DFX Intelligence
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Team lift-out
5 advisors left A• W••••• M••••••••• L•• for T••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Jan 17, 2023 to Jan 25, 2023
- Registered next
- Oct 17, 2022 to Oct 24, 2022
- Branch state
- KS
- Cities
- 1, most in Topeka, Ks
- Registered there that day
- 396 (people still on IAPD; an estimate)
- Share of that headcount
- 1.3%
- Succession by the destination
- none on the tape