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Firm absorbed

3 advisors left N•••• R•••• S••••••••• C•••• for C••••• I••••••••• A••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Howard GendenMelville, NyFeb 4, 2019Jun 29, 2023
Jeffrey Charles LewisMelville, NyFeb 4, 2019Jun 29, 2023
Joseph Hiram ClinardMelville, NyFeb 4, 2019Jun 29, 2023
The rule
Registrations ended
Feb 4, 2019
Registered next
Jun 29, 2023
Branch state
NY
Cities
1, most in Melville, Ny
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape