DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left B••••••••• A•••• M••••••••• L•• for L••••• T•••••• I••••••••• I•••

unclassifiedtoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Catherine Lorie LafeeCharlotte, NcApr 29, 2020Dec 3, 2019
Jonathan E CurleyCharlotte, NcApr 29, 2020Nov 8, 2019
Katherine MachCharlotte, NcApr 29, 2020Nov 8, 2019
Nancy Caven TenglerCharlotte, NcApr 29, 2020Dec 3, 2019
The rule
Registrations ended
Apr 29, 2020
Registered next
Nov 8, 2019 to Dec 3, 2019
Branch state
NC
Cities
1, most in Charlotte, Nc
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of B••••••••• A•••• M••••••••• L••Other teams into L••••• T•••••• I••••••••• I•••