DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from S•• I••••••••• I••• to I••••••••• C•••••• O• A••••••• I•••
Not a lift-out: both firms report Prudential, Plc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Sheena Marie Hanson | Appleton, Wi | Oct 31, 2017 | Jan 27, 2010 |
| Ryan Robert Geschke | Appleton, Wi | Nov 2, 2017 | Jan 2, 2015 |
| Alissa Rochelle Oskey | Appleton, Wi | Nov 6, 2017 | Aug 15, 2014 |
| Lawrence William Schierl | Appleton, Wi | Nov 9, 2017 | May 6, 2015 |
| Amanda Marie Ross | Appleton, Wi | Nov 20, 2017 | Feb 18, 2015 |
The rule
- Registrations ended
- Oct 31, 2017 to Nov 20, 2017
- Registered next
- Jan 27, 2010 to May 6, 2015
- Branch state
- WI
- Cities
- 1, most in Appleton, Wi
- Registered there that day
- 363 (people still on IAPD; an estimate)
- Share of that headcount
- 1.4%
- One enterprise because
- both firms report Prudential, Plc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape