DFX Intelligence
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Team lift-out
5 advisors left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I•••••••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Doak Russell Stolz | Midland, Mi | Nov 19, 2020 | Nov 18, 2020 |
| Scott Alexander Smith | Midland, Mi | Nov 19, 2020 | Nov 18, 2020 |
| Dennis Robert Stolz | Midland, Mi | Nov 20, 2020 | Nov 18, 2020 |
| Jacob Russell Smith | Midland, Mi | Nov 20, 2020 | Nov 18, 2020 |
| Ryan Douglas Anderson | Midland, Mi | Nov 20, 2020 | Nov 18, 2020 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 19, 2020 to Nov 20, 2020
- Registered next
- Nov 18, 2020
- Branch state
- MI
- Cities
- 1, most in Midland, Mi
- Registered there that day
- 14,181 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape