DFX Intelligence
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Firm absorbed
3 advisors left P••••• A••••••• S•••••••• L•• for P••••••••• C•••••• A•••••••
unclassifiedtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Allen Lee Sasser | Jacksonville, Fl | Jan 13, 2023 | Jul 21, 2022 |
| Jeannette Bajalia | Jacksonville, Fl | Jan 13, 2023 | Jul 20, 2022 |
| William C Guthrie | Jacksonville, Fl | Jan 13, 2023 | Jul 21, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jan 13, 2023
- Registered next
- Jul 20, 2022 to Jul 21, 2022
- Branch state
- FL
- Cities
- 1, most in Jacksonville, Fl
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape