DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left F••• F•••••••• G•••• for P•••••••• F•••••••• S•••••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian Joseph UllmannFresno, CaMay 12, 2023Jan 31, 2023
Carole Riley FordFresno, CaMay 12, 2023Jan 30, 2023
Eric Ryan SimoniansFresno, CaMay 12, 2023Jan 30, 2023
Erin Ford RedmondFresno, CaMay 12, 2023Jan 30, 2023
Nikolaus Stephen RedmondFresno, CaMay 12, 2023Jan 30, 2023
Robert Gillis FarmerFresno, CaMay 12, 2023Jan 30, 2023
Steven Jon JollyFresno, CaMay 12, 2023Jan 30, 2023
The rule
Registrations ended
May 12, 2023
Registered next
Jan 30, 2023 to Jan 31, 2023
Branch state
CA
Cities
1, most in Fresno, Ca
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
78%
Succession by the destination
none on the tape
Other teams out of F••• F•••••••• G••••Other teams into P•••••••• F•••••••• S•••••••