the tape