DFX Intelligence
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Firm absorbed
6 advisors left O•• C•••••• P•••••• W••••• for T•• W••••• M•••••••••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Eric Jeffrey Anthony | Scottsdale, Az | Sep 30, 2020 | Nov 3, 2020 |
| Gavin David Lyons | Scottsdale, Az | Sep 30, 2020 | Oct 30, 2020 |
| Rylan Philip Folts | Scottsdale, Az | Sep 30, 2020 | Oct 30, 2020 |
| Shawn Jerome West | Scottsdale, Az | Sep 30, 2020 | Oct 19, 2020 |
| Steven Eugene Neeley | Scottsdale, Az | Sep 30, 2020 | Oct 30, 2020 |
| Todd Macarthur Douma | Scottsdale, Az | Sep 30, 2020 | Oct 2, 2020 |
The rule
- Registrations ended
- Sep 30, 2020
- Registered next
- Oct 2, 2020 to Nov 3, 2020
- Branch state
- AZ
- Cities
- 1, most in Scottsdale, Az
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape