DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Level Four Advisory Services
Legal name Level Four Advisory Services, LLC
Latest filing Sep 11, 2026
First filing on the tape Dec 6, 2011 · 81 filings
SEC status approved since Mar 3, 2006
RAUM
$6.5B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
73%
$4.8B individuals and HNW
Advisors
144
registered through the firm on IAPD
RAUM per advisor
$45.4M
derived; firm RAUM over IAPD count
Employees
136
119 advisory (5.B.1)
Offices
70
beyond the principal office
Private funds
0
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$6.5B as of Jul 16, 2026
Jan 18, 2012$130M then
HNW client RAUM$3.2B as of Jul 16, 2026
Mar 29, 2018$629M then
State-registered IARs (5.B.3)136 as of Jul 16, 2026
Jan 18, 201331 then
Employees (5.A)136 as of Jul 16, 2026
Jan 18, 201337 then
Private funds: no history
RAUM +23% over the last fiscal year+21% a year over threeIARs 132 to 136
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $45.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $631,964derivedHNW RAUM over HNW clients
- Average account
- $416,234derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 2.0derived71 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.9%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $13BreportedItem 5.I
- Custody
- $176M, 82 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.2B49%
- Individuals$1.6B24%
- Pension and profit-sharing plans$1.4B22%
- Corporations and businesses$283M4.3%
- Charitable organizations$56.5M0.9%
- Individual clients
- 9,889reported
- HNW clients
- 5,075reported
- Pension plan clients
- 537reported
- Charitable clients
- 67reported
- Accounts
- 15,720reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $6.4B sponsored, $0 managedreported
- Custody of client assets
- $176M for 82 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.23 related_bd=true related_bank=false bd_reps=116.0derived
Advisors registered through the firm
145 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Chad Jeffrey Perry | Austin, Tx | Jun 12, 2008 | 20 y | 1 |
| David Barnett Byrnes | Dallas, Tx | Aug 5, 2008 | 26 y | 2 |
| Claudia Ann Martin | Dallas, Tx | Sep 3, 2009 | 28 y | 1 |
| Joshua Lee HamptonCertified Financial Planner | Dallas, Tx | May 24, 2012 | 14 y | 0 |
| Cynthia Rozann Manning-Brown | Waxahachie, Tx | Jul 9, 2012 | 32 y | 0 |
| Craig Steven Blake | Dallas, Tx | May 14, 2013 | 29 y | 2 |
| Lal Ellison EchterhoffChartered Financial Analyst | Dallas, Tx | Jun 24, 2013 | 34 y | 1 |
| Jeffrey Michael SchlichtCertified Financial Planner | Dallas, Tx | Jan 29, 2014 | 22 y | 1 |
| Matthew James SchererCertified Financial Planner | Dallas, Tx | Jan 29, 2014 | 21 y | 1 |
| Gary Walter Schmidt | Dallas, Tx | Jan 31, 2014 | 19 y | 1 |
| Michael Jerome MckersieCertified Financial Planner | Dallas, Tx | Apr 4, 2014 | 29 y | 3 |
| Alan Ray Tipton | Dallas, Tx | May 13, 2014 | 33 y | 2 |
| Charles Raymond ShimerChartered Financial Analyst | Greenville, Nc | Feb 9, 2015 | 23 y | 2 |
| Mary Elizabeth Sargent | Wilson, Nc | Sep 8, 2015 | 22 y | 1 |
| Wilbur Spear HembyCertified Financial Planner | La Grange, Nc | Sep 8, 2015 | 31 y | 3 |
| Robert Harrison Evans | Greenville, Nc | Oct 5, 2015 | 12 y | 2 |
| Frank B MartinCertified Financial Planner | Panama City Beach, Fl | Feb 12, 2016 | 24 y | 2 |
| Arthur Lee SmithChartered Financial Consultant | Shreveport, La | Jul 1, 2016 | 23 y | 3 |
| Robert Luke Britt | Dallas, Tx | Aug 29, 2016 | 17 y | 1 |
| Terry Lavern ThompkinsCertified Financial Planner | Dallas, Tx | Dec 6, 2016 | 29 y | 3 |
| Todd Bulot | Dallas, Tx | Apr 13, 2017 | 11 y | 1 |
| Matthew Ray RogersChartered Financial Consultant | Dallas, Tx | May 9, 2017 | 20 y | 1 |
| Scott Christopher Proctor | Stuart, Fl | Aug 31, 2017 | 13 y | 1 |
| Randy R. Moorehead | Wilson, Nc | Sep 27, 2018 | 25 y | 2 |
| Frank Joseph Maldonado | Dallas, Tx | Nov 2, 2018 | 11 y | 2 |
| Marshall Charles BarclayCertified Financial Planner | El Paso, Tx | Nov 12, 2018 | 20 y | 2 |
| Jill Marie Zacha | Dallas, Tx | May 8, 2019 | 30 y | 3 |
| Daniel Isaias Rodriguez | Tallahassee, Fl | Dec 13, 2019 | 18 y | 1 |
| Bradley Allen Wheeler | Dallas, Tx | Jan 9, 2020 | 26 y | 0 |
| Bruce Alan Leffingwell | Dallas, Tx | Feb 4, 2021 | 32 y | 0 |
| Brian Richard Clauer | Dallas, Tx | Mar 5, 2021 | 30 y | 2 |
| Kimberly Kay Miller | Dallas, Tx | Mar 10, 2021 | 21 y | 4 |
| Amanda Lynn Mitchum | Nacogdoches, Tx | Apr 12, 2021 | 11 y | 4 |
| John Lemuel JohnsonCertified Financial Planner | Panama City, Fl | May 20, 2021 | 34 y | 1 |
| Marc Scott Whitehead | Dallas, Tx | Jul 29, 2021 | 28 y | 0 |
| Kevin Scott Welch | Dallas, Tx | Aug 5, 2021 | 31 y | 2 |
| Vannessa Quinn Marley | Dallas, Tx | Sep 8, 2021 | 10 y | 1 |
| Julie Mccombs Blalock | Dallas, Tx | Dec 21, 2021 | 35 y | 4 |
| Louis Charles Bruno | Dallas, Tx | Dec 21, 2021 | 34 y | 1 |
| Angela Marie Tacco | Fort Worth, Tx | Dec 21, 2021 | 15 y | 1 |
Advisor movement
8 left, 10 joined in 12 months
net +2 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 5.6% of current headcount21 left over 36 months
Left, latest
- Frances A Robinson-Bidwell to Pelican Investment Advisors, LLCJun 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kristy Hillukka to Thrivent Investment Management Inc.Apr 8, 2026 · Affiliated broker-dealer or bank to another
- Jason Paul Inman to Signal Advisors Wealth, LLCMar 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason Ashley Doise to Signal Advisors Wealth, LLCMar 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Raymond Albert Panquerne to Signal Advisors Wealth, LLCMar 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- John Kenneth Bruno to J. W. Cole Advisors, Inc.Mar 3, 2026 · Affiliated broker-dealer or bank to another
- Britt Woods to Pnc Wealth ManagementFeb 5, 2026 · Affiliated broker-dealer or bank to another
- Bennett Carter Kerfeld to Newedge AdvisorsNov 14, 2025 · Affiliated broker-dealer or bank to another
- Deneen Marie Morgia to Edward JonesAug 22, 2025 · Affiliated broker-dealer or bank to another
- Matthew King Estes to Naviter Wealth, LLCApr 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Stacey Lynn Lavender to G. A. Repple & CompanyFeb 28, 2025 · Affiliated broker-dealer or bank to another
- John Douglas Mcdaniels to Global Retirement Partners LLCDec 31, 2024 · Other
- Eric Ralph Van Buskirk to Raymond James Financial Services Advisors, IncDec 3, 2024 · Affiliated broker-dealer or bank to another
- Jeremiah Robert Clarke to Raymond James Financial Services Advisors, IncDec 3, 2024 · Affiliated broker-dealer or bank to another
- Russell Roy Franques to Titleist Asset Management, LLCDec 2, 2024 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Britt Woods from Pnc Wealth ManagementAug 17, 2026 · Affiliated broker-dealer or bank to another
- Adrian Trent Podsednik from Cetera Investment Advisers LLCJul 31, 2026 · Affiliated broker-dealer or bank to another
- Grant Daniel Podsednik from Cetera Investment Advisers LLCJul 20, 2026 · Affiliated broker-dealer or bank to another
- Jonathan Kyle Byus from Equitable Advisors, LLCJun 3, 2026 · Affiliated broker-dealer or bank to another
- Collin Mcavoy from Texas Capital Bank Private Wealth AdvisorsApr 28, 2026 · RIA to affiliated broker-dealer or bank
- David Geschke from The Mather Group, LLCApr 20, 2026 · RIA to affiliated broker-dealer or bank
- John Frederick Nash from Mai CorporationJan 9, 2026 · Other
- Ron Franklin Linton from LPL Financial LLCDec 8, 2025 · Affiliated broker-dealer or bank to another
- Wesley Chadwick Choate from Edward JonesOct 13, 2025 · Affiliated broker-dealer or bank to another
- Marcus Lee Crews from Raymond James & Associates, Inc.Sep 19, 2025 · Affiliated broker-dealer or bank to another
- Giuseppe Mazzeo from Holdun Family Office LLCSep 15, 2025 · Other
- Jeremy P Bisceglia from Morgan StanleySep 12, 2025 · Wirehouse to affiliated broker-dealer or bank
- Charles Richard Rey from Key Capital Management, Inc.Sep 8, 2025 · RIA to affiliated broker-dealer or bank
- Jennifer Lynn Eggleston from LPL Financial LLCAug 6, 2025 · Affiliated broker-dealer or bank to another
- Damian Aaron Saenz from LPL Financial LLCAug 3, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Signal Advisors Wealth, LLCMar 11, 2026 · Dallas, Tx
- 4 left for Good Life Advisors, LLCOct 7, 2021 · Lisle, Il
- 8 left for Good Life Advisors, LLCOct 7, 2021 · Southlake, Tx
- 4 left for Private Advisor Group, LLCAug 27, 2021 · Dallas, Tx
- 3 left for Highpoint Advisor Group, LLCAug 27, 2021 · Rosemont, Il
- 3 left for Highpoint Advisor Group, LLCAug 27, 2021 · Dallas, Tx
- 10 left for LPL Financial LLCAug 19, 2021 · Dallas, Tx
- 2 left for Financial Advocates Investment ManagementAug 6, 2021 · Cody, Wy
- 2 joined from Cetera Investment Advisers LLCJul 21, 2026 · Bedford, Tx
- 2 joined from Holdun Family Office LLCJan 22, 2026 · Miami, Fl
- 3 joined from Raymond James Financial Services Advisors, IncApr 2, 2024 · Bloomfield Hills, Mi
- 5 joined from Thrivent Investment Management Inc.May 3, 2023 · Shakopee, Mn
- 2 joined from LPL Financial LLCMar 20, 2023 · Roanoke, Va
- 5 joined from Mid-Atlantic Securities, Inc.Oct 31, 2022 · Raleigh, Nc
- 3 joined from Mid-Atlantic Securities, Inc.Oct 31, 2022 · Great Neck, Ny
- 8 joined from Mid-Atlantic Securities, Inc.Oct 31, 2022 · Roanoke, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brent George Morton · Chief Operating Officercontrolsince 11/2014 · owns less than 5%
- Jacob Edmon Tomes · Elected Manager, President And Chief Executive Officercontrolsince 01/2005 · owns less than 5%
- Britt Woods · President - Level Four Group, LLCcontrolsince 08/2026 · owns less than 5%
- Marie Jill Zacha · Chief Compliance Officer, Corporate Counselcontrolsince 07/2019 · owns less than 5%
Entity owners
- Level Four Group, LLC · Memberdirect · owns 75% or more
- Carr, Riggs & Ingram Capital, L.L.C. · Memberindirect · owns 75% or more of Level Four Group, LLC
- Ccp Feeder I-Cri, LLC · Limited Partnerindirect · owns 25% to 50% of Ccp V Aiv I, L.P.
