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Team lift-out

2 advisors left O•••••••• • L••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I•••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher James SeeleyMilton, MaDec 14, 2018Nov 20, 2018
Michael SteinSpringfield, MaDec 14, 2018Dec 14, 2018
The rule
Registrations ended
Dec 14, 2018
Registered next
Nov 20, 2018 to Dec 14, 2018
Branch state
MA
Cities
2, most in Springfield, Ma
Registered there that day
10 (people still on IAPD; an estimate)
Share of that headcount
20%
Succession by the destination
none on the tape