DFX Intelligence

RIA Intelligence

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Firm absorbed

12 advisors left G••••• S•••• E••••• A•••••••• L•• for A••••••• I••••••••• A•••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
David Edward LeightonSouth Coast Metro, CaSep 20, 2022Sep 16, 2022
Jean-Paul Simon AfifSouth Coast Metro, CaSep 20, 2022Sep 15, 2022
John David PakSanta Cruz, CaSep 20, 2022Sep 16, 2022
Jonathan Miller LarsenSouth Coast Metro, CaSep 20, 2022Sep 16, 2022
Jordan Vander PoortenSouth Coast Metro, CaSep 20, 2022Jan 1, 2025
Lee Burton JonesSouth Coast Metro, CaSep 20, 2022Sep 16, 2022
Matthew Thomas CatoneSouth Coast Metro, CaSep 20, 2022Sep 15, 2022
Misty Dejon PorterYucca Valley, CaSep 20, 2022Sep 16, 2022
Shannon Asher KujawaSouth Coast Metro, CaSep 20, 2022Sep 16, 2022
Todd Aaron SchneiderSouth Coast Metro, CaSep 20, 2022Sep 16, 2022
The rule
Registrations ended
Sep 20, 2022
Registered next
Sep 15, 2022 to Jan 1, 2025
Branch state
CA
Cities
3, most in South Coast Metro, Ca
Registered there that day
18 (people still on IAPD; an estimate)
Share of that headcount
67%
Succession by the destination
none on the tape
Other teams out of G••••• S•••• E••••• A•••••••• L••Other teams into A••••••• I••••••••• A•••••••• L••