DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

6 advisors left O•••• W•••••• I••• for M•••••• A••••••• S•••••••• I•••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Andrew Joseph FedericoWhite Plains, NyAug 5, 2021May 11, 2021
Andrew Michael SchwartzWhite Plains, NyAug 5, 2021Jul 9, 2021
Benjamin David SchwartzWhite Plains, NyAug 5, 2021Jul 9, 2021
Gary Robert SchwartzTarrytown, NyAug 5, 2021Jul 7, 2021
Jon E. SchlueterWhite Plains, NyAug 5, 2021Jan 31, 2018
Michael James LutonFayetteville, NyAug 5, 2021Jul 11, 2021
The rule
Registrations ended
Aug 5, 2021
Registered next
Jan 31, 2018 to Jul 11, 2021
Branch state
NY
Cities
3, most in White Plains, Ny
Registered there that day
1,787 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of O•••• W•••••• I•••Other teams into M•••••• A••••••• S•••••••• I•••