DFX Intelligence
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Team lift-out
3 advisors left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for C•••••••• I••••••••• R••••••• A•••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Stacey M Peterson | Hermosa Beach, Ca | Nov 18, 2025 | Oct 22, 2025 |
| Daniel Francis Casey | Westlake Village, Ca | Nov 19, 2025 | Oct 23, 2025 |
| Stephen Thomas Minihan | Westlake Village, Ca | Nov 19, 2025 | Oct 24, 2025 |
The rule
- Registrations ended
- Nov 18, 2025 to Nov 19, 2025
- Registered next
- Oct 22, 2025 to Oct 24, 2025
- Branch state
- CA
- Cities
- 2, most in Westlake Village, Ca
- Registered there that day
- 347 (people still on IAPD; an estimate)
- Share of that headcount
- 0.9%
- Succession by the destination
- none on the tape