DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Steward Partners Investment Advisory, LLC
Latest filing Sep 15, 2026
First filing on the tape Mar 8, 2016 · 66 filings
SEC status approved since Mar 16, 2016
RAUM
$37B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
94%
$35B individuals and HNW
Advisors
473
registered through the firm on IAPD
RAUM per advisor
$77.7M
derived; firm RAUM over IAPD count
Employees
549
310 advisory (5.B.1)
Offices
86
beyond the principal office
Private funds
0
reported on Schedule D
History
66 filings and snapshots on the tape
RAUM$37B as of Jul 30, 2026
Feb 8, 2017$1.7B then
HNW client RAUM$28B as of Jul 30, 2026
Mar 21, 2018$2.7B then
State-registered IARs (5.B.3)439 as of Jul 30, 2026
Feb 8, 201763 then
Employees (5.A)549 as of Jul 30, 2026
Feb 8, 201767 then
Private funds: no history
RAUM +48% over the last fiscal year+45% a year over threeIARs 385 to 439offices 111 to 86
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $77.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $508,231derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.4derived87 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +28%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $12BreportedItem 5.I
- Custody
- $849M, 2,547 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$28B76%
- Individuals$6.8B19%
- Corporations and businesses$1.3B3.4%
- Pension and profit-sharing plans$451M1.2%
- Charitable organizations$316M0.9%
- State and municipal entities$1.4M0.0%
- Individual clients
- 18,249reported
- HNW clients
- 23,474reported
- Pension plan clients
- 506reported
- Charitable clients
- 126reported
- Accounts
- 72,273reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $2.8B sponsored, $21B managedreported
- Custody of client assets
- $849M for 2,547 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=471.0derived
Advisors registered through the firm
474 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher John ReaneyCertified Financial Planner | Portsmouth, Nh | Mar 23, 2016 | 32 y | 3 |
| Anka Vidacic | Portsmouth, Nh | Mar 23, 2016 | 21 y | 4 |
| Gary J Walker | Portsmouth, Nh | Mar 23, 2016 | 23 y | 4 |
| Ismael Humberto Robledo | Stamford, Ct | Mar 28, 2016 | 22 y | 2 |
| Stephen Scholl PhilleoCertified Financial Planner | Stamford, Ct | Mar 30, 2016 | 33 y | 4 |
| Daniel John IaleggioCertified Financial Planner | Stamford, Ct | Mar 30, 2016 | 31 y | 4 |
| George William ShirleyCertified Financial Planner | Mclean, Va | Mar 30, 2016 | 28 y | 4 |
| John Derek MajkowskiCertified Financial Planner | Stamford, Ct | Mar 30, 2016 | 31 y | 4 |
| Eric Beiley | Stamford, Ct | Apr 1, 2016 | 31 y | 2 |
| Donald Philip Brusca | Stamford, Ct | Apr 5, 2016 | 45 y | 2 |
| Richard Michael Pignone | Stamford, Ct | Apr 5, 2016 | 31 y | 1 |
| Melissa Susan Mulloy-Mecozzi | Derry, Nh | Apr 5, 2016 | 19 y | 2 |
| Erik Joseph Mathieson | Stamford, Ct | Apr 7, 2016 | 34 y | 1 |
| R Chris Nee | Portsmouth, Nh | Apr 7, 2016 | 34 y | 4 |
| Amy Gwyn Sachs | Stamford, Ct | Apr 11, 2016 | 42 y | 4 |
| John S Pappas | Naples, Fl | Apr 14, 2016 | 22 y | 3 |
| Steven Elliot Bricker | Portsmouth, Nh | Apr 14, 2016 | 32 y | 5 |
| Conor Michael WolcheskyCertified Financial Planner | Bethesda, Md | Apr 20, 2016 | 11 y | 0 |
| Theodore Allan Schwab | Washington, Dc | Apr 22, 2016 | 40 y | 3 |
| Gregory Banasz | Stamford, Ct | Apr 22, 2016 | 30 y | 3 |
| James Jacob Fowkes | Washington, Dc | Apr 22, 2016 | 32 y | 3 |
| Alina Madeleine Seminaro | Washington, Dc | May 2, 2016 | 15 y | 2 |
| Tom O'BryonCertified Financial Planner | Stamford, Ct | May 12, 2016 | 46 y | 2 |
| Christopher Jerome DetmerCertified Financial Planner, Chartered Financial Consultant | Washington, Dc | Jun 6, 2016 | 39 y | 2 |
| Aaron Isaac BrachmanCertified Financial Planner | Stamford, Ct | Jun 6, 2016 | 23 y | 2 |
| John Alexander RiceCertified Financial Planner | Stamford, Ct | Jun 13, 2016 | 34 y | 5 |
| Joseph John Decarolis | Andover, Ma | Jul 18, 2016 | 35 y | 0 |
| Keith Terry BarberisCertified Financial Planner | Gaithersburg, Md | Jul 29, 2016 | 25 y | 3 |
| Jessica Lynn Lapollo | Keene, Nh | Nov 14, 2016 | 15 y | 1 |
| Carl John GravinaCertified Financial Planner | Keene, Nh | Nov 23, 2016 | 24 y | 2 |
| Brandon Garrett HaaseCertified Financial Planner | Stamford, Ct | Jan 20, 2017 | 21 y | 1 |
| Angela Lynn Helmus-O'BrienCertified Financial Planner | Stamford, Ct | Feb 22, 2017 | 36 y | 4 |
| Anthony Roy Mandile | New York, Ny | Feb 27, 2017 | 16 y | 0 |
| Amy Prososki RosaCertified Financial Planner | Clearwater, Fl | Mar 3, 2017 | 18 y | 1 |
| Travis Aaron Hadwin | Stamford, Ct | Mar 7, 2017 | 35 y | 3 |
| Frank Van Schaack Hibbard | Belleair Bluffs, Fl | Mar 7, 2017 | 29 y | 3 |
| Todd Michael HoffmanCertified Financial Planner | Stamford, Ct | Mar 14, 2017 | 34 y | 3 |
| Michael James GermanoCertified Financial Planner, Chartered Financial Consultant | Conshohocken, Pa | Mar 31, 2017 | 23 y | 1 |
| William Richard Blake | Stamford, Ct | Apr 12, 2017 | 39 y | 2 |
| Vaclav Vlcek | Stamford, Ct | Apr 13, 2017 | 12 y | 1 |
Advisor movement
23 left, 73 joined in 12 months
net +50 in 12 months7 left in 90 days12 joined in 90 daysdeparture rate 4.9% of current headcount42 left over 36 months
Left, latest
- Angelo Gentile to Morgan StanleyJul 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- David Bernacchia to Morgan StanleyJul 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- Darren Dequatro to Morgan StanleyJul 10, 2026 · Affiliated broker-dealer or bank to wirehouse
- Wayne Earle Mccormick to LPL Financial LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- Matthew J Baltuch to Apollon Wealth Management, LLCJun 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michelle Lynn Lauder to LPL Financial LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- Grant Henry Robert Denniston to LPL Financial LLCJun 29, 2026 · Affiliated broker-dealer or bank to another
- Kyle Penders to Defining WealthJun 16, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Michael Richard Carilli to LPL Financial LLCMay 8, 2026 · Affiliated broker-dealer or bank to another
- Timothy Burr Davis to LPL Financial LLCMay 8, 2026 · Affiliated broker-dealer or bank to another
- Michaelyn Dawn Bortolotti to LPL Financial LLCMay 7, 2026 · Affiliated broker-dealer or bank to another
- Edward Joseph Neibert to LPL Financial LLCMay 7, 2026 · Affiliated broker-dealer or bank to another
- Beth Ann Sweeney to Raymond James Financial Services Advisors, IncApr 17, 2026 · Affiliated broker-dealer or bank to another
- Virginia Anne Koontz to Wells Fargo AdvisorsApr 16, 2026 · Affiliated broker-dealer or bank to wirehouse
- Eric Carl Dean Sweeney to Raymond James Financial Services Advisors, IncApr 16, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Thomas Carl O'Neill from Raymond James & Associates, Inc.Sep 10, 2026 · Affiliated broker-dealer or bank to another
- Thomas C O'Neill from Raymond James & Associates, Inc.Sep 9, 2026 · Affiliated broker-dealer or bank to another
- Jessica C Deluca from Raymond James & Associates, Inc.Sep 9, 2026 · Affiliated broker-dealer or bank to another
- Kyle Thomas Martin from Raymond James & Associates, Inc.Aug 3, 2026 · Affiliated broker-dealer or bank to another
- Robert Warren Phinney from Morgan StanleyJul 27, 2026 · Wirehouse to affiliated broker-dealer or bank
- Ryan Andrew Brassard from Raymond James & Associates, Inc.Jul 27, 2026 · Affiliated broker-dealer or bank to another
- Ashlee Bobzin from Shore Point Advisors, LLCJul 20, 2026 · RIA to affiliated broker-dealer or bank
- Joshua Thomas Green from Raymond James & Associates, Inc.Jul 17, 2026 · Affiliated broker-dealer or bank to another
- Damon Andrew Campbell from Osaic Wealth, Inc.Jul 13, 2026 · Affiliated broker-dealer or bank to another
- Benjamin Walter Lubow from Wells Fargo AdvisorsJul 2, 2026 · Wirehouse to affiliated broker-dealer or bank
- Tracy Anton from UBS Financial Services Inc.Jun 30, 2026 · Wirehouse to affiliated broker-dealer or bank
- Vincent Joseph Stancato from Rockefeller Capital ManagementJun 22, 2026 · Affiliated broker-dealer or bank to another
- Jeffery Jay Seitz from LPL Financial LLCJun 16, 2026 · Affiliated broker-dealer or bank to another
- Wolf K Louis from UBS Financial Services Inc.Jun 15, 2026 · Wirehouse to affiliated broker-dealer or bank
- Matthew David Kulaga from Jazz Wealth Managers, Inc.Jun 9, 2026 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCJun 29, 2026 · Chester, Nh
- 3 left for LPL Financial LLCMay 7, 2026 · Hanover, Ma
- 2 left for Raymond James Financial Services Advisors, IncMar 26, 2026 · Manakin Sabot, Va
- 2 left for Clear Trail Advisors, LLCAug 14, 2025 · Houston, Tx
- 2 left for Birch Financial GroupOct 30, 2024 · Stamford, Ct
- 2 left for Raymond James & Associates, Inc.Dec 8, 2021 · Bethesda, Md
- 3 joined from Raymond James & Associates, Inc.Sep 9, 2026 · Mount Laurel, Nj
- 4 joined from UBS Financial Services Inc.Jun 16, 2026 · Sarasota, Fl
- 4 joined from UBS Financial Services Inc.Jun 16, 2026 · New York, Ny
- 5 joined from Jazz Wealth Managers, Inc.Jun 1, 2026 · Largo, Fl · Firm absorbed
- 7 joined from Ameriprise Financial Services, LLCMay 8, 2026 · Rochester, Ny
- 3 joined from Raymond James & Associates, Inc.Mar 13, 2026 · Westport, Ct
- 3 joined from Stifel, Nicolaus & Company, IncorporatedFeb 12, 2026 · Macon, Ga
- 11 joined from Raymond James & Associates, Inc.Feb 3, 2026 · Stuart, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Volland Debra Achkire · General Counselcontrolsince 07/2025 · owns less than 5%
- S Joseph Faber · Chief Financial Officercontrolsince 09/2022 · owns less than 5%
- John Robert Guldner · Chief Compliance Officercontrolsince 07/2023 · owns less than 5%
- Macgregor Maitland · Chief Risk Officercontrolsince 03/2022 · owns less than 5%
- Eric Peter Ruhlin · Chief Legal Officercontrolsince 01/2021 · owns less than 5%
- Theresa Jeani Winterbourne · Presidentcontrolsince 03/2024 · owns less than 5%
Entity owners
- Steward Partners Holdings, LLC · Memberdirect · owns 75% or more
- Steward Partners Management Holdings, LLC · Memberindirect · owns 50% to 75% of Steward Partners Holdings, LLC
Related persons
Schedule D 7.A
- Elan Wealth Management, L.L.C.investment adviseryRAUM $135M
- Steward Partners Global Advisory LLCreal estatey
- Steward Partners Investment Solutions, LLCbroker-dealerinvestment adviserreal estatenRAUM $991M
Advisers that list Steward Partners Investment Advisory, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stamford, Ct · principal | 472 | 85 | 8 | ||
| Portsmouth, Nh | 27 | 2 | 0 | ||
| Lake Oswego, Or | 25 | 0 | 0 | ||
| Clearwater, Fl | 23 | 4 | 0 | ||
| New York, Ny | 19 | 7 | 0 | ||
| Washington, Dc | 17 | 1 | 0 | ||
| Mclean, Va | 16 | 0 | 0 | ||
| Dallas, Tx | 14 | 0 | 0 | ||
| Paramus, Nj | 12 | 1 | 0 | ||
| Bethesda, Md | 11 | 0 | 0 | ||
| Stuart, Fl | 11 | 11 | 0 | ||
| St Louis, Mo | 11 | 1 | 0 | ||
| Riverdale, Nj | 10 | 0 | 0 | ||
| Andover, Ma | 8 | 0 | 0 | ||
| Sarasota, Fl | 8 | 6 | 0 | ||
| Rochester, Ny | 8 | 8 | 0 | ||
| Portland, Me | 8 | 2 | 0 | ||
| Ramsey, Nj | 7 | 0 | 0 | ||
| Nashville, Tn | 7 | 1 | 0 | ||
| Norfolk, Va | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lake Oswego, OR26 employees
- Clearwater, FL22 employees
- Portsmouth, NH14 employees
- Dallas, TX12 employees
- Paramus, NJ12 employees
- Washington, DC12 employees
- Bethesda, MD11 employees
- St. Louis, MO8 employees
- Boston, MA8 employees
- Manchester, NH7 employees
- Austin, TX7 employees
- Albany, NY6 employees
- Conshohocken, PA6 employees
- Hendersonville, NC5 employees
- Keene, NH5 employees
- Norfolk, VA5 employees
- Portland, ME4 employees
- Baltimore, MD4 employees
- Midlothian, VA4 employees
- Andover, MA4 employees
- Mclean, VA4 employees
- Ft. Collins, CO4 employees
- Ramsey, NJ4 employees
- Mequon, WI3 employees
- Florham Park, NJ3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 8, 2026Achkire, Debra, Volland (GENERAL COUNSEL) appeared on Schedule A between the filings of 2024-03-28 and 2026-09-08peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Sep 8, 2026RUHLIN, PETER, ERIC (CHIEF LEGAL OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-09-08peers: affiliated wealth managers, $20B and over (50)
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Jul 30, 2026 to Sep 8, 2026
- Succession · false to unsetJul 30, 2026 to Sep 8, 2026
- Accounts · 71,582 to 72,273Jun 23, 2026 to Jul 30, 2026
- Charity clients · 147 to 126Jun 23, 2026 to Jul 30, 2026
- Corporate clients · 364 to 408Jun 23, 2026 to Jul 30, 2026
- HNW clients · 24,423 to 23,474Jun 23, 2026 to Jul 30, 2026
- Individual clients · 14,963 to 18,249Jun 23, 2026 to Jul 30, 2026
- Pension plan clients · 528 to 506Jun 23, 2026 to Jul 30, 2026
- Discretionary RAUM · $25B to $30BJun 23, 2026 to Jul 30, 2026
- HNW RAUM · $28B to $28BJun 23, 2026 to Jul 30, 2026
- Individual RAUM · $4.1B to $6.8BJun 23, 2026 to Jul 30, 2026
- Non-discretionary RAUM · $8.4B to $6.7BJun 23, 2026 to Jul 30, 2026
- Pension RAUM · $403M to $451MJun 23, 2026 to Jul 30, 2026
- RAUM · $34B to $37BJun 23, 2026 to Jul 30, 2026
- Accounts · 61,475 to 71,582Feb 19, 2026 to Mar 31, 2026
- Advisory employees · 397 to 310Feb 19, 2026 to Mar 31, 2026
- BD registered reps · 431 to 471Feb 19, 2026 to Mar 31, 2026
- Charity clients · 23 to 147Feb 19, 2026 to Mar 31, 2026
- Corporate clients · 477 to 364Feb 19, 2026 to Mar 31, 2026
- HNW clients · 21,581 to 24,423Feb 19, 2026 to Mar 31, 2026
- Individual clients · 12,912 to 14,963Feb 19, 2026 to Mar 31, 2026
- Pension plan clients · 112 to 528Feb 19, 2026 to Mar 31, 2026
- Assets in custody · $1.6B to $849MFeb 19, 2026 to Mar 31, 2026
- Employees · 591 to 549Feb 19, 2026 to Mar 31, 2026
- Insurance-licensed employees · 2 to 0Feb 19, 2026 to Mar 31, 2026
- State-registered IARs · 385 to 439Feb 19, 2026 to Mar 31, 2026
- Other offices · 111 to 86Feb 19, 2026 to Mar 31, 2026
- Discretionary RAUM · $23B to $25BFeb 19, 2026 to Mar 31, 2026
- HNW RAUM · $22B to $28BFeb 19, 2026 to Mar 31, 2026
- Individual RAUM · $5.3B to $4.1BFeb 19, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $5.6B to $8.4BFeb 19, 2026 to Mar 31, 2026
- Pension RAUM · $69.8M to $403MFeb 19, 2026 to Mar 31, 2026
- RAUM · $28B to $34BFeb 19, 2026 to Mar 31, 2026
- Wrap assets (manager) · $23B to $21BFeb 19, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $9.1M to $2.8BFeb 19, 2026 to Mar 31, 2026
- Accounts · 54,866 to 61,475Jun 30, 2025 to Aug 21, 2025
- Charity clients · 21 to 23Jun 30, 2025 to Aug 21, 2025
- Corporate clients · 443 to 477Jun 30, 2025 to Aug 21, 2025
- HNW clients · 19,816 to 21,581Jun 30, 2025 to Aug 21, 2025
- Individual clients · 10,888 to 12,912Jun 30, 2025 to Aug 21, 2025
Signals
60 dated events
- Jonathan Rojas no longer holds an investment adviser registration (last listed at Steward Partners Investment Advisory, Llc on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- John Purtill registered as an investment adviser representative at Steward Partners Investment Advisory, LlcSep 14, 2026 · Advisor registered · fact
- 3 advisors left Raymond James & Associates, Inc. (Mount Laurel, NJ) for Steward Partners Investment Advisory, LLC on the same daySep 9, 2026 · Team lift-out · derived
- Angelo Gentile left Steward Partners Investment Advisory, Llc for Morgan Stanley (registered 2026-07-08)Jul 10, 2026 · Advisor changed firm · fact
- David Bernacchia left Steward Partners Investment Advisory, Llc for Morgan Stanley (registered 2026-07-08)Jul 10, 2026 · Advisor changed firm · fact
- Darren Dequatro left Steward Partners Investment Advisory, Llc for Morgan Stanley (registered 2026-07-08)Jul 10, 2026 · Advisor changed firm · fact
- Grant Henry Robert Denniston left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-06-23)Jun 29, 2026 · Advisor changed firm · fact
- Michelle Lynn Lauder left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-06-23)Jun 29, 2026 · Advisor changed firm · fact
- Matthew J Baltuch left Steward Partners Investment Advisory, Llc for Apollon Wealth Management, Llc (registered 2026-07-17)Jun 29, 2026 · Advisor changed firm · fact
- Wayne Earle Mccormick left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-06-23)Jun 29, 2026 · Advisor changed firm · fact
- 2 advisors left Steward Partners Investment Advisory, LLC (Chester, NH) for LPL Financial LLC on the same dayJun 29, 2026 · Team lift-out · derived
- Kyle Penders left Steward Partners Investment Advisory, Llc for Defining Wealth (registered 2026-08-21)Jun 16, 2026 · Advisor changed firm · fact
- 4 advisors left UBS Financial Services Inc. (Sarasota, FL) for Steward Partners Investment Advisory, LLC on the same dayJun 16, 2026 · Team lift-out · derived
- 4 advisors left UBS Financial Services Inc. (New York, NY) for Steward Partners Investment Advisory, LLC on the same dayJun 16, 2026 · Team lift-out · derived
- Jazz Wealth Managers, Inc.'s advisors moved to Steward Partners Investment Advisory, LLC (Largo, FL): 5 of 5 registered, on the same dayJun 1, 2026 · Firm absorbed (people side) · derived
- Michael Richard Carilli left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-05-06)May 8, 2026 · Advisor changed firm · fact
- Timothy Burr Davis left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-05-08)May 8, 2026 · Advisor changed firm · fact
- 7 advisors left Ameriprise Financial Services, LLC (Rochester, NY) for Steward Partners Investment Advisory, LLC within 7 daysMay 8, 2026 · Team lift-out · derived
- Edward Joseph Neibert left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-05-06)May 7, 2026 · Advisor changed firm · fact
- Michaelyn Dawn Bortolotti left Steward Partners Investment Advisory, Llc for Lpl Financial Llc (registered 2026-05-06)May 7, 2026 · Advisor changed firm · fact
- 4 advisors left Steward Partners Investment Advisory, LLC (Boston, MA) for LPL Financial LLC a day apartMay 7, 2026 · Team lift-out · derived
- Beth Ann Sweeney left Steward Partners Investment Advisory, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-04-14)Apr 17, 2026 · Advisor changed firm · fact
- Eric Carl Dean Sweeney left Steward Partners Investment Advisory, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-04-14)Apr 16, 2026 · Advisor changed firm · fact
- Virginia Anne Koontz left Steward Partners Investment Advisory, Llc for Wells Fargo Advisors (registered 2026-04-09)Apr 16, 2026 · Advisor changed firm · fact
- Ryan Nathaniel Russo left Steward Partners Investment Advisory, Llc for Elan Wealth Management, L.L.C. (registered 2024-03-24)Apr 15, 2026 · Advisor changed firm · fact
- Matthew James Spradlin left Steward Partners Investment Advisory, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-03-13)Mar 31, 2026 · Advisor changed firm · fact
- Steward Partners Investment Advisory, Llc reported 86 offices beyond its principal office, down from 111 (2026-02-19 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Richard Godfrey left Steward Partners Investment Advisory, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-03-16)Mar 26, 2026 · Advisor changed firm · fact
- 2 advisors left Steward Partners Investment Advisory, LLC (Manakin Sabot, VA) for Raymond James Financial Services Advisors, Inc within 5 daysMar 26, 2026 · Team lift-out · derived
- 3 advisors left Raymond James & Associates, Inc. (Westport, CT) for Steward Partners Investment Advisory, LLC on the same dayMar 13, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/STEWARD-PARTNERS-GLOBAL-ADVISORYreportedpublic record, Form ADV, Sep 17, 2026
- Website
- freedomstreetpartners.stewardpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-694-7769reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026