DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
United Planners' Financial Services Of America A Limited Partner
Latest filing Jun 18, 2026
First filing on the tape Mar 30, 2012 · 52 filings
SEC status approved since Jan 28, 2000
RAUM
$13B
reported, Item 5.F
Discretionary
4.8%
of RAUM
Private clients
96%
$12B individuals and HNW
Advisors
364
registered through the firm on IAPD
RAUM per advisor
$35.1M
derived; firm RAUM over IAPD count
Employees
620
546 advisory (5.B.1)
Offices
209
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$13B as of Jun 18, 2026
Mar 30, 2012$1.1B then
HNW client RAUM$5.6B as of Jun 18, 2026
Apr 2, 2018$543M then
State-registered IARs (5.B.3)370 as of Jun 18, 2026
Apr 30, 2013173 then
Employees (5.A)620 as of Jun 18, 2026
Apr 30, 2013319 then
Private funds: no history
RAUM +20% over the last fiscal year+28% a year over threeIARs 343 to 370
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $35.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $266,708derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 4.8%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.7derived210 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $862M, 25,581 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$6.8B53%
- High-net-worth individuals$5.6B44%
- Corporations and businesses$323M2.5%
- Charitable organizations$85.9M0.7%
- Pension and profit-sharing plans$42.4M0.3%
- Individual clients
- 25,159reported
- HNW clients
- 4,880reported
- Pension plan clients
- 42reported
- Charitable clients
- 96reported
- Accounts
- 47,883reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $862M for 25,581 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=539.0derived
Advisors registered through the firm
361 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter James KeatingCertified Financial Planner, Chartered Financial Consultant | Columbia, Md | Jan 1, 2000 | 28 y | 0 |
| Stuart Lee Kesselhaut | Carlsbad, Ca | Mar 10, 2000 | 36 y | 0 |
| Martin Thomas Chiu | Cypress, Ca | Mar 10, 2000 | 33 y | 0 |
| Mary Margaret Gies | Scottsdale, Az | May 2, 2000 | 29 y | 0 |
| David Anthony Mclenachen | La Mesa, Ca | Sep 7, 2000 | 34 y | 0 |
| Michael David CohlerChartered Financial Consultant | Voorhees, Nj | Jul 26, 2002 | 43 y | 0 |
| Michael Alan Pomerantz | Scottsdale, Az | Aug 30, 2002 | 30 y | 1 |
| Craig Steven Wright | Scottsdale, Az | Sep 11, 2002 | 29 y | 0 |
| Timothy Winters Mayben | Plano, Tx | Feb 5, 2003 | 25 y | 0 |
| Karman Denise Scott | Scottsdale, Az | Apr 30, 2003 | 31 y | 0 |
| Steven Larry Story | Wausau, Wi | Jul 18, 2003 | 31 y | 0 |
| Kari Louise Pel | Cypress, Ca | Nov 12, 2003 | 26 y | 0 |
| Harry Lewis Marmer | Scottsdale, Az | Apr 20, 2004 | 48 y | 1 |
| Richard Eugene Wible | Milton, Pa | Dec 19, 2005 | 27 y | 0 |
| Herman Jacob Nainkin | Scottsdale, Az | Feb 15, 2006 | 23 y | 2 |
| Aaron Pierce Sevigny | Bonita Springs, Fl | Aug 25, 2006 | 21 y | 1 |
| Cora Margaret IngrimCertified Financial Planner, Chartered Financial Analyst | Columbia, Md | Dec 8, 2006 | 34 y | 0 |
| Sheila June Cuffari-Agasi | Scottsdale, Az | Jan 24, 2007 | 30 y | 2 |
| Scott Allen Gidley | Austin, Tx | Jan 26, 2007 | 38 y | 4 |
| William Paul Fredrickson | Scottsdale, Az | Mar 8, 2007 | 28 y | 2 |
| Gretchin Rachelle Scott | Norman, Ok | Mar 26, 2007 | 24 y | 0 |
