RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• B•••• P•••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Sep 8, 2026 · Hugo, Ok
- M•••••• A•••••• N•••••• BD affiliatedDec 4, 2023 to Sep 9, 2026 · Hugo, Ok
- L••••• W••••• P•••••••• L•• formerNov 7, 2017 to Dec 4, 2023 · Reno, Nv
- F•••• F•••••••• E••••• C••••••••• formerFeb 25, 2015 to Nov 6, 2017 · Minden, Nv
- L•• F•••••••• L•• BD affiliatedSep 13, 2001 to Feb 23, 2015 · Reno, Nv
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Sep 9, 2026, registered Sep 8, 2026 (-1 days) · channel change inside one enterprise, not a move
- L••••• W••••• P•••••••• L•• to M•••••• A•••••• N••••••left Dec 4, 2023, registered Dec 4, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••• F•••••••• E••••• C••••••••• to L••••• W••••• P•••••••• L••left Nov 6, 2017, registered Nov 7, 2017 (1 days) · Other
- L•• F•••••••• L•• to F•••• F•••••••• E••••• C•••••••••left Feb 23, 2015, registered Feb 25, 2015 (2 days) · Other
- J•• B•••• P••• left L••••• W••••• P•••••••• L•• for M•••••• A•••••• N•••••• (registered 2023-12-04)Dec 4, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address