DFX Intelligence
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Team lift-out
6 advisors left S••••••••• W••••• P••••••• for S•••••• P••••••• I••••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| April Marie Binkley | Nashville, Tn | Feb 10, 2024 | Feb 5, 2024 |
| David Victor Miller | Franklin, Tn | Feb 10, 2024 | Feb 5, 2024 |
| Jennifer Lynn Herendon | Franklin, Tn | Feb 10, 2024 | Jan 31, 2024 |
| Luke John Aull | Franklin, Tn | Feb 10, 2024 | Jan 31, 2024 |
| Samuel Taylor Smith | Nashville, Tn | Feb 10, 2024 | Feb 5, 2024 |
| Stephen Robert Neu | Nashville, Tn | Feb 10, 2024 | Feb 5, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 10, 2024
- Registered next
- Jan 31, 2024 to Feb 5, 2024
- Branch state
- TN
- Cities
- 2, most in Franklin, Tn
- Registered there that day
- 100 (people still on IAPD; an estimate)
- Share of that headcount
- 6.0%
- Succession by the destination
- none on the tape