| Abe William BochnerCertified Financial Planner | Phoenix, Az | Apr 30, 2007 | 37 y | 0 |
| Dennis John RogersCertified Financial Planner | Scottsdale, Az | Aug 20, 2007 | 34 y | 0 |
| Nancy Arlene LovelandCertified Financial Planner | Scottsdale, Az | Aug 20, 2007 | 44 y | 1 |
| Scott Alan BiltzChartered Financial Consultant | Scottsdale, Az | Oct 5, 2007 | 31 y | 1 |
| Philippe E Berthoud | Scottsdale, Az | Feb 15, 2008 | 19 y | 0 |
| Charles Christopher Wright | Spring, Tx | Apr 29, 2008 | 29 y | 1 |
| Charles B LefkowitzCertified Financial Planner | Chandler, Az | Jun 12, 2008 | 38 y | 0 |
| George Severn JankiewiczCertified Financial Planner | Hunt Valley, Md | Jun 13, 2008 | 36 y | 1 |
| Douglas Albert DulacChartered Financial Consultant | Englewood, Fl | Jun 26, 2008 | 27 y | 2 |
| Stephen Bennett Clarke | Virginia Beach, Va | Sep 15, 2008 | 27 y | 0 |
| John Robert Kirwan | Scottsdale, Az | Nov 13, 2008 | 41 y | 1 |
| Ioannis Konstantinos Meras | Scottsdale, Az | Nov 19, 2008 | 35 y | 2 |
| Lisa M Kops-Wendel | Scottsdale, Az | Aug 24, 2009 | 27 y | 2 |
| Daniel James FriedlanderCertified Financial Planner | Melbourne, Fl | Aug 31, 2009 | 38 y | 1 |
| James Scott Nuanez | Scottsdale, Az | Oct 5, 2009 | 29 y | 1 |
| Eric Thomas NicholsChartered Financial Consultant | Milford, Mi | Jan 19, 2010 | 46 y | 0 |
| David William JungCertified Financial Planner | Williamsburg, Mi | Jan 29, 2010 | 39 y | 0 |
| Tyson J Sterling | Scottsdale, Az | Apr 27, 2010 | 25 y | 4 |
| Jon Michael Zoet | Scottsdale, Az | Jul 8, 2010 | 44 y | 2 |
Advisor movement
29 left, 38 joined in 12 months
net +9 in 12 months8 left in 90 days7 joined in 90 daysdeparture rate 8.0% of current headcount71 left over 36 months
Left, latest
- William Hawkins to J.P. Morgan Securities LLCSep 16, 2026 · RIA to wirehouse
- Jamey Carl Graham to United Advisor GroupSep 10, 2026 · RIA to RIA
- Haldun Arin to The Ameriflex GroupSep 8, 2026 · RIA to affiliated broker-dealer or bank
- Charles Hardin Harrison to The Ameriflex GroupSep 8, 2026 · RIA to affiliated broker-dealer or bank
- Suzanna Coelho to Focus FinancialAug 28, 2026 · RIA to RIA
- Philipp Anthony Ballmaier to Pnc Wealth ManagementAug 17, 2026 · RIA to affiliated broker-dealer or bank
- Kevin Daniels to LPL Financial LLCJul 10, 2026 · RIA to affiliated broker-dealer or bank
- Ashley Marie Seeger to Pfg AdvisorsJun 29, 2026 · RIA to RIA
- Caleb John Sanders to LPL Financial LLCJun 17, 2026 · RIA to affiliated broker-dealer or bank
- Martin Nadeau to LPL Financial LLCJun 17, 2026 · RIA to affiliated broker-dealer or bank
- Scott Allan Kearns to LPL Financial LLCJun 17, 2026 · RIA to affiliated broker-dealer or bank
- Mariah Lynn Magness to Magness Wealth ManagementJun 17, 2026 · RIA to a state-registered adviser
- Zachary L Daniels to LPL Financial LLCJun 17, 2026 · RIA to affiliated broker-dealer or bank
- Daniel J Fusco to Ameritas Advisory Services, LLCJun 15, 2026 · RIA to affiliated broker-dealer or bank
- Matt Ryan Franklin to LPL Financial LLCApr 29, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Joseph Appolito from Commonwealth Financial NetworkSep 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- David Allen Rhodes from Scf Investment Advisors, Inc.Aug 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Leah Brooks Waldrip from LPL Enterprise, LLCAug 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- James Cleveland Monroe from Oregon Pacific Financial Advisors IncJul 30, 2026 · RIA to RIA
- Brian Scott Linde from LPL Financial LLCJul 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- David N Moliterno from Msi Financial Services, Inc.Jul 16, 2026 · Other
- Jesus Alberto Soto from Silverstone Private WealthJul 6, 2026 · Other
- Eric Gerard Davis from Ameriprise Financial Services, LLCJun 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Eric Louis Blackman from Equitable Advisors, LLCJun 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joshua Eller from Ameriprise Financial Services, LLCMay 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- Daniel Cucuiat from Strategic Advisers LLCMay 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Chad C Altadonna from Ipi Wealth Management, Inc.May 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Daniel J Fusco from LPL Financial LLCMay 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Cody Scott Polzin from Northwestern Mutual Investment Services,LLCMay 1, 2026 · Other
- Tiffany Ann Fisher from LPL Financial LLCApr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for LPL Financial LLCJun 17, 2026 · Lebanon, Mo
- 3 left for My Legacy Advisors, LLCMar 2, 2026 · Hopkins, Mn
- 2 left for Prime Capital FinancialJan 28, 2026 · China Grove, Nc
- 3 left for Cambridge Investment Research Advisors, Inc.Nov 18, 2025 · Westlake Village, Ca
- 2 left for Raymond James Financial Services Advisors, IncFeb 12, 2025 · Scottsdale, Az
- 2 left for Cambridge Investment Research Advisors, Inc.Feb 3, 2025 · Dripping Springs, Tx
- 4 left for Cambridge Investment Research Advisors, Inc.Sep 19, 2024 · Dublin, Oh
- 2 left for Stirlingshire InvestmentsDec 21, 2023 · Bay City, Tx
- 4 joined from Oneamerica Securities, Inc.Sep 23, 2025 · Seneca, Pa
- 2 joined from Wealthplan PartnersAug 8, 2025 · Camanche, Ia
- 5 joined from Oregon Pacific Financial Advisors IncDec 31, 2024 · Medford, Or · Firm absorbed
- 2 joined from Scf Investment Advisors, Inc.Sep 5, 2024 · Amherst, Ny
- 2 joined from Grove Point Advisors, LLCAug 21, 2024 · Rockville, Md
- 2 joined from Grove Point Advisors, LLCAug 19, 2024 · St Louis Park, Mn
- 3 joined from Scf Investment Advisors, Inc.Jun 4, 2024 · Mt Juliet, Tn
- 2 joined from Cambridge Investment Research Advisors, Inc.Jun 2, 2023 · Avon, Ct
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael A Baker · President Chief Marketing Officercontrolsince 08/2018 · owns less than 5%
- Sheila June Cuffari-Agasi · Executive Vice Presidentcontrolsince 08/2018 · owns less than 5%
- Dave B Hauer · Vice President Compliance, Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
- Kenneth William Jr Oliverio · Executive Vice President, Chief Marketing Officercontrolsince 08/2018 · owns less than 5%
- Chad Travis Shindel · Vice President, Chief Financial Officer (Cfo)controlsince 08/2018 · owns less than 5%
- Michael A Baker · Presidentcontrolsince 09/2007 · owns F of United Planners Group, Inc
- Chad Travis Shindel · Treasurercontrolsince 03/2020 · owns F of United Planners Group, Inc
- Sheila June Cuffari-Agasi · Shareholdersince 01/2021 · owns F of United Planners Group, Inc
- Kenneth William Jr Oliverio · Shareholdersince 01/2021 · owns F of United Planners Group, Inc
Entity owners
- United Planners' Group, Inc. · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list United Planners' Financial Services Of America A Limited Partner as a related person
- 114258 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 304 | 44 | 11 | ||
| Phoenix, Az | 13 | 0 | 0 | ||
| Virginia Beach, Va | 9 | 1 | 0 | ||
| St Louis Park, Mn | 9 | 2 | 0 | ||
| Rochester, Mn | 7 | 1 | 0 | ||
| Independence, Ia | 7 | 1 | 0 | ||
| Medford, Or | 7 | 2 | 0 | ||
| Fort Wayne, In | 6 | 0 | 0 | ||
| Sidney, Oh | 6 | 0 | 0 | ||
| Voorhees, Nj | 6 | 1 | 0 | ||
| San Diego, Ca | 5 | 1 | 0 | ||
| Huntsville, Oh | 5 | 0 | 0 | ||
| Dallas, Tx | 4 | 1 | 0 | ||
| Minneapolis, Mn | 4 | 1 | 0 | ||
| Newport Beach, Ca | 4 | 0 | 0 | ||
| Glendale, Az | 4 | 0 | 0 | ||
| Chapel Hill, Nc | 4 | 1 | 0 | ||
| Grants Pass, Or | 4 | 2 | 0 | ||
| Houston, Tx | 4 | 1 | 0 | ||
| Hartland, Wi | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sidney, OH8 employees
- Walnut Creek, CA7 employees
- Huntsville, OH5 employees
- Rochester, MN4 employees
- Fort Wayne, IN4 employees
- Independence, IA4 employees
- Tucson, AZ4 employees
- Hopkins, MN4 employees
- Salisbury, NC3 employees
- Scottsdale, AZ3 employees
- Vorhees, NJ3 employees
- Chapel Hill, NC3 employees
- Virginia Beach, VA2 employees
- Phoenix, AZ2 employees
- Melville, NY2 employees
- Minneapolis, MN2 employees
- Cypress, CA2 employees
- Wallingford, CT1 employees
- Matthews, NC1 employees
- Clearwater, FL1 employees
- Mansfield Center, CT1 employees
- Norman, OK1 employees
- Ogden, UT1 employees
- Spokane Valley, WA1 employees
- Braintree, MA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 18, 2026discretionary share of RAUM of 5% against a peer median of 97% (289 comparable advisers, 2.0th percentile, 23.0 robust deviations)peers: independent wealth managers, $5B to $20B (289) · 1.7% percentile
What changed
consecutive filings, newest first
- Accounts · 41,834 to 47,883Nov 26, 2025 to Mar 30, 2026
- Advisory employees · 477 to 546Nov 26, 2025 to Mar 30, 2026
- BD registered reps · 560 to 539Nov 26, 2025 to Mar 30, 2026
- Charity clients · 73 to 96Nov 26, 2025 to Mar 30, 2026
- Corporate clients · 172 to 192Nov 26, 2025 to Mar 30, 2026
- HNW clients · 4,148 to 4,880Nov 26, 2025 to Mar 30, 2026
- Individual clients · 22,522 to 25,159Nov 26, 2025 to Mar 30, 2026
- Pension plan clients · 27 to 42Nov 26, 2025 to Mar 30, 2026
- Assets in custody · $8.2B to $862MNov 26, 2025 to Mar 30, 2026
- Employees · 614 to 620Nov 26, 2025 to Mar 30, 2026
- Insurance-licensed employees · 134 to 176Nov 26, 2025 to Mar 30, 2026
- State-registered IARs · 343 to 370Nov 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $579M to $607MNov 26, 2025 to Mar 30, 2026
- HNW RAUM · $4.5B to $5.6BNov 26, 2025 to Mar 30, 2026
- Individual RAUM · $5.8B to $6.8BNov 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $10B to $12BNov 26, 2025 to Mar 30, 2026
- Pension RAUM · $23.9M to $42.4MNov 26, 2025 to Mar 30, 2026
- RAUM · $11B to $13BNov 26, 2025 to Mar 30, 2026
- Financial planning clients · 101-250 to 101-250Apr 3, 2025 to Jun 24, 2025
- Accounts · 43,221 to 41,834Feb 13, 2025 to Apr 3, 2025
- Advisory employees · 484 to 477Feb 13, 2025 to Apr 3, 2025
- BD registered reps · 570 to 560Feb 13, 2025 to Apr 3, 2025
- Charity clients · 86 to 73Feb 13, 2025 to Apr 3, 2025
- Corporate clients · 204 to 172Feb 13, 2025 to Apr 3, 2025
- HNW clients · 3,608 to 4,148Feb 13, 2025 to Apr 3, 2025
- Individual clients · 23,875 to 22,522Feb 13, 2025 to Apr 3, 2025
- Pension plan clients · 31 to 27Feb 13, 2025 to Apr 3, 2025
- Assets in custody · $4.8B to $8.2BFeb 13, 2025 to Apr 3, 2025
- Employees · 570 to 614Feb 13, 2025 to Apr 3, 2025
- Insurance-licensed employees · 150 to 134Feb 13, 2025 to Apr 3, 2025
- State-registered IARs · 484 to 343Feb 13, 2025 to Apr 3, 2025
- Discretionary RAUM · $483M to $579MFeb 13, 2025 to Apr 3, 2025
- HNW RAUM · $3.5B to $4.5BFeb 13, 2025 to Apr 3, 2025
- Individual RAUM · $5.5B to $5.8BFeb 13, 2025 to Apr 3, 2025
- Non-discretionary RAUM · $8.8B to $10BFeb 13, 2025 to Apr 3, 2025
- Pension RAUM · $24.0M to $23.9MFeb 13, 2025 to Apr 3, 2025
- RAUM · $9.3B to $11BFeb 13, 2025 to Apr 3, 2025
- Accounts · 50,361 to 43,221Mar 1, 2024 to Mar 26, 2024
- Advisory employees · 485 to 484Mar 1, 2024 to Mar 26, 2024
- BD registered reps · 566 to 570Mar 1, 2024 to Mar 26, 2024
Signals
60 dated events
- William Hawkins left United Planners' Financial Services OF America A Limited Partner for J.P. Morgan Securities LLC (registered 2026-09-08)Sep 16, 2026 · Advisor changed firm · fact
- Kurtis Anderson registered as an investment adviser representative at United Planners' Financial Services Of America A Limited PartnerSep 15, 2026 · Advisor registered · fact
- Jamey Carl Graham left United Planners' Financial Services Of America A Limited Partner for United Advisor Group (registered 2026-09-10)Sep 10, 2026 · Advisor changed firm · fact
- Haldun Arin left United Planners' Financial Services Of America A Limited Partner for The Ameriflex Group (registered 2026-09-02)Sep 8, 2026 · Advisor changed firm · fact
- Charles Hardin Harrison left United Planners' Financial Services Of America A Limited Partner for The Ameriflex Group (registered 2026-09-02)Sep 8, 2026 · Advisor changed firm · fact
- Suzanna Coelho left United Planners' Financial Services Of America A Limited Partner for Focus Financial (registered 2026-09-04)Aug 28, 2026 · Advisor changed firm · fact
- Philipp Anthony Ballmaier left United Planners' Financial Services Of America A Limited Partner for Pnc Wealth Management (registered 2026-08-18)Aug 17, 2026 · Advisor changed firm · fact
- Kevin Daniels left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2026-06-12)Jul 10, 2026 · Advisor changed firm · fact
- Ashley Marie Seeger left United Planners' Financial Services Of America A Limited Partner for Pfg Advisors (registered 2026-07-22)Jun 29, 2026 · Advisor changed firm · fact
- Scott Allan Kearns left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2026-06-12)Jun 17, 2026 · Advisor changed firm · fact
- Caleb John Sanders left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2026-06-12)Jun 17, 2026 · Advisor changed firm · fact
- Mariah Lynn Magness left United Planners' Financial Services Of America A Limited Partner for Magness Wealth Management (registered 2026-07-28)Jun 17, 2026 · Advisor changed firm · fact
- Martin Nadeau left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2026-06-12)Jun 17, 2026 · Advisor changed firm · fact
