DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left 3• W••••• R••• L•• for C••••••••• P•••••••• R••••• C•••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher J NataleLocust Valley, NyJul 17, 2019Feb 9, 2021
Jeffrey A HiggsLocust Valley, NyJul 17, 2019Feb 5, 2021
Robert Douglas HalbreinerLocust Valley, NyJul 17, 2019Feb 9, 2021
Thomas Charles PalumboLocust Valley, NyJul 17, 2019Feb 5, 2021
The rule
Registrations ended
Jul 17, 2019
Registered next
Feb 5, 2021 to Feb 9, 2021
Branch state
NY
Cities
1, most in Locust Valley, Ny
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of 3• W••••• R••• L••Other teams into C••••••••• P•••••••• R••••• C•••