DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

11 advisors left L••• K••• • C•••••• for W••••• E••••••••• A••••••• S•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Garry Phillip KohnCincinnati, OhDec 9, 2025Dec 8, 2025
Liam MulliganCincinnati, OhDec 9, 2025Dec 8, 2025
Paige Cheryl MillerCincinnati, OhDec 9, 2025Dec 8, 2025
Ryan HannamCincinnati, OhDec 9, 2025Dec 8, 2025
Samuel Adam HardinCincinnati, OhDec 9, 2025Dec 8, 2025
Scott B. WirtzCincinnati, OhDec 9, 2025Dec 8, 2025
Shelley Elizabeth NorrisCincinnati, OhDec 9, 2025Dec 8, 2025
Thomas BerryCincinnati, OhDec 9, 2025Dec 8, 2025
Andrew KohnCincinnati, OhDec 16, 2025Dec 8, 2025
Larry Michael KohnCincinnati, OhDec 16, 2025Dec 8, 2025
Robert Hubert ChessCincinnati, OhDec 16, 2025Mar 30, 2026
The rule
Registrations ended
Dec 9, 2025 to Dec 16, 2025
Registered next
Dec 8, 2025 to Mar 30, 2026
Branch state
OH
Cities
1, most in Cincinnati, Oh
Registered there that day
12 (people still on IAPD; an estimate)
Share of that headcount
92%
Succession by the destination
none on the tape
Other teams out of L••• K••• • C••••••Other teams into W••••• E••••••••• A••••••• S•••••••• L••