DFX Intelligence
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Team lift-out
2 advisors left L••• P••• C•••••• M••••••••• L•• for L••• P••• A•••••••
state registeredtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David William James | Midvale, Ut | Mar 23, 2021 | Sep 20, 2018 |
| Travis John Hudak | Draper, Ut | Mar 23, 2021 | Dec 20, 2018 |
The rule
- Registrations ended
- Mar 23, 2021
- Registered next
- Sep 20, 2018 to Dec 20, 2018
- Branch state
- UT
- Cities
- 2, most in Midvale, Ut
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- Succession by the destination
- a succession within a year (Mar 27, 2021), not necessarily this firm