DFX Intelligence
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Team lift-out
3 advisors left D••••••• S••••••••• L•• for R•• C•••••• M••••••• L••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christian Martinez | New York, Ny | Mar 8, 2022 | Mar 9, 2022 |
| Janina Caufield | New York, Ny | Mar 8, 2022 | Mar 4, 2022 |
| Samuel Alexander Gilliland | New York, Ny | Mar 8, 2022 | Mar 9, 2022 |
The rule
- Registrations ended
- Mar 8, 2022
- Registered next
- Mar 4, 2022 to Mar 9, 2022
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 35 (people still on IAPD; an estimate)
- Share of that headcount
- 8.6%
- Succession by the destination
- none on the tape