DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Consolidated Portfolio Review Corp
Latest filing Jun 1, 2026
First filing on the tape Jan 3, 2012 · 70 filings
SEC status approved since Dec 2, 1991
RAUM
$1.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$1.6B individuals and HNW
Advisors
66
registered through the firm on IAPD
RAUM per advisor
$24.1M
derived; firm RAUM over IAPD count
Employees
56
47 advisory (5.B.1)
Offices
47
beyond the principal office
Private funds
0
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$1.6B as of Jun 1, 2026
Jan 3, 2012$131M then
HNW client RAUM$690M as of Jun 1, 2026
Mar 28, 2022$268M then
State-registered IARs (5.B.3)44 as of Jun 1, 2026
Jan 2, 20131 then
Employees (5.A)56 as of Jun 1, 2026
Jan 2, 20132 then
Private funds: 1
RAUM +23% over the last fiscal year+29% a year over threeIARs 32 to 44offices 24 to 47
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $24.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $255,597derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.4derived48 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$890M56%
- High-net-worth individuals$690M43%
- Pension and profit-sharing plans$12.5M0.8%
- Individual clients
- 5,894reported
- HNW clients
- 293reported
- Pension plan clients
- 41reported
- Charitable clients
- n/areported
- Accounts
- 6,228reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=44.0derived
Advisors registered through the firm
66 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph John Trifiletti | Woodbury, Ny | Jun 29, 2011 | 18 y | 0 |
| Matthew Miller | Lakeside, Ca | Aug 6, 2013 | 34 y | 1 |
| Monroe M DiefendorfChartered Financial Consultant | Laurel Hollow, Ny | Feb 16, 2017 | 48 y | 2 |
| Daniel Antenor, Jr | Woodbury, Ny | Oct 22, 2018 | 16 y | 1 |
| Michael William RadakovichCertified Financial Planner, Chartered Financial Consultant | Portland, Or | Oct 22, 2020 | 39 y | 3 |
| William Louis Fisher | Danville, Ca | Oct 28, 2020 | 34 y | 3 |
| Kenneth Neil Martinson | Walnut Creek, Ca | Oct 30, 2020 | 42 y | 2 |
| John Curtis Stoller | Walnut Creek, Ca | Oct 30, 2020 | 33 y | 1 |
| Thomas Charles PalumboChartered Financial Consultant | Woodbury, Ny | Feb 5, 2021 | 35 y | 3 |
| Jeffrey A HiggsCertified Financial Planner | Locust Valley, Ny | Feb 5, 2021 | 17 y | 3 |
| Matthew Samuel RendellCertified Financial Planner | Woodbury, Ny | Feb 5, 2021 | 15 y | 0 |
| Robert Douglas Halbreiner | Locust Valley, Ny | Feb 9, 2021 | 14 y | 3 |
| Christopher J Natale | Woodbury, Ny | Feb 9, 2021 | 10 y | 2 |
| Thomas Obrien Turner | Rockford, Mi | Apr 30, 2021 | 44 y | 2 |
| Ivory Jerome JohnsonCertified Financial Planner | Washington, Dc | Aug 13, 2021 | 35 y | 3 |
| Steven Matthew Howe | Woodbury, Ny | Nov 3, 2021 | 21 y | 3 |
| Sandra Lee Hay MagdalenoCertified Financial Planner | Woodbury, Ny | Jan 11, 2022 | 39 y | 3 |
| Christopher Robert SharryCertified Financial Planner | Worcester, Ma | Jul 7, 2022 | 18 y | 3 |
| Daniel Jason Bredow | Woodbury, Ny | Jul 25, 2022 | 13 y | 1 |
| Trevor R RandallCertified Financial Planner | Woodbury, Ny | Aug 4, 2022 | 13 y | 1 |
| Joshua John HattigCertified Financial Planner | Longmont, Co | Aug 5, 2022 | 23 y | 3 |
| Andrea Steiner | Woodbury, Ny | Aug 8, 2022 | 17 y | 3 |
| James Bernard Plummer | Johnstown, Pa | Aug 10, 2022 | 23 y | 4 |
| Scott Richard Mrozek | Woodbury, Ny | Sep 9, 2022 | 32 y | 2 |
| Stephen Douglas VallenderCertified Financial Planner | Woodbury, Ny | Sep 9, 2022 | 23 y | 3 |
| Alfred Louis Boutiette | Worcester, Ma | Sep 13, 2022 | 29 y | 1 |
| Kenneth Paul Hewitt | Woodbury, Ny | Feb 14, 2023 | 33 y | 2 |
| David Lau | Santa Rosa, Ca | Apr 28, 2023 | 23 y | 4 |
| Jeffrey Alan Monfette | Waltham, Ma | May 18, 2023 | 28 y | 1 |
| Samantha Jill Lompado | Pennington, Nj | May 22, 2023 | 15 y | 3 |
| Ralph Sadler Powell | Woodbury, Ny | Oct 13, 2023 | 31 y | 2 |
| Kimberly A Mallas | Sandy, Ut | Feb 21, 2024 | 29 y | 2 |
| Brett Rogers Henderson | Woodbury, Ny | Jun 28, 2024 | 22 y | 4 |
| Patricia Lynn Ramirez | Woodbury, Ny | Sep 18, 2024 | 28 y | 3 |
| Gino Nick ChiappettaCertified Financial Planner | Woodbury, Ny | Oct 4, 2024 | 35 y | 4 |
| Duane Anthony JohnsonChartered Financial Consultant | Woodbury, Ny | Nov 8, 2024 | 27 y | 6 |
| Isabel Cristina Arbaiza | Woodbury, Ny | Nov 13, 2024 | 11 y | 1 |
| Robert Carroll Jones | Seldovia, Ak | Nov 13, 2024 | 37 y | 3 |
| Karen Elizabeth Vaught | Key West, Fl | Dec 9, 2024 | 10 y | 2 |
| Robert Wade Eldridge | Golden, Co | Jan 10, 2025 | 32 y | 4 |
Advisor movement
2 left, 16 joined in 12 months
net +14 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 3.0% of current headcount4 left over 36 months
Left, latest
- Andrew Gentiluomo to Fortezza Wealth Advisors, LLCJun 30, 2026 · RIA to a state-registered adviser
- Tyler Keegan to Vanderbilt Advisory ServicesNov 7, 2025 · RIA to affiliated broker-dealer or bank
- Stephen Moorman to Libra Wealth LLCJun 27, 2025 · RIA to RIA
- Polly Marie Stoecklein to Pinkerton Wealth PartnersApr 30, 2025 · RIA to RIA
- Douglas P Geraghty to Flagstar Securities, Inc.Aug 1, 2023 · RIA to RIA
- Daniel James Packard to Wealth Watch Advisors, IncJul 21, 2023 · RIA to RIA
- Ronald Chris Packard to Wealth Watch Advisors, IncJul 21, 2023 · RIA to RIA
- Hillary E Brevig to Vanderbilt Advisory ServicesDec 31, 2021 · RIA to affiliated broker-dealer or bank
- Steven Matthew Howe to Vanderbilt Advisory ServicesMar 9, 2018 · Other
- Harper J Hicks to Morgan StanleyOct 31, 2017 · Other
- Thomas Charles Palumbo to Structured Capital Designs, Inc.Dec 31, 2016 · Other
- Monroe M Diefendorf to Structured Capital Designs, Inc.Dec 31, 2016 · Other
- Alex Douglas Karavousanos to Ariston Advisors LLCDec 31, 2016 · Other
- Jeffrey A Higgs to Structured Capital Designs, Inc.Dec 31, 2016 · Other
- Robert Douglas Halbreiner to 3d Wealth Ria, LLCDec 31, 2016 · Other
Joined, latest
- Quentin Leroy Robb from Parsonex Advisory Services, Inc.Jun 23, 2026 · Other
- Jeremiah Ryan Greenleaf from Cetera Investment Advisers LLCJun 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael James Mcneely from Cambridge Investment Research Advisors, Inc.Jun 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Steven Dominic Cacciutti from Alden Investment GroupJun 1, 2026 · RIA to RIA
- Carli Sandra Piccolella from Personal Cfo Solutions LLCMay 1, 2026 · RIA to RIA
- John Higgins Vii from Personal Cfo Solutions LLCMay 1, 2026 · RIA to RIA
- Kristin Sanguino from Personal Cfo Solutions LLCMay 1, 2026 · RIA to RIA
- Bryan Anthony Richardson from Advisor Share Wealth Management, LLCMar 25, 2026 · RIA to RIA
- Richard Thomas Hern from Cambridge Investment Research Advisors, Inc.Mar 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lionel James Edmonson from Essex Private Wealth Management LLCMar 17, 2026 · RIA to RIA
- Gang Lu from Transamerica Financial Advisors, LLCFeb 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Howard Jeffrey Douglas from Osaic Wealth, Inc.Jan 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason Tyler Greenwood from Kms Financial Services, IncJan 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Andrew Gentiluomo from Esi Financial AdvisorsDec 23, 2025 · RIA to RIA
- Thomas Donald Bacon from Trust Advisory Group LtdDec 9, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Wealth Watch Advisors, IncJul 21, 2023 · Escondido, Ca
- 3 left for Structured Capital Designs, Inc.Dec 31, 2016 · Woodbury, Ny
- 2 left for 3d Wealth Ria, LLCDec 31, 2016 · Woodbury, Ny
- 3 joined from Personal Cfo Solutions LLCJun 1, 2026 · Chester, Nj
- 2 joined from Trust Advisory Group LtdNov 19, 2025 · Birmingham, Al
- 2 joined from The Patriot Financial Group, LLCAug 12, 2022 · Walpole, Ma
- 2 joined from Planmember Securities CorporationAug 4, 2022 · Berthoud, Co
- 4 joined from Kms Financial Services, IncOct 28, 2020 · Walnut Creek, Ca
- 2 joined from Kms Financial Services, IncOct 22, 2020 · Portland, Or
- 4 joined from 3d Wealth Ria, LLCJul 17, 2019 · Locust Valley, Ny · Firm absorbed
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Monroe Insurance Dedicated Fundsno longer reported | Other Private Fund | $0 | 0 | Nov 10, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Daniel Jr Antenor · Chief Operations Officercontrolsince 01/2022 · owns less than 5%
- Alfred Stephen Distante · Ceocontrolsince 06/2020 · owns less than 5%
- John Joseph Trifiletti · Presidentcontrolsince 01/2021 · owns less than 5%
- Matthew Steven Howe · Director Of Business Developmentsince 01/2024 · owns less than 5%
- Lynn Megan Plapp · Chief Financial Officer Officersince 10/2018 · owns less than 5%
- Denise Michelle Thomas · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- Vas II Holdings, LLC · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- 3d Wealth Insurance Services, LLCreal estatey
- Annuity Depotreal estatey
- Diefendorf Planning Services, Ltd.real estatey
- Impactu.Investments, LLCbroker-dealery
- Vanderbilt Advisory Servicesinvestment adviseryRAUM $2.1B
- Retirement Planning & Administration, Inc.LP sponsory
- Vanderbilt Securities, LLCbroker-dealery
Advisers that list Consolidated Portfolio Review Corp as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Woodbury, Ny · principal | 66 | 19 | 2 | ||
| Locust Valley, Ny | 5 | 0 | 0 | ||
| Worcester, Ma | 3 | 0 | 0 | ||
| Caldwell, Nj | 3 | 3 | 0 | ||
| Milford, Oh | 2 | 0 | 0 | ||
| Greenville, Sc | 2 | 1 | 0 | ||
| Henderson, Nv | 2 | 0 | 0 | ||
| Prescott Valley, Az | 2 | 0 | 0 | ||
| Sandy, Ut | 2 | 0 | 0 | ||
| Walnut Creek, Ca | 2 | 0 | 0 | ||
| Nashua, Nh | 2 | 0 | 0 | ||
| Portland, Or | 2 | 0 | 0 | ||
| Longmont, Co | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Locust Valley, NY5 employees
- Worcester, MA3 employees
- Henderson, NV2 employees
- Longmont, CO2 employees
- Walnut Creek, CA2 employees
- Hermosa Beach, CA1 employees
- Northwood, OH1 employees
- Key West, FL1 employees
- El Paso, TX1 employees
- Incline Village, NV1 employees
- Kahuku, HI1 employees
- Long Beach, CA1 employees
- Manhattan, KS1 employees
- Pennington, NJ1 employees
- Portland, OR1 employees
- Sandy, UT1 employees
- Portland, OR1 employees
- Washington, DC1 employees
- Danville, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 24.0 to 47.0 (+96.0%) between the annual amendments of 2025-03-13 and 2026-03-27; the peer median change was 0.0% (379 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 4,821 to 6,228Feb 4, 2026 to Mar 27, 2026
- Advisory employees · 44 to 47Feb 4, 2026 to Mar 27, 2026
- BD registered reps · 34 to 44Feb 4, 2026 to Mar 27, 2026
- HNW clients · 357 to 293Feb 4, 2026 to Mar 27, 2026
- Individual clients · 4,425 to 5,894Feb 4, 2026 to Mar 27, 2026
- Pension plan clients · 39 to 41Feb 4, 2026 to Mar 27, 2026
- Employees · 44 to 56Feb 4, 2026 to Mar 27, 2026
- Other offices · 26 to 47Feb 4, 2026 to Mar 27, 2026
- Discretionary RAUM · $1.3B to $1.6BFeb 4, 2026 to Mar 27, 2026
- HNW RAUM · $670M to $690MFeb 4, 2026 to Mar 27, 2026
- Individual RAUM · $612M to $890MFeb 4, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $13.2M to $12.5MFeb 4, 2026 to Mar 27, 2026
- Pension RAUM · $13.2M to $12.5MFeb 4, 2026 to Mar 27, 2026
- RAUM · $1.3B to $1.6BFeb 4, 2026 to Mar 27, 2026
- Advisory employees · 28 to 44Aug 13, 2025 to Nov 18, 2025
- BD registered reps · 32 to 34Aug 13, 2025 to Nov 18, 2025
- Employees · 45 to 44Aug 13, 2025 to Nov 18, 2025
- State-registered IARs · 32 to 44Aug 13, 2025 to Nov 18, 2025
- Financial planning clients · 101-250 to 101-250Jun 12, 2025 to Jul 11, 2025
- Other offices · 25 to 26Jun 12, 2025 to Jul 11, 2025
- Other offices · 24 to 25Mar 13, 2025 to Jun 12, 2025
- Accounts · 3,966 to 4,821Jan 21, 2025 to Feb 26, 2025
- BD registered reps · 20 to 32Jan 21, 2025 to Feb 26, 2025
- HNW clients · 278 to 357Jan 21, 2025 to Feb 26, 2025
- Individual clients · 3,652 to 4,425Jan 21, 2025 to Feb 26, 2025
- Pension plan clients · 36 to 39Jan 21, 2025 to Feb 26, 2025
- Employees · 833 to 45Jan 21, 2025 to Feb 26, 2025
- Insurance-licensed employees · 5 to 0Jan 21, 2025 to Feb 26, 2025
- Other offices · 22 to 24Jan 21, 2025 to Feb 26, 2025
- Discretionary RAUM · $862M to $1.3BJan 21, 2025 to Feb 26, 2025
- HNW RAUM · $408M to $670MJan 21, 2025 to Feb 26, 2025
- Individual RAUM · $454M to $612MJan 21, 2025 to Feb 26, 2025
- Non-discretionary RAUM · $43.2M to $13.2MJan 21, 2025 to Feb 26, 2025
- Pension RAUM · $43.2M to $13.2MJan 21, 2025 to Feb 26, 2025
- RAUM · $906M to $1.3BJan 21, 2025 to Feb 26, 2025
- Other offices · 19 to 22Dec 20, 2024 to Jan 21, 2025
- Other offices · 17 to 19Jun 11, 2024 to Dec 20, 2024
- Accounts · 3,377 to 3,966Jan 2, 2024 to Mar 15, 2024
- Advisory employees · 29 to 28Jan 2, 2024 to Mar 15, 2024
- BD registered reps · 26 to 20Jan 2, 2024 to Mar 15, 2024
Signals
40 dated events
- Andrew Gentiluomo left Consolidated Portfolio Review Corp for Fortezza Wealth Advisors, Llc (registered 2026-06-30)Jun 30, 2026 · Advisor changed firm · fact
- 3 advisors left Personal Cfo Solutions LLC (Chester, NJ) for Consolidated Portfolio Review Corp on the same dayJun 1, 2026 · Team lift-out · derived
- Consolidated Portfolio Review Corp reported 47 offices beyond its principal office, up from 26 (2026-02-04 to 2026-03-27)Mar 27, 2026 · Office count change · derived
- 2 advisors left Trust Advisory Group LTD (Birmingham, AL) for Consolidated Portfolio Review Corp within 2 daysNov 19, 2025 · Team lift-out · derived
- Consolidated Portfolio Review Corp reported 44 state-registered advisory representatives, up from 32 (2025-08-13 to 2025-11-18)Nov 18, 2025 · Advisor headcount change · derived
- Tyler Keegan left Consolidated Portfolio Review Corp for Vanderbilt Advisory Services (registered 2025-04-24)Nov 7, 2025 · Advisor changed firm · fact
- Stephen Moorman left Consolidated Portfolio Review Corp for Libra Wealth Llc (registered 2025-08-12)Jun 27, 2025 · Advisor changed firm · fact
- Polly Marie Stoecklein left Consolidated Portfolio Review Corp for Pinkerton Wealth Partners (registered 2025-10-10)Apr 30, 2025 · Advisor changed firm · fact
- Consolidated Portfolio Review Corp reported RAUM $1.3B, up 43% from $905.6M (2025-01-21 to 2025-02-26)Feb 26, 2025 · RAUM change · derived
