DFX Intelligence
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Firm absorbed
7 advisors left L••••• W••••• P•••••••• L•• for M•••••• A•••••• N••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Eric Vargas | Reno, Nv | Dec 4, 2023 | Jun 13, 2023 |
| Elise Marie Levy | Reno, Nv | Dec 4, 2023 | Dec 8, 2023 |
| Jon Bruce Park | Reno, Nv | Dec 4, 2023 | Dec 4, 2023 |
| Mark Levy | Reno, Nv | Dec 4, 2023 | Sep 7, 2023 |
| Martin Major Mcclellan | Reno, Nv | Dec 4, 2023 | Sep 7, 2023 |
| Mason Bodie Monroe | Reno, Nv | Dec 4, 2023 | Aug 16, 2023 |
| Wendy Ann Hammond | Reno, Nv | Dec 4, 2023 | Jul 19, 2023 |
The rule
- Registrations ended
- Dec 4, 2023
- Registered next
- Jun 13, 2023 to Dec 8, 2023
- Branch state
- NV
- Cities
- 1, most in Reno, Nv
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 88%
- Succession by the destination
- none on the tape