- Ccp V Aiv Holdings - Cri, L.P. · Memberindirect · owns 75% or more of Ccp Feeder I-Cri, LLC
- Ccp V Aiv I, L.P. · Limited Partnerindirect · owns 75% or more of Ccp V Cri Aggregator L.P.
- Ccp V Cri Aggregator L.P. · Memberindirect · owns 25% to 50% of Cri Advisors, LLC
- Cri Advisors, LLC · Memberindirect · owns 75% or more of Cri Group, LLC
- Cri Group, LLC · Memberindirect · owns 75% or more of Carr, Riggs & Ingram Capital, L.L.C.
Related persons
Schedule D 7.A
- Auditwerx, LLCinsurancen
- Carr, Riggs & Ingram Capital Advisors, L.L.C.broker-dealern
- Carr, Riggs & Ingram, L.L.C.insurancey
- Level Four Capital Managementinvestment advisernRAUM $1.4B
- Harbor Financial Services, LLCbroker-dealerinvestment advisernRAUM $621M
- Level Four Insurance Agency, LLCreal estaten
- Preferred Legacy Trust Companyn
Advisers that list Level Four Advisory Services as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 110 | 10 | 4 | 1 | |
| Atlanta, Ga | 6 | 0 | 0 | ||
| Roanoke, Va | 6 | 1 | 0 | ||
| Bloomfield Hills, Mi | 5 | 1 | 0 | ||
| Raleigh, Nc | 5 | 1 | 0 | ||
| Great Neck, Ny | 4 | 0 | 0 | ||
| Shakopee, Mn | 4 | 0 | 2 | ||
| Miami, Fl | 3 | 0 | 0 | ||
| Minnetonka, Mn | 3 | 0 | 0 | ||
| Mobile, Al | 3 | 0 | 0 | ||
| Pinehurst, Nc | 3 | 0 | 0 | ||
| Williamsburg, Va | 3 | 0 | 0 | ||
| Wilson, Nc | 3 | 1 | 0 | ||
| Sarasota, Fl | 2 | 0 | 0 | ||
| Shreveport, La | 2 | 0 | 0 | ||
| El Paso, Tx | 2 | 0 | 0 | ||
| Fort Worth, Tx | 2 | 0 | 0 | ||
| La Grange, Nc | 2 | 0 | 0 | ||
| Dothan, Al | 2 | 1 | 0 | ||
| Greenville, Nc | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX6 employees
- Shakopee, MN5 employees
- Stuart, FL4 employees
- Roanoke, VA4 employees
- Gadsden, AL4 employees
- Great Neck, NY3 employees
- Bradenton, FL3 employees
- El Paso, TX3 employees
- Pinehurst, NC3 employees
- Atlanta, GA3 employees
- Bowling Green, KY3 employees
- Goldsboro, NC3 employees
- Minnetonka, MN3 employees
- Raleigh, NC2 employees
- Williamsburg, VA2 employees
- Greenville, NC2 employees
- Culpeper, VA2 employees
- Shreveport, LA2 employees
- Mobile, AL2 employees
- Brewton, AL1 employees
- Tallahassee, FL1 employees
- Lindsay, OK1 employees
- Harrisonburg, VA1 employees
- Panama City, FL1 employees
- Sarasota, FL1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 11, 2026WOODS, BRITT (PRESIDENT - LEVEL FOUR GROUP, LLC) appeared on Schedule A between the filings of 2024-12-16 and 2026-09-11peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 11, 2026TOMES, EDMON, JACOB (ELECTED MANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-12-16 and 2026-09-11peers: affiliated wealth managers, $5B to $20B (53)
- control person changedChange between filings · filing Sep 11, 2026MORTON, GEORGE, BRENT (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-12-16 and 2026-09-11peers: affiliated wealth managers, $5B to $20B (53)
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 32.0% to 49.0% between the annual amendments of 2025-03-27 and 2026-03-30peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Jul 16, 2026 to Sep 11, 2026
- Succession · false to unsetJul 16, 2026 to Sep 11, 2026
- Accounts · 14,510 to 15,720Dec 19, 2025 to Mar 30, 2026
- Advisory employees · 115 to 119Dec 19, 2025 to Mar 30, 2026
- BD registered reps · 79 to 116Dec 19, 2025 to Mar 30, 2026
- Charity clients · 46 to 67Dec 19, 2025 to Mar 30, 2026
- Corporate clients · 168 to 152Dec 19, 2025 to Mar 30, 2026
- HNW clients · 1,642 to 5,075Dec 19, 2025 to Mar 30, 2026
- Individual clients · 12,223 to 9,889Dec 19, 2025 to Mar 30, 2026
- Pension plan clients · 428 to 537Dec 19, 2025 to Mar 30, 2026
- Assets in custody · $86.7M to $176MDec 19, 2025 to Mar 30, 2026
- Employees · 132 to 136Dec 19, 2025 to Mar 30, 2026
- State-registered IARs · 132 to 136Dec 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.8B to $5.9BDec 19, 2025 to Mar 30, 2026
- HNW RAUM · $1.7B to $3.2BDec 19, 2025 to Mar 30, 2026
- Individual RAUM · $2.3B to $1.6BDec 19, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $547M to $660MDec 19, 2025 to Mar 30, 2026
- Pension RAUM · $1.1B to $1.4BDec 19, 2025 to Mar 30, 2026
- RAUM · $5.3B to $6.5BDec 19, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · $5.0B to $6.4BDec 19, 2025 to Mar 30, 2026
- Accounts · 11,667 to 14,510Dec 16, 2024 to Mar 27, 2025
- Advisory employees · 120 to 115Dec 16, 2024 to Mar 27, 2025
- BD registered reps · 121 to 79Dec 16, 2024 to Mar 27, 2025
- Charity clients · 34 to 46Dec 16, 2024 to Mar 27, 2025
- Corporate clients · 58 to 168Dec 16, 2024 to Mar 27, 2025
- HNW clients · 607 to 1,642Dec 16, 2024 to Mar 27, 2025
- Individual clients · 6,368 to 12,223Dec 16, 2024 to Mar 27, 2025
- Pension plan clients · 398 to 428Dec 16, 2024 to Mar 27, 2025
- Assets in custody · $47.6M to $86.7MDec 16, 2024 to Mar 27, 2025
- Employees · 148 to 132Dec 16, 2024 to Mar 27, 2025
- Insurance-licensed employees · 10 to 9Dec 16, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Dec 16, 2024 to Mar 27, 2025
- State-registered IARs · 143 to 132Dec 16, 2024 to Mar 27, 2025
- Discretionary RAUM · $3.6B to $4.8BDec 16, 2024 to Mar 27, 2025
- HNW RAUM · $1.8B to $1.7BDec 16, 2024 to Mar 27, 2025
- Individual RAUM · $1.6B to $2.3BDec 16, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $758M to $547MDec 16, 2024 to Mar 27, 2025
- Pension RAUM · $848M to $1.1BDec 16, 2024 to Mar 27, 2025
- RAUM · $4.3B to $5.3BDec 16, 2024 to Mar 27, 2025
- Wrap assets (sponsor) · $3.1B to $5.0BDec 16, 2024 to Mar 27, 2025
Signals
49 dated events
- Irwin Barry Hyman no longer holds an investment adviser registration (last listed at Level Four Advisory Services on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Emily Frances Jones registered as an investment adviser representative at Level Four Advisory ServicesSep 14, 2026 · Advisor registered · fact
- 2 advisors left Cetera Investment Advisers LLC (Bedford, TX) for Level Four Advisory Services a day apartJul 21, 2026 · Team lift-out · derived
- Frances A Robinson-Bidwell left Level Four Advisory Services for Pelican Investment Advisors, Llc (registered 2026-07-01)Jun 24, 2026 · Advisor changed firm · fact
- Kristy Hillukka left Level Four Advisory Services for Thrivent Investment Management Inc. (registered 2026-04-10)Apr 8, 2026 · Advisor changed firm · fact
- Jason Paul Inman left Level Four Advisory Services for Signal Advisors Wealth, Llc (registered 2026-03-11)Mar 11, 2026 · Advisor changed firm · fact
- Jason Ashley Doise left Level Four Advisory Services for Signal Advisors Wealth, Llc (registered 2026-03-11)Mar 11, 2026 · Advisor changed firm · fact
- 2 advisors left Level Four Advisory Services (Dallas, TX) for Signal Advisors Wealth, LLC on the same dayMar 11, 2026 · Team lift-out · derived
- Raymond Albert Panquerne left Level Four Advisory Services for Signal Advisors Wealth, Llc (registered 2026-03-09)Mar 9, 2026 · Advisor changed firm · fact
- John Kenneth Bruno left Level Four Advisory Services for J. W. Cole Advisors, Inc. (registered 2026-06-16)Mar 3, 2026 · Advisor changed firm · fact
- Britt Woods left Level Four Advisory Services for Pnc Wealth Management (registered 2026-02-13)Feb 5, 2026 · Advisor changed firm · fact
- 2 advisors left Holdun Family Office LLC (Miami, FL) for Level Four Advisory Services on the same dayJan 22, 2026 · Team lift-out · derived
- Bennett Carter Kerfeld left Level Four Advisory Services for Newedge Advisors (registered 2025-12-02)Nov 14, 2025 · Advisor changed firm · fact
- Deneen Marie Morgia left Level Four Advisory Services for Edward Jones (registered 2025-08-26)Aug 22, 2025 · Advisor changed firm · fact
- Matthew King Estes left Level Four Advisory Services for Naviter Wealth, Llc (registered 2025-11-03)Apr 8, 2025 · Advisor changed firm · fact
- Stacey Lynn Lavender left Level Four Advisory Services for G. A. Repple & Company (registered 2024-08-26)Feb 28, 2025 · Advisor changed firm · fact
- John Douglas Mcdaniels left Level Four Advisory Services for Global Retirement Partners Llc (registered 2025-09-23)Dec 31, 2024 · Advisor changed firm · fact
- Eric Ralph Van Buskirk left Level Four Advisory Services for Raymond James Financial Services Advisors, Inc (registered 2024-12-03)Dec 3, 2024 · Advisor changed firm · fact
- Jeremiah Robert Clarke left Level Four Advisory Services for Raymond James Financial Services Advisors, Inc (registered 2024-12-03)Dec 3, 2024 · Advisor changed firm · fact
- Russell Roy Franques left Level Four Advisory Services for Titleist Asset Management, Llc (registered 2024-12-02)Dec 2, 2024 · Advisor changed firm · fact
- Robert Arthur Oliver Anderson left Level Four Advisory Services for Commonwealth Financial Network (registered 2024-10-30)Oct 29, 2024 · Advisor changed firm · fact
- Thadius Beavers left Level Four Advisory Services for M Holdings Securities, Inc. (registered 2024-07-23)Jul 19, 2024 · Advisor changed firm · fact
- 3 advisors left Raymond James Financial Services Advisors, Inc (Bloomfield Hills, MI) for Level Four Advisory Services within 2 daysApr 2, 2024 · Team lift-out · derived
- Angela L Burns left Level Four Advisory Services for Lpl Financial Llc (registered 2024-11-05)Feb 5, 2024 · Advisor changed firm · fact
- Lacey E Buteyn left Level Four Advisory Services for Kingswood Wealth Advisors, Llc (registered 2024-01-02)Nov 14, 2023 · Advisor changed firm · fact
- Kevin Dale Counts left Level Four Advisory Services for Lpl Financial Llc (registered 2023-11-09)Oct 31, 2023 · Advisor changed firm · fact
- Michael Gerard Hickey left Level Four Advisory Services for Regal Advisory Services, Inc. (registered 2023-10-26)Oct 26, 2023 · Advisor changed firm · fact
- Paul Lawrence Sterzinger left Level Four Advisory Services for Kingswood Wealth Advisors, Llc (registered 2024-01-17)Jun 30, 2023 · Advisor changed firm · fact
- Ryan Raphael left Level Four Advisory Services for Arcadia Wealth Management, Llc (registered 2023-07-14)Jun 15, 2023 · Advisor changed firm · fact
- 5 advisors left Thrivent Investment Management Inc. (Shakopee, MN) for Level Four Advisory Services on the same dayMay 3, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- levelfourgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 972-665-0878reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026