- Matthew Steven Howe (Chief Compliance Officer) no longer on Schedule A of Consolidated Portfolio Review Corp (listed 2023-08-22, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- Douglas P Geraghty left Consolidated Portfolio Review Corp for Vanderbilt Advisory Services (registered 2022-03-21)Aug 1, 2023 · Advisor changed firm · fact
- Daniel James Packard left Consolidated Portfolio Review Corp for Wealth Watch Advisors, Inc (registered 2023-07-18)Jul 21, 2023 · Advisor changed firm · fact
- Ronald Chris Packard left Consolidated Portfolio Review Corp for Wealth Watch Advisors, Inc (registered 2023-07-12)Jul 21, 2023 · Advisor changed firm · fact
- 2 advisors left Consolidated Portfolio Review Corp (Escondido, CA) for Wealth Watch Advisors, Inc on the same dayJul 21, 2023 · Team lift-out · derived
- Consolidated Portfolio Review Corp reported 16 offices beyond its principal office, up from 8 (2022-10-21 to 2023-03-29)Mar 29, 2023 · Office count change · derived
- Consolidated Portfolio Review Corp reported 33 state-registered advisory representatives, up from 16 (2022-10-21 to 2023-03-29)Mar 29, 2023 · Advisor headcount change · derived
- Gordon Steve Howe (Director Of Operations) no longer on Schedule A of Consolidated Portfolio Review Corp (listed 2022-09-08, absent 2022-09-21)Sep 21, 2022 · Control person left · inference
- Matthew Steven Howe (Director Of Operations) appeared on Schedule A of Consolidated Portfolio Review CorpSep 21, 2022 · Control person joined · fact
- Gordon Steve Howe (Director Of Operations) appeared on Schedule A of Consolidated Portfolio Review CorpSep 8, 2022 · Control person joined · fact
- 2 advisors left The Patriot Financial Group, LLC (Walpole, MA) for Consolidated Portfolio Review Corp on the same dayAug 12, 2022 · Team lift-out · derived
- 2 advisors left Planmember Securities Corporation (Berthoud, CO) for Consolidated Portfolio Review Corp on the same dayAug 4, 2022 · Team lift-out · derived
- Consolidated Portfolio Review Corp reported 7 offices beyond its principal office, up from 2 (2022-01-14 to 2022-03-28)Mar 28, 2022 · Office count change · derived
- Consolidated Portfolio Review Corp reported RAUM $601.5M, up 28% from $470.7M (2022-01-14 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Denise Michelle Thomas (Chief Compliance Officer) no longer on Schedule A of Consolidated Portfolio Review Corp (listed 2022-01-14, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- James Thomas Murphy (Aml Officer, Options Principal, Municpal Principal) no longer on Schedule A of Consolidated Portfolio Review Corp (listed 2021-08-17, absent 2022-01-06)Jan 6, 2022 · Control person left · inference
- Stavros Theologos Basis (Chief Compliance Officer) no longer on Schedule A of Consolidated Portfolio Review Corp (listed 2021-08-12, absent 2021-08-17)Aug 17, 2021 · Control person left · inference
- Denise Michelle Thomas (Chief Compliance Officer) appeared on Schedule A of Consolidated Portfolio Review CorpAug 17, 2021 · Control person joined · fact
- Teresa Darlene Spinek (Interim Cco) no longer on Schedule A of Consolidated Portfolio Review Corp (listed 2021-03-31, absent 2021-04-06)Apr 6, 2021 · Control person left · inference
- Stavros Theologos Basis (Chief Compliance Officer) appeared on Schedule A of Consolidated Portfolio Review CorpApr 6, 2021 · Control person joined · fact
- Consolidated Portfolio Review Corp reported RAUM $470.7M, up 154% from $185.5M (2021-03-12 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- wwww.FinancialResourcesInc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 631-845-5100reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026