- Zachary L Daniels left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2026-06-12)Jun 17, 2026 · Advisor changed firm · fact
- 3 advisors left United Planners' Financial Services OF America A Limited Partner (Lebanon, MO) for LPL Financial LLC on the same dayJun 17, 2026 · Team lift-out · derived
- Daniel J Fusco left United Planners' Financial Services Of America A Limited Partner for Ameritas Advisory Services, Llc (registered 2026-06-26)Jun 15, 2026 · Advisor changed firm · fact
- Matt Ryan Franklin left United Planners' Financial Services Of America A Limited Partner for Lpl Financial Llc (registered 2026-04-20)Apr 29, 2026 · Advisor changed firm · fact
- Norman Trent Bradshaw left United Planners' Financial Services Of America A Limited Partner for Prime Capital Financial (registered 2026-03-16)Mar 18, 2026 · Advisor changed firm · fact
- Kenneth John Kramer left United Planners' Financial Services Of America A Limited Partner for My Legacy Advisors, Llc (registered 2017-11-17)Mar 2, 2026 · Advisor changed firm · fact
- Eric Jon Munkeby left United Planners' Financial Services Of America A Limited Partner for My Legacy Advisors, Llc (registered 2017-11-17)Mar 2, 2026 · Advisor changed firm · fact
- Todd Michael Miron left United Planners' Financial Services Of America A Limited Partner for Onedigital (registered 2026-02-19)Mar 2, 2026 · Advisor changed firm · fact
- Alexander Louis Bush left United Planners' Financial Services Of America A Limited Partner for My Legacy Advisors, Llc (registered 2017-11-17)Mar 2, 2026 · Advisor changed firm · fact
- 3 advisors left United Planners' Financial Services OF America A Limited Partner (Hopkins, MN) for MY Legacy Advisors, LLC on the same dayMar 2, 2026 · Team lift-out · derived
- Kimberly Jo Cox left United Planners' Financial Services Of America A Limited Partner for Lincoln Investment (registered 2026-04-07)Feb 24, 2026 · Advisor changed firm · fact
- Carlyle Prescott Sherrill left United Planners' Financial Services Of America A Limited Partner for Prime Capital Financial (registered 2026-01-12)Jan 28, 2026 · Advisor changed firm · fact
- Brandon Michael Rogers left United Planners' Financial Services Of America A Limited Partner for Prime Capital Financial (registered 2026-01-12)Jan 28, 2026 · Advisor changed firm · fact
- 2 advisors left United Planners' Financial Services OF America A Limited Partner (China Grove, NC) for Prime Capital Financial on the same dayJan 28, 2026 · Team lift-out · derived
- Robert Norman Fisch left United Planners' Financial Services Of America A Limited Partner for Lincoln Investment (registered 2026-02-03)Dec 31, 2025 · Advisor changed firm · fact
- Christopher A Quincy left United Planners' Financial Services Of America A Limited Partner for Ashton Thomas Private Wealth (registered 2025-11-13)Nov 26, 2025 · Advisor changed firm · fact
- Daniel Francis Casey left United Planners' Financial Services Of America A Limited Partner for Cambridge Investment Research Advisors, Inc. (registered 2025-10-23)Nov 19, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-991-0225reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-966-8737reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- UNITEDPLANNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 480-991-0225reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026