DFX Intelligence
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Firm absorbed
6 advisors left W••••••••• L•• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Mark Neary | Albany, Ny | Jan 10, 2024 | Jan 4, 2024 |
| Brittany Ann Hedderman-Giordano | Albany, Ny | Jan 10, 2024 | Jan 4, 2024 |
| Daniel Joseph O'Keefe | Albany, Ny | Jan 10, 2024 | Jan 4, 2024 |
| Paul Tobias Stracke | Albany, Ny | Jan 10, 2024 | Jan 4, 2024 |
| Shelby Lynn Martin | Albany, Ny | Jan 10, 2024 | Jan 4, 2024 |
| Todd Arthur Slingerland | Albany, Ny | Jan 10, 2024 | Jan 4, 2024 |
The rule
- Registrations ended
- Jan 10, 2024
- Registered next
- Jan 4, 2024
- Branch state
- NY
- Cities
- 1, most in Albany, Ny
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape