DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Osaic Wealth, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Rye, Ny | Affiliated broker-dealer or bank to another | Sep 16, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Calabasas, Ca | Affiliated broker-dealer or bank to another | Sep 2, 2026 over 6 d |
| 3 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Bloomington, Il | Affiliated broker-dealer or bank to another | Sep 2, 2026 over 2 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Rainbow City, Al | Affiliated broker-dealer or bank to another | Sep 2, 2026 |
| 6 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Portland, Me +1 | Affiliated broker-dealer or bank to another | Aug 14, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Aug 14, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Lodi, Wi +1 | Affiliated broker-dealer or bank to another | Aug 13, 2026 over 4 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Copper Beech Financial Group, LLC independent RIA | Moorestown, Nj | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 |
| 15 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Raleigh, Nc +1 | Affiliated broker-dealer or bank to another | Jul 31, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Towson, Md | Affiliated broker-dealer or bank to another | Jul 30, 2026 |
| 3 | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Irvine, Ca +1 | Affiliated broker-dealer or bank to another | Jul 29, 2026 over 13 d |
| 5 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | San Ramon, Ca | Affiliated broker-dealer or bank to another | Jul 27, 2026 over 3 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Franklin, Tn | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Naperville, Il | Affiliated broker-dealer or bank to another | Jul 6, 2026 |
| 3 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Rochester, Ny +1 | Affiliated broker-dealer or bank to another | Jul 1, 2026 over 8 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Ponte Vedra Beach, Fl | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 over 6 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Scottsdale, Az | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 over 7 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Huntingdon Valley, Pa | Affiliated broker-dealer or bank to another | Jun 17, 2026 |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Webster City, Ia | Affiliated broker-dealer or bank to another | Jun 3, 2026 over 6 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Wichita, Ks | Affiliated broker-dealer or bank to another | Jun 2, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Lubbock, Tx +2 | Affiliated broker-dealer or bank to another | May 29, 2026 over 18 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Integrous Wealth Strategies no RAUM | Hamilton, Nj | Affiliated broker-dealer or bank to a newly registered adviser | May 28, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Northville, Mi | Affiliated broker-dealer or bank to another | May 28, 2026 |
| 5 | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Scottsdale, Az | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 |
| 5 | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Ponte Vedra Beach, Fl | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Blue Horizon Equity, Inc. no RAUM | Pittsford, Ny | Affiliated broker-dealer or bank to a newly registered adviser | May 21, 2026 |
| 3 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Boca Raton, Fl | Affiliated broker-dealer or bank to another | May 6, 2026 |
| 3 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Burnsville, Mn | Affiliated broker-dealer or bank to another | Apr 29, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | New City, Ny | Affiliated broker-dealer or bank to another | Apr 28, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | St Petersburg, Fl +1 | Affiliated broker-dealer or bank to another | Apr 27, 2026 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Brooklyn, Ny | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Dubois, Pa +1 | Affiliated broker-dealer or bank to another | Apr 21, 2026 over 8 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Pro Capital LLC state registered | Southlake, Tx | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2026 |
| 5 | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Apr 6, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Apr 6, 2026 over 9 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | Apr 2, 2026 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Andover, Ma | Affiliated broker-dealer or bank to another | Apr 2, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Concord, Nh +1 | Affiliated broker-dealer or bank to another | Apr 2, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Roseville, Mn | Affiliated broker-dealer or bank to another | Mar 25, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Topeka, Ks | Affiliated broker-dealer or bank to another | Mar 16, 2026 over 11 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Diamond Bar, Ca | Affiliated broker-dealer or bank to another | Mar 10, 2026 over 8 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Valencia, Ca | Affiliated broker-dealer or bank to another | Mar 5, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Feb 24, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Feb 11, 2026 |
| 4 | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Fond Du Lac, Wi | Affiliated broker-dealer or bank to another | Feb 4, 2026 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Ysb Wealth Management state registered | Gahanna, Oh | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Jan 29, 2026 over 4 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Rainier Wealth Planning, LLC state registered | Baton Rouge, La | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Ft Worth, Tx +1 | Affiliated broker-dealer or bank to another | Jan 26, 2026 over 4 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Indianapolis, In | Affiliated broker-dealer or bank to another | Jan 14, 2026 |
| 6 | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Medford, Wi +2 | Affiliated broker-dealer or bank to another | Jan 12, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Tully, Ny | Affiliated broker-dealer or bank to another | Jan 8, 2026 over 1 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Springfield, Il +1 | Affiliated broker-dealer or bank to another | Jan 6, 2026 |
| 2 | Osaic Wealth, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | East Lansing, Mi | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 |
| 3 | Osaic Wealth, Inc. BD affiliated | Ascent Advisors no RAUM | Mankato, Mn +1 | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2025 |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Loveland, Oh | Affiliated broker-dealer or bank to another | Dec 12, 2025 |
| 3 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Rochester, Ny | Affiliated broker-dealer or bank to another | Dec 9, 2025 |
| 2 | Osaic Wealth, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Miami, Fl | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2025 over 14 d |
| 2 | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Challis, Id | Affiliated broker-dealer or bank to another | Dec 4, 2025 over 4 d |
| 4 | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Carmel, In +1 | Affiliated broker-dealer or bank to another | Dec 3, 2025 over 6 d |
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262 teams match.derived from registration dates