DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Macarthur Douma
Certified Financial Planner
Feed of 09/14/2026
Also filed as Todd M Douma
At current firm
0 y
since Jan 21, 2026
In the industry
32 y
since Nov 18, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jan 21, 2026 · Scottsdale, Az
- Northcoast Asset Management LLC independent RIAJan 6, 2025 to Mar 20, 2026 · Scottsdale, Az
- Northcoast Asset Management LLC independent RIAJul 24, 2024 to Dec 31, 2024 · Scottsdale, Az
- Tmd Wealth Management formerOct 2, 2020 to Jul 1, 2024 · Scottsdale, Az
- One Charles Private Wealth formerJul 12, 2019 to Sep 30, 2020 · Scottsdale, Az
- Tmd & Associates, Inc. formerFeb 7, 2001 to Jul 12, 2019 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Northcoast Asset Management LLC to Focus Partners Wealth, LLCleft Mar 20, 2026, registered Jan 21, 2026 (-58 days) · corporate re-registration, not a move
- Tmd Wealth Management to Northcoast Asset Management LLCleft Jul 1, 2024, registered Jul 24, 2024 (23 days) · RIA to RIA · moved with a team
- One Charles Private Wealth to Tmd Wealth Managementleft Sep 30, 2020, registered Oct 2, 2020 (2 days) · channel change inside one enterprise, not a move · moved with a team
- Tmd & Associates, Inc. to One Charles Private Wealthleft Jul 12, 2019, registered Jul 12, 2019 (0 days) · RIA to RIA · moved with a team
Signals
- Todd Macarthur Douma left Tmd Wealth Management for Northcoast Asset Management Llc (registered 2024-07-24)Jul 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address