DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ae Wealth Management, LLC
Latest filing Aug 13, 2026
First filing on the tape Feb 17, 2016 · 71 filings
SEC status approved since Feb 17, 2016
RAUM
$50B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$49B individuals and HNW
Advisors
462
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
630
448 advisory (5.B.1)
Offices
314
beyond the principal office
Private funds
0
reported on Schedule D
History
71 filings and snapshots on the tape
RAUM$50B as of Aug 13, 2026
Mar 30, 2017$684M then
HNW client RAUM$19B as of Aug 13, 2026
Mar 30, 2018$560M then
State-registered IARs (5.B.3)448 as of Aug 13, 2026
Mar 30, 2017107 then
Employees (5.A)630 as of Aug 13, 2026
Mar 30, 2017136 then
Private funds: no history
RAUM +33% over the last fiscal year-70% a year over threeIARs 435 to 448
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 275derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $176,107derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.5derived315 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Wrap fee program
- $50BreportedItem 5.I
- Custody
- $9.1B, 56,733 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$30B61%
- High-net-worth individuals$19B38%
- Corporations and businesses$356M0.7%
- Pension and profit-sharing plans$196M0.4%
- Charitable organizations$8.7M0.0%
- Individual clients
- 117,769reported
- HNW clients
- 9,444reported
- Pension plan clients
- 207reported
- Charitable clients
- 32reported
- Accounts
- 282,995reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $28B sponsored, $0 managedreported
- Custody of client assets
- $9.1B for 56,733 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=83.0derived
Advisors registered through the firm
456 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Joseph Imming | Topeka, Ks | Apr 1, 2016 | 15 y | 2 |
| Nathaniel Joseph Miller | Topeka, Ks | Apr 25, 2016 | 15 y | 1 |
| Jammie Annette Serrano | Topeka, Ks | Apr 26, 2016 | 16 y | 1 |
| Martin Cornelio Guzman | Green Valley, Az | Apr 29, 2016 | 25 y | 0 |
| Philip Roger Gordley | Albuquerque, Nm | May 6, 2016 | 44 y | 1 |
| Mark Alan Bigler | Topeka, Ks | May 11, 2016 | 16 y | 2 |
| Wendy Jane Wallace | Savannah, Ga | Jun 20, 2016 | 21 y | 1 |
| David Dee Fullmer | Nampa, Id | Aug 3, 2016 | 28 y | 3 |
| Joshua Michael Blaker | Gilbert, Az | Aug 9, 2016 | 16 y | 1 |
| Cindy Lou Mayfield | Lake Mary, Fl | Sep 30, 2016 | 19 y | 1 |
| John Joseph Navin | Nashville, Tn | Oct 4, 2016 | 33 y | 6 |
| Megan Lea Jones | Overland Park, Ks | Oct 12, 2016 | 18 y | 2 |
| Robert Ian Woods | Chesapeake, Va | Oct 14, 2016 | 17 y | 1 |
| Craig L Gordinier | Parkville, Mo | Oct 26, 2016 | 10 y | 1 |
| Michael Bingham Ballard | Huntsville, Al | Oct 26, 2016 | 41 y | 3 |
| Christopher David WallaceCertified Financial Planner, Chartered Financial Consultant | Brentwood, Tn | Nov 16, 2016 | 15 y | 1 |
| Amanda Marie Czosek | Elgin, Il | Nov 18, 2016 | 12 y | 1 |
| Kevin Charles Sanders | Elgin, Il | Nov 18, 2016 | 13 y | 1 |
| Justin Michael Biance | Sebring, Fl | Jan 4, 2017 | 12 y | 3 |
| Joshua Heath Lewis | Loveland, Co | Jan 4, 2017 | 13 y | 1 |
| Jason Charles BianceCertified Financial Planner | St. Petersburg, Fl | Jan 11, 2017 | 16 y | 2 |
| Cody Charles Meeks | Centennial, Co | Jan 18, 2017 | 10 y | 0 |
| David Ray Shucavage | Wilmington, Nc | Jan 18, 2017 | 25 y | 4 |
| Matthew Todd Kennedy | Denham Springs, La | Jan 19, 2017 | 17 y | 2 |
| Christine Couvillon Smith | Denham Springs, La | Jan 20, 2017 | 20 y | 2 |
| Michael Robert Sears | Logan, Ut | Feb 3, 2017 | 28 y | 1 |
| Neil Bruce Porter | Springfield, Mo | Feb 6, 2017 | 33 y | 0 |
| Leonard Lamar KerrCertified Financial Planner | Carrollton, Tx | Feb 15, 2017 | 12 y | 1 |
| Daniel Ray Philipi | Topeka, Ks | Mar 6, 2017 | 24 y | 0 |
| Kathleen Anne Nolan | Wall, Nj | Mar 7, 2017 | 30 y | 4 |
| Mark Anthony Pruitt | Carrollton, Tx | Mar 15, 2017 | 26 y | 1 |
| James John Morrison | Coldwater, Mi | Apr 14, 2017 | 54 y | 3 |
| Roger Lee Ford | Harrison, Oh | May 4, 2017 | 41 y | 3 |
| Austin Matthew Ford | Ft. Thomas, Ky | May 23, 2017 | 12 y | 1 |
| Spencer Loren FordCertified Financial Planner | Lawrenceburg, In | May 23, 2017 | 11 y | 1 |
| Matthew S Klaess | Denver, Co | Jun 7, 2017 | 18 y | 5 |
| Tanner Wesson Wells | Las Vegas, Nv | Jun 12, 2017 | 12 y | 2 |
| Scott Kevin Warner | Orange, Ca | Jun 16, 2017 | 34 y | 2 |
| Kevin Michael ThorntonCertified Financial Planner | Topeka, Ks | Jun 26, 2017 | 16 y | 2 |
| Ryan Allan Lundervold | North Lake Elmo, Mn | Jul 26, 2017 | 27 y | 1 |
Advisor movement
58 left, 55 joined in 12 months
net -3 in 12 months9 left in 90 days15 joined in 90 daysdeparture rate 13% of current headcount225 left over 36 months
Left, latest
- Robert Farril Holman to Creativeone Wealth, LLCSep 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Erica Lynn Wright to Wright FinancialAug 19, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Michael Joseph Cajthaml to Creativeone Wealth, LLCAug 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Robert Willem Dorrestijn to First Fidelity Wealth Management LLCJul 22, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- William Luke Thatcher to Thatcher Wealth ManagementJul 22, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael D. Greenlund to Thatcher Wealth ManagementJul 6, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Adam Michael Mcdermont to Raymond James & Associates, Inc.Jun 30, 2026 · Affiliated broker-dealer or bank to another
- Brent William Capehart to The Lloyd Advisory GroupJun 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kevin Patrick Mooney to Assetmark, Inc.Jun 22, 2026 · Affiliated broker-dealer or bank to another
- Ralph Anthony Nicosia to LPL Financial LLCJun 17, 2026 · Affiliated broker-dealer or bank to another
- Jia H Chen to Mcadam LLCJun 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Scott Michael Sierens to Sierens Financial Group, Inc.Jun 10, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Syeda Husnaa Mahmood to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 5, 2026 · Affiliated broker-dealer or bank to wirehouse
- Raymond Edwin Whitaker to Creekmur Asset Management, LLCMay 18, 2026 · Affiliated broker-dealer or bank to independent RIA
- Shannon Cheah to Steward Partners Investment Advisory, LLCMay 18, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Brent Thurber from Strategic Advisers LLCAug 28, 2026 · Affiliated broker-dealer or bank to another
- Colin Joseph Fitzpatrick from Brookstone Wealth Advisors, LLCAug 24, 2026 · Other
- Richard E Shelton from Edward JonesAug 13, 2026 · Affiliated broker-dealer or bank to another
- John J Miavez from Oneamerica Securities, Inc.Jul 29, 2026 · Affiliated broker-dealer or bank to another
- Jeffrey M Hendrix from Oneamerica Securities, Inc.Jul 23, 2026 · Affiliated broker-dealer or bank to another
- Daniel Toby Futral from Oneamerica Securities, Inc.Jul 15, 2026 · Affiliated broker-dealer or bank to another
- Marquis L Chachere from Oneamerica Securities, Inc.Jul 15, 2026 · Affiliated broker-dealer or bank to another
- Jamie L Lawhorne from Oneamerica Securities, Inc.Jul 14, 2026 · Affiliated broker-dealer or bank to another
- Ryan J Morehead from Tip Group LLCJul 13, 2026 · Other
- Hunter Rockwell Favorite from Oneamerica Securities, Inc.Jul 13, 2026 · Affiliated broker-dealer or bank to another
- Catherine M Trawinski from Oneamerica Securities, Inc.Jul 10, 2026 · Affiliated broker-dealer or bank to another
- Duane William Wagner from Tip Group LLCJul 10, 2026 · Other
- Sarah Houston Ziese from Tip Group LLCJul 9, 2026 · Other
- David B Padgett from Oneamerica Securities, Inc.Jul 9, 2026 · Affiliated broker-dealer or bank to another
- Grace Smith from Pks Advisory Services, LLCJul 8, 2026 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Creekmur Asset Management, LLCMay 18, 2026 · Morton, Il
- 3 left for Custom Wealth ManagementMay 12, 2026 · Plymouth, Mi
- 2 left for Brightguide FinancialJan 5, 2026 · Gilbert, Az
- 7 left for Ridgegate Advisors, LLCDec 23, 2025 · Englewood, Co
- 3 left for Foundations Investment Advisors LLCDec 17, 2025 · Sandy, Ut
- 2 left for Keystone FinancialJul 30, 2025 · River Falls, Wi
- 2 left for Generations Retirement Group, LLCJul 17, 2025 · Braintree, Ma
- 2 left for Strickler Investment Services, LLCMay 9, 2025 · Livonia, Mi
- 3 joined from Oneamerica Securities, Inc.Jun 26, 2026 · Cantonment, Fl
- 3 joined from Oneamerica Securities, Inc.Jun 26, 2026 · Indianapolis, In
- 2 joined from Oneamerica Securities, Inc.Jun 26, 2026 · West Columbia, Sc
- 3 joined from Integrity Alliance, LLCJun 11, 2025 · Urbandale, Ia
- 3 joined from Encompass More Asset Management LLCMay 15, 2025 · Danville, Ca
- 4 joined from Encompass More Asset Management LLCMay 15, 2025 · Monroeville, Pa
- 2 joined from 360 Wealth Management, Inc.Mar 3, 2025 · Scottsdale, Az
- 2 joined from Magnolia Wealth Management LLCDec 5, 2024 · Bowling Green, Ky
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James David Callanan · Chief Executive Officercontrolsince 02/2016 · owns less than 5%
- Michelle Amy Klotz · Chief Financial Officercontrolsince 03/2018 · owns less than 5%
- Marie Shannon Larson · Presidentcontrolsince 03/2026 · owns less than 5%
- Earl Michael Miller · Chief Operations Officercontrolsince 08/2021 · owns less than 5%
- Blake Christopher Radford · Presidentcontrolsince 12/2017 · owns less than 5%
- Michael Shawn Scholz · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- Robb David Wolfe · General Counsel And Secretarycontrolsince 12/2015 · owns less than 5%
- James David Callanan · Managing Membercontrolsince 12/2015 · owns 50% to 75% of Ddc Holdings LLC
- James David Callanan · Trusteecontrolsince 06/2016 · owns F of Karlun M. Callanan 2016 Irrevocable Trust A
- Grant Cody Foster · Ownercontrolsince 12/2015 · owns 50% to 75% of Ddc Holdings LLC
- Grant Cody Foster · Trusteecontrolsince 06/2016 · owns F of Jennifer A. Foster 2016 Irrevocable Trust A
Entity owners
- Ddc Holdings LLC · LLC Memberdirect · owns 75% or more
- Jennifer A. Foster 2016 Irrevocable Trust A · Non-Voting LLC Memberdirect · owns 25% to 50%
- Karlun M. Callanan 2016 · Non-Voting LLCdirect · owns 25% to 50%
- Karlun M. Callanan 2016 Irrevocable Trust A · Non-Voting LLC Memberdirect · owns 25% to 50%
- One Ae, LLC · Non-Voting LLC Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Advisors Excel, LLCreal estaten
- Ae Financial Services, LLCbroker-dealern
- Alexander Staveroskyinvestment companyy
- Andrea Hallinvestment companyy
- Asset Marketing Systems Insurance Services, LLCreal estaten
- Bradley Busbiny
- Chase Morrisy
- Hilgardt Wilhelm Lamprechtinvestment companyy
- Impact Partnership Wealth, LLCinvestment advisernRAUM $3.0B
- Innovation Design Group, LLCreal estaten
- Jeffrey S Weberginsurancey
- Jesse Beckerinsurancey
- Kevin Charles Sandersy
- Madison Avenue Securities, LLCbroker-dealerinvestment adviserreal estatenRAUM $2.0B
- Marcus Todd Veilloninvestment companyy
- Mark Schlossenberginvestment companyy
- Michael Ryany
- Patrick Chapman Smith Jry
- Peter Charles Lantzinvestment companyy
- Richard Warfieldinsurancey
- Thomas Blakeinsuranceinvestment companyy
- Walter Baky
Advisers that list Ae Wealth Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Topeka, Ks · principal | 61 | 7 | 3 | ||
| Birmingham, Al | 15 | 5 | 0 | ||
| Huntsville, Al | 12 | 1 | 0 | ||
| Mesa, Az | 9 | 1 | 0 | ||
| Dayton, Oh | 9 | 1 | 0 | ||
| Jacksonville, Fl | 9 | 0 | 1 | ||
| Hendersonville, Nc | 8 | 1 | 0 | ||
| Scottsdale, Az | 8 | 1 | 2 | 1 | |
| Troy, Mi | 8 | 0 | 0 | ||
| Overland Park, Ks | 8 | 1 | 1 | ||
| Peoria, Az | 7 | 4 | 2 | ||
| Lenexa, Ks | 7 | 3 | 1 | ||
| Kansas City, Mo | 7 | 0 | 0 | ||
| Metairie, La | 7 | 1 | 0 | ||
| Greer, Sc | 7 | 2 | 0 | ||
| Sun City, Az | 6 | 2 | 0 | ||
| West Chester, Oh | 6 | 1 | 0 | ||
| Warwick, Ri | 6 | 1 | 1 | ||
| Lawrenceburg, In | 5 | 1 | 0 | ||
| Asheville, Nc | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Valley Park, MO13 employees
- Winter Garden, FL9 employees
- Birmingham, AL8 employees
- Louisville, KY6 employees
- Topeka, KS6 employees
- Englewood, CO5 employees
- Mesa, AZ5 employees
- New Castle, PA5 employees
- Cranberry, PA5 employees
- Troy, MI5 employees
- Warwick, RI5 employees
- Sun City, AZ4 employees
- Tampa, FL4 employees
- Asheville, NC4 employees
- York, PA4 employees
- Fort Thomas, KY4 employees
- Greer, SC4 employees
- Harrison, OH4 employees
- Hendersonville, NC4 employees
- Highlands Ranch, CO4 employees
- Jacksonville, FL4 employees
- Lakewood, CA4 employees
- Lawrence, IN4 employees
- Metairie, LA4 employees
- Sandy, UT4 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 13, 2026LARSON, SHANNON, MARIE (PRESIDENT) appeared on Schedule A between the filings of 2022-03-31 and 2026-08-13peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 13, 2026RADFORD, CHRISTOPHER, BLAKE (PRESIDENT) left Schedule A between the filings of 2022-03-31 and 2026-08-13peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 13, 2026FOSTER, CODY, GRANT (OWNER) left Schedule A between the filings of 2022-03-31 and 2026-08-13peers: affiliated wealth managers, $20B and over (50)
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 111,059.0 to 282,995.0 (+155.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (50 comparable advisers, 98.0th percentile of changes)peers: affiliated wealth managers, $20B and over (50) · 98% percentile
Data quality: RAUM $19,640,089,134 then $1,924,884,044,879 then $27,082,623,332 on consecutive annual amendments (2023-03-31, 2024-03-29); the middle value is likely a filing error
What changed
consecutive filings, newest first
- Accounts · 111,059 to 282,995Oct 1, 2025 to Mar 31, 2026
- Advisory employees · 435 to 448Oct 1, 2025 to Mar 31, 2026
- BD registered reps · 88 to 83Oct 1, 2025 to Mar 31, 2026
- Charity clients · 18 to 32Oct 1, 2025 to Mar 31, 2026
- Corporate clients · 525 to 621Oct 1, 2025 to Mar 31, 2026
- HNW clients · 6,256 to 9,444Oct 1, 2025 to Mar 31, 2026
- Individual clients · 101,708 to 117,769Oct 1, 2025 to Mar 31, 2026
- Pension plan clients · 2,552 to 207Oct 1, 2025 to Mar 31, 2026
- Assets in custody · $8.1B to $9.1BOct 1, 2025 to Mar 31, 2026
- Employees · 602 to 630Oct 1, 2025 to Mar 31, 2026
- Insurance-licensed employees · 4 to 2Oct 1, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 26-50Oct 1, 2025 to Mar 31, 2026
- State-registered IARs · 435 to 448Oct 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $38B to $50BOct 1, 2025 to Mar 31, 2026
- HNW RAUM · $12B to $19BOct 1, 2025 to Mar 31, 2026
- Individual RAUM · $24B to $30BOct 1, 2025 to Mar 31, 2026
- Pension RAUM · $598M to $196MOct 1, 2025 to Mar 31, 2026
- RAUM · $38B to $50BOct 1, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $22B to $28BOct 1, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 101-250Jun 17, 2025 to Jul 15, 2025
- Accounts · 277,294 to 111,059Sep 9, 2024 to Mar 31, 2025
- Advisory employees · 449 to 435Sep 9, 2024 to Mar 31, 2025
- BD registered reps · 0 to 88Sep 9, 2024 to Mar 31, 2025
- Charity clients · 0 to 18Sep 9, 2024 to Mar 31, 2025
- Corporate clients · 477 to 525Sep 9, 2024 to Mar 31, 2025
- HNW clients · 4,872 to 6,256Sep 9, 2024 to Mar 31, 2025
- Individual clients · 87,391 to 101,708Sep 9, 2024 to Mar 31, 2025
- Pension plan clients · 2,081 to 2,552Sep 9, 2024 to Mar 31, 2025
- Assets in custody · $5.6B to $8.1BSep 9, 2024 to Mar 31, 2025
- Employees · 578 to 602Sep 9, 2024 to Mar 31, 2025
- Insurance-licensed employees · 14 to 4Sep 9, 2024 to Mar 31, 2025
- State-registered IARs · 449 to 435Sep 9, 2024 to Mar 31, 2025
- Other offices · 343 to 314Sep 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $27B to $38BSep 9, 2024 to Mar 31, 2025
- HNW RAUM · $7.5B to $12BSep 9, 2024 to Mar 31, 2025
- Individual RAUM · $19B to $24BSep 9, 2024 to Mar 31, 2025
- Pension RAUM · $195M to $598MSep 9, 2024 to Mar 31, 2025
- RAUM · $27B to $38BSep 9, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $20B to $22BSep 9, 2024 to Mar 31, 2025
- Charity clients · unset to 0.0Aug 15, 2024 to Aug 20, 2024
Signals
60 dated events
- Jacob Dariusz Konarski registered as an investment adviser representative at Ae Wealth Management, LlcSep 16, 2026 · Advisor registered · fact
- Robert Farril Holman left Ae Wealth Management, Llc for Creativeone Wealth, Llc (registered 2026-09-02)Sep 3, 2026 · Advisor changed firm · fact
- Erica Lynn Wright left Ae Wealth Management, Llc for Wright Financial (registered 2026-08-20)Aug 19, 2026 · Advisor changed firm · fact
- Michael Joseph Cajthaml left Ae Wealth Management, Llc for Creativeone Wealth, Llc (registered 2026-08-11)Aug 11, 2026 · Advisor changed firm · fact
- William Luke Thatcher left Ae Wealth Management, Llc for Thatcher Wealth Management (registered 2026-03-25)Jul 22, 2026 · Advisor changed firm · fact
- Robert Willem Dorrestijn left Ae Wealth Management, Llc for First Fidelity Wealth Management Llc (registered 2026-03-23)Jul 22, 2026 · Advisor changed firm · fact
- Michael D. Greenlund left Ae Wealth Management, Llc for Thatcher Wealth Management (registered 2026-03-27)Jul 6, 2026 · Advisor changed firm · fact
- Adam Michael Mcdermont left Ae Wealth Management, Llc for Raymond James & Associates, Inc. (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- 2 advisors left Oneamerica Securities, Inc. (West Columbia, SC) for AE Wealth Management, LLC on the same dayJun 26, 2026 · Team lift-out · derived
- 3 advisors left Oneamerica Securities, Inc. (Indianapolis, IN) for AE Wealth Management, LLC on the same dayJun 26, 2026 · Team lift-out · derived
- 3 advisors left Oneamerica Securities, Inc. (Cantonment, FL) for AE Wealth Management, LLC on the same dayJun 26, 2026 · Team lift-out · derived
- Kevin Patrick Mooney left Ae Wealth Management, Llc for Assetmark, Inc. (registered 2026-07-21)Jun 22, 2026 · Advisor changed firm · fact
- Brent William Capehart left Ae Wealth Management, Llc for The Lloyd Advisory Group (registered 2026-04-21)Jun 22, 2026 · Advisor changed firm · fact
- Ralph Anthony Nicosia left Ae Wealth Management, Llc for Lpl Financial Llc (registered 2026-08-17)Jun 17, 2026 · Advisor changed firm · fact
- Jia H Chen left Ae Wealth Management, Llc for Mcadam Llc (registered 2026-07-02)Jun 16, 2026 · Advisor changed firm · fact
- Scott Michael Sierens left Ae Wealth Management, Llc for Sierens Financial Group, Inc. (registered 2026-03-30)Jun 10, 2026 · Advisor changed firm · fact
- Syeda Husnaa Mahmood left Ae Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-11)Jun 5, 2026 · Advisor changed firm · fact
- Shannon Cheah left Ae Wealth Management, Llc for Steward Partners Investment Advisory, Llc (registered 2026-05-21)May 18, 2026 · Advisor changed firm · fact
- Alexis Burchett left Ae Wealth Management, Llc for Triad Wealth Partners, Llc (registered 2026-06-29)May 18, 2026 · Advisor changed firm · fact
- Robert Adam Personett left Ae Wealth Management, Llc for Creekmur Asset Management, Llc (registered 2026-04-07)May 18, 2026 · Advisor changed firm · fact
- Raymond Edwin Whitaker left Ae Wealth Management, Llc for Creekmur Asset Management, Llc (registered 2026-04-07)May 18, 2026 · Advisor changed firm · fact
- 2 advisors left AE Wealth Management, LLC (Morton, IL) for Creekmur Asset Management, LLC on the same dayMay 18, 2026 · Team lift-out · derived
- Kyle Dean Whipple left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)May 12, 2026 · Advisor changed firm · fact
- Michael H Windle left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)May 12, 2026 · Advisor changed firm · fact
- Scott Richard Carty left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)May 12, 2026 · Advisor changed firm · fact
- 3 advisors left AE Wealth Management, LLC (Plymouth, MI) for Custom Wealth Management on the same dayMay 12, 2026 · Team lift-out · derived
- Charles Mitten Fox left Ae Wealth Management, Llc for Dba Big Money Retirement And Big Retirement (registered 2026-07-24)May 11, 2026 · Advisor changed firm · fact
- Adam Scott Norman left Ae Wealth Management, Llc for Equitable Advisors, Llc (registered 2026-06-10)May 6, 2026 · Advisor changed firm · fact
- Stephen Richard Smith left Ae Wealth Management, Llc for Stephen Smith Financial Inc. (registered 2025-12-03)Apr 28, 2026 · Advisor changed firm · fact
- Madeline Nicole Key left Ae Wealth Management, Llc for Creativeone Securities, Llc (registered 2026-04-22)Apr 15, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ae-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- joinaewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 866-363-9595reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026