DFX Intelligence
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Firm absorbed
19 advisors left C•• S••••••••• L•• for S••••••• F•••••••• S•••••••• I•••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Derek Alan Delsing | St Paul, Mn | Nov 4, 2021 | Jul 16, 2015 |
| Tamara M. Schabacker | St Paul, Mn | Nov 4, 2021 | Jan 16, 2014 |
| Adam David Gooley | St Paul, Mn | Nov 8, 2021 | Apr 3, 2017 |
| Alexander Chan | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
| Andrew Thomas Koskie | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
| Greg Alan Grotewold | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
| Jaime Lynn Cooper | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
| James Robert Deutsch | St Paul, Mn | Nov 8, 2021 | May 18, 2017 |
| Jeffrey Dennis Mcginley | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
| Jennifer Danielle White | St Paul, Mn | Nov 8, 2021 | Jan 16, 2014 |
| Jessica Kay Sand Peterson | St Paul, Mn | Nov 8, 2021 | Oct 5, 2020 |
| Jessica Madigan | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
| John Dahlberg | St Paul, Mn | Nov 8, 2021 | Feb 23, 2015 |
| Mariah Jo Christensen | St Paul, Mn | Nov 8, 2021 | Jun 5, 2017 |
| Marilyn Miles | St Paul, Mn | Nov 8, 2021 | Jan 16, 2014 |
| Matthew James Mudder | St Paul, Mn | Nov 8, 2021 | May 22, 2017 |
| Peter Jonathan Tartaro | St Paul, Mn | Nov 8, 2021 | May 17, 2018 |
| Sara Marie Bodnar | St Paul, Mn | Nov 8, 2021 | Jan 4, 2019 |
| Theresa Crist | St Paul, Mn | Nov 8, 2021 | Jan 15, 2014 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 4, 2021 to Nov 8, 2021
- Registered next
- Jan 15, 2014 to Oct 5, 2020
- Branch state
- MN
- Cities
- 1, most in St Paul, Mn
- Registered there that day
- 24 (people still on IAPD; an estimate)
- Share of that headcount
- 79%
- Succession by the destination
- none on the tape