DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left S•• I••••••••• I••• for W••••• A••••••• G••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jason Alan Dumont | Coralville, Ia | Jan 12, 2018 | Jan 18, 2018 |
| Charles Thomas Puccio | Coralville, Ia | Jan 16, 2018 | Jan 17, 2018 |
The rule
- Registrations ended
- Jan 12, 2018 to Jan 16, 2018
- Registered next
- Jan 17, 2018 to Jan 18, 2018
- Branch state
- IA
- Cities
- 1, most in Coralville, Ia
- Registered there that day
- 184 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- Succession by the destination
- none